Current licenceholders of AUX600 Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
XIONG Liting 熊力頲 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2021-02-19
NG Chi Pong 吳治邦 RE 6 (Advising on Corporate Finance) 2021-01-14
CAI Yihan 蔡依含 RE 6 (Advising on Corporate Finance) 2020-12-16
CHEN Yilin 陈怡琳 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-11-03
LI Nga Yan 李雅茵 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2020-11-03
WONG Kai Yuen, Clement 黃啟源 RE 1 (Dealing in Securities) 2020-08-27
WONG Si Si, Connie 王思思 RE 6 (Advising on Corporate Finance) 2020-05-18
POON Ho Ying, Irene 潘可盈 RO 6 (Advising on Corporate Finance) 2019-11-08
MA Yanting 馬燕婷 RE 6 (Advising on Corporate Finance) 2019-11-01
LI Xiao 李瀟 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-10-24
ZHANG Chenghong 張成弘 RE 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2019-09-24
MA Yanting 馬燕婷 RE 1 (Dealing in Securities) 2019-09-10
WONG Si Si, Connie 王思思 RE 1 (Dealing in Securities) 2019-08-16
SU Aiyu 蘇藹瑜 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2019-06-17
JIANG Di 姜迪 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-09-07
TIAN Yu 田雨 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-09-03
CHUANG Yung-ting 莊詠婷 RE 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-07-27
MAN Yiu Kwong, Nick 文耀光 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2018-07-09
LAU Siu Ki 劉紹基 RO 1 (Dealing in Securities), 6 (Advising on Corporate Finance) 2017-10-19
WONG Kai Yuen, Clement 黃啟源 RE 6 (Advising on Corporate Finance) 2017-10-10
SIU Wai Kit 蕭偉杰 RO 6 (Advising on Corporate Finance), 1 (Dealing in Securities) 2017-02-17