SFC Licenceholders of Swiss-Asia Asset Management (HK) Limited
- steve.knabl@swissasia-group.com
- Website
- www.swissasia-group.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ARIMITSU Ken | RE | 9 | 03 October 2018 | 07 May 2019 |
| BOUCKLEY David John | RE | 9 | 26 November 2013 | 31 December 2015 |
| BOUCKLEY David John | RE | 4 | 08 October 2013 | 31 December 2015 |
| CHAN Deirdre 陳敏儀 | RE | 9 | 29 April 2011 | 19 November 2018 |
| CHAN Deirdre 陳敏儀 | RE | 4 | 29 April 2011 | 19 November 2018 |
| CHENG Wai See, Eunice 鄭慧詩 | RE | 9 | 04 December 2017 | 01 August 2020 |
| DEBOW Sean Herbert 狄寶生 | RE | 9 | 02 February 2017 | 29 November 2019 |
| DEBOW Sean Herbert 狄寶生 | RE | 4 | 02 February 2017 | 29 November 2019 |
| FUNG Daniel Kenneth 馮裕志 | RE | 9 | 09 April 2013 | 04 November 2014 |
| FUNG Daniel Kenneth 馮裕志 | RE | 4 | 09 April 2013 | 04 November 2014 |
| GARY Carolyn Ann | RE | 9 | 22 October 2014 | 14 November 2014 |
| GARY Carolyn Ann | RE | 4 | 22 October 2014 | 14 November 2014 |
| GAZMARARIAN Lucy | RE | 9 | 12 May 2017 | 22 August 2017 |
| GAZMARARIAN Lucy | RE | 4 | 12 May 2017 | 22 August 2017 |
| GUERRAND Julien Jacques | RE | 9 | 16 May 2016 | 30 June 2017 |
| GUO Anson Haokun 郭洪瑋 | RE | 9 | 21 April 2017 | 08 September 2022 |
| HIROKAWA Yu | RE | 9 | 16 October 2018 | 30 September 2020 |
| HUANG Ruhong 黃如洪 | RE | 9 | 03 May 2016 | 11 November 2016 |
| JOHANSEN Kennie Atle | RE | 9 | 04 December 2017 | 01 August 2020 |
| KERRIGAN Daniel Burke | RE | 9 | 19 October 2020 | 05 November 2021 |
| KERRIGAN Daniel Burke | RE | 4 | 25 September 2020 | 05 November 2021 |
| KIM Jae Hyung 金在亨 | RE | 9 | 27 January 2017 | 27 August 2018 |
| KIM Jae Hyung 金在亨 | RE | 4 | 27 January 2017 | 27 August 2018 |
| KIM Taehong | RE | 9 | 04 December 2017 | 01 August 2020 |
| KNABL Steve | RO | 9 | 02 June 2010 | |
| KNABL Steve | RO | 4 | 02 June 2010 | |
| LAM Yuen Yee, Emily 林苑怡 | RE | 9 | 17 March 2015 | 27 September 2017 |
| LAM Yuen Yee, Emily 林苑怡 | RE | 4 | 17 March 2015 | 27 September 2017 |
| LEHMANN Riccardo | RO | 4 | 25 August 2015 | 30 August 2019 |
| LEHMANN Riccardo | RO | 9 | 25 August 2015 | 30 August 2019 |
| MIVELAZ Olivier Pascal | RO | 9 | 27 November 2012 | 27 May 2013 |
| MIVELAZ Olivier Pascal | RO | 4 | 27 November 2012 | 27 May 2013 |
| MIVELAZ Yannick Alfred Eric | RO | 9 | 21 August 2019 | |
| MIVELAZ Yannick Alfred Eric | RO | 4 | 21 August 2019 | |
| MIVELAZ Yannick Alfred Eric | RE | 4 | 20 April 2017 | 21 August 2019 |
| MIVELAZ Yannick Alfred Eric | RE | 9 | 20 April 2017 | 21 August 2019 |
| MOISSON Julien, Georges, Louis | RE | 9 | 06 October 2015 | 30 June 2017 |
| NASTANSKI Neil Adam | RE | 9 | 09 July 2021 | 31 January 2022 |
| NASTANSKI Neil Adam | RE | 4 | 09 July 2021 | 31 January 2022 |
| NASTANSKI Neil Adam | RE | 9 | 14 January 2020 | 07 January 2021 |
| NASTANSKI Neil Adam | RE | 4 | 14 January 2020 | 07 January 2021 |
| ONG Charlie Yveline Jeanne | RE | 9 | 13 February 2019 | 02 November 2019 |
| ONG Charlie Yveline Jeanne | RE | 4 | 13 February 2019 | 02 November 2019 |
| PANG Tai Yin 彭大然 | RE | 9 | 06 February 2014 | 28 November 2014 |
| PANG Tai Yin 彭大然 | RE | 4 | 06 February 2014 | 28 November 2014 |
| PULINX Nicolas Emile Jean-Pierre | RO | 9 | 15 January 2020 | 25 January 2023 |
| PULINX Nicolas Emile Jean-Pierre | RO | 4 | 15 January 2020 | 25 January 2023 |
| PULINX Nicolas Emile Jean-Pierre | RE | 9 | 13 May 2011 | 15 January 2020 |
| PULINX Nicolas Emile Jean-Pierre | RE | 4 | 13 May 2011 | 15 January 2020 |
| REPKOW Stephan Jacques Rene | RO | 9 | 02 June 2010 | 31 January 2011 |
| REPKOW Stephan Jacques Rene | RO | 4 | 02 June 2010 | 31 January 2011 |
| ROBERT Dominique Andre | RE | 9 | 15 April 2016 | 15 October 2016 |
| ROBERT Dominique Andre | RE | 4 | 15 April 2016 | 15 October 2016 |
| SIGERHALL Tom Lennart Gerhard | RE | 9 | 10 April 2017 | |
| SIGERHALL Tom Lennart Gerhard | RE | 4 | 10 April 2017 | |
| SZE Chik Lim Jerry 施積鐮 | RE | 9 | 13 February 2014 | 28 November 2014 |
| SZE Chik Lim Jerry 施積鐮 | RE | 4 | 13 February 2014 | 28 November 2014 |
| TAKEUCHI Naoki | RE | 9 | 15 March 2019 | 30 April 2023 |
| TAKEUCHI Naoki | RE | 4 | 15 March 2019 | 30 April 2023 |
| TOH Swee Beng | RE | 9 | 06 July 2016 | 31 October 2022 |
| TOH Swee Beng | RE | 4 | 06 July 2016 | 31 October 2022 |
| TSUNG Howard | RE | 9 | 07 March 2019 | 28 May 2019 |
| UEDA Koki | RE | 9 | 19 October 2018 | 06 March 2020 |
| VOSSWINKEL Joern-Reto Akira | RO | 9 | 03 July 2013 | 09 September 2016 |
| VOSSWINKEL Joern-Reto Akira | RO | 4 | 03 July 2013 | 09 September 2016 |
| VOVIL Daniel Royden Thomas | RE | 9 | 01 April 2015 | 01 August 2016 |
| VOVIL Daniel Royden Thomas | RE | 4 | 01 April 2015 | 01 August 2016 |
| WALKER Alexander David James | RE | 9 | 22 October 2014 | 31 August 2016 |
| WALKER Alexander David James | RE | 4 | 22 October 2014 | 31 August 2016 |
| WANG Pying-huan 王冰涵 | RO | 9 | 10 March 2011 | 26 November 2012 |
| WANG Pying-huan 王冰涵 | RO | 4 | 10 March 2011 | 26 November 2012 |
| YU Carrie Chiu Ying 余昭瑩 | RE | 9 | 14 January 2020 | 31 January 2022 |
| YU Carrie Chiu Ying 余昭瑩 | RE | 4 | 14 January 2020 | 31 January 2022 |
| ZENG Cheng 曾騁 | RE | 9 | 27 January 2017 | 29 November 2019 |
| ZENG Cheng 曾騁 | RE | 4 | 27 January 2017 | 29 November 2019 |
| ZHUANG Yiping 庄一平 | RE | 4 | 15 February 2016 | 31 May 2017 |
| ZHUANG Yiping 庄一平 | RE | 9 | 15 February 2016 | 31 May 2017 |