SFC Licenceholders of Sumo Asset Management Limited 盛門資產管理有限公司
- info@sumofinancialgroup.com
- Website
- www.sumofinancialgroup.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BALFOUR Alexander David | RE | 4 | 04 December 2012 | 14 February 2013 |
| BALFOUR Alexander David | RE | 9 | 14 November 2011 | 14 February 2013 |
| CHAN Lap Yin 陳立言 | RE | 9 | 02 April 2013 | 17 December 2014 |
| CHAN Lap Yin 陳立言 | RE | 4 | 02 April 2013 | 17 December 2014 |
| CHEUNG Wai Chuen 張偉銓 | RO | 9 | 24 September 2013 | 18 July 2014 |
| CHEUNG Wai Chuen 張偉銓 | RO | 4 | 24 September 2013 | 18 July 2014 |
| CHEUNG Wai Chuen 張偉銓 | RE | 4 | 04 January 2013 | 24 September 2013 |
| CHEUNG Wai Chuen 張偉銓 | RE | 9 | 11 May 2011 | 24 September 2013 |
| CHUNG Hon Lam 鍾漢林 | RO | 9 | 07 July 2010 | 31 July 2011 |
| CHUNG Hon Lam 鍾漢林 | RO | 4 | 07 July 2010 | 31 July 2011 |
| HUANG Hung Chih 黃宏治 | RE | 9 | 18 August 2011 | 10 July 2012 |
| HUANG Hung Chih 黃宏治 | RO | 4 | 10 July 2012 | 03 September 2013 |
| HUANG Hung Chih 黃宏治 | RO | 9 | 10 July 2012 | 03 September 2013 |
| HUANG Hung Chih 黃宏治 | RE | 4 | 18 August 2011 | 10 July 2012 |
| KWAN Jackson Pok Man 關博文 | RE | 4 | 01 June 2012 | 30 April 2016 |
| KWAN Jackson Pok Man 關博文 | RE | 9 | 01 June 2012 | 30 April 2016 |
| KWOK Wai Chu, Cindy 郭惠珠 | RE | 4 | 04 December 2012 | 05 February 2016 |
| LAI Kin To, Joseph 賴建濤 | RE | 9 | 24 March 2011 | 24 October 2011 |
| LAU Chun Yu 劉振宇 | RO | 9 | 06 September 2021 | 22 August 2022 |
| LAU Chun Yu 劉振宇 | RO | 4 | 06 September 2021 | 22 August 2022 |
| LEE Wilson Tsz Kin 李子建 | RO | 9 | 07 July 2010 | 05 February 2016 |
| LEE Wilson Tsz Kin 李子建 | RO | 4 | 07 July 2010 | 05 February 2016 |
| LEUNG Lai Lai 梁麗麗 | RE | 4 | 26 September 2013 | 28 October 2013 |
| LEUNG Lai Lai 梁麗麗 | RE | 9 | 26 September 2013 | 28 October 2013 |
| LEUNG Lai Lai 梁麗麗 | RE | 9 | 29 April 2011 | 15 February 2013 |
| LIN Peiyi Joanna 林佩儀 | RO | 9 | 20 November 2014 | 31 July 2021 |
| LIN Peiyi Joanna 林佩儀 | RO | 4 | 20 November 2014 | 31 July 2021 |
| LIU Guangming 劉廣明 | RO | 9 | 20 September 2021 | 17 May 2022 |
| LIU Guangming 劉廣明 | RO | 4 | 20 September 2021 | 17 May 2022 |
| LIU Guangming 劉廣明 | RE | 9 | 20 September 2021 | 20 September 2021 |
| LIU Guangming 劉廣明 | RE | 4 | 20 September 2021 | 20 September 2021 |
| MOK Sin Yee 莫倩儀 | RE | 4 | 04 December 2012 | 31 March 2016 |
| MOK Sin Yee 莫倩儀 | RE | 9 | 21 February 2012 | 31 March 2016 |
| PENG Ming-Yuan 彭明媛 | RO | 9 | 14 December 2010 | 07 October 2013 |
| PENG Ming-Yuan 彭明媛 | RO | 4 | 14 December 2010 | 07 October 2013 |
| PENG Ming-Yuan 彭明媛 | RE | 9 | 29 October 2010 | 14 December 2010 |
| PENG Ming-Yuan 彭明媛 | RE | 4 | 29 October 2010 | 14 December 2010 |
| SO Kwok Ki 蘇國基 | RE | 9 | 25 February 2015 | 31 December 2015 |
| SO Kwok Ki 蘇國基 | RE | 4 | 04 December 2012 | 31 December 2015 |
| TAM Li Hon 譚利漢 | RE | 9 | 02 December 2016 | 30 June 2020 |
| TAM Li Hon 譚利漢 | RE | 4 | 02 December 2016 | 30 June 2020 |
| TSAI Wei-Lien 蔡威廉 | RO | 9 | 07 July 2010 | 15 March 2012 |
| TSAI Wei-Lien 蔡威廉 | RO | 4 | 07 July 2010 | 15 March 2012 |
| TSAO Yu Lung 曹郁龍 | RO | 4 | 25 February 2013 | 14 November 2014 |
| TSAO Yu Lung 曹郁龍 | RO | 9 | 25 February 2013 | 14 November 2014 |
| TSAO Yu Lung 曹郁龍 | RE | 9 | 13 April 2011 | 25 February 2013 |
| TSAO Yu Lung 曹郁龍 | RE | 4 | 13 April 2011 | 25 February 2013 |
| WONG Kam Hung 黃錦洪 | RE | 9 | 20 July 2010 | 31 July 2013 |
| WONG Kam Hung 黃錦洪 | RE | 4 | 20 July 2010 | 31 July 2013 |
| YEUNG Man Fat 楊文法 | RE | 9 | 02 May 2012 | 31 December 2012 |
| ZHIYENKULOV Olzhas | RO | 9 | 16 March 2016 | 31 August 2021 |
| ZHIYENKULOV Olzhas | RO | 4 | 16 March 2016 | 31 August 2021 |
| ZHIYENKULOV Olzhas | RE | 4 | 02 October 2013 | 16 March 2016 |
| ZHIYENKULOV Olzhas | RE | 9 | 02 October 2013 | 16 March 2016 |