SFC Licenceholders of Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司

Addresses
Suites 3207-3212 on Level 32, One Pacific Place, 88 Queensway, Hong Kong
香港金鐘道88號太古廣場1座32樓3207-3212室
Suites 2004-2005 on Level 20, One Pacific Place, 88 Queensway, Hong Kong
香港金鐘道88號太古廣場1座20樓2004-2005室
Email
[email protected]
Website
www.guosen.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
ZHANG Chenghong 張成弘 RO 1 23 August 2022
SHAO Heling 邵鶴令 RE 6 23 August 2022
LI Lin 李琳 RE 1 08 June 2022
POON Ho Ying, Irene 潘可盈 RE 1 30 May 2022
CHEN Yilin 陈怡琳 RE 6 18 May 2022
CHEN Yilin 陈怡琳 RE 1 13 May 2022
MEI Di 梅迪 RE 6 22 February 2022
MEI Di 梅迪 RE 1 22 February 2022
ZHANG Kai 張凱 RE 1 14 February 2022
ZHANG Kai 張凱 RE 6 14 February 2022
LI Lin 李琳 RE 6 16 December 2021
RONG Yanping 戎烟平 RE 6 14 December 2021
LI Kai Yi 李佳宜 RE 6 22 November 2021
LI Kai Yi 李佳宜 RE 1 22 November 2021
SUNG Pui Yu 宋沛榆 RO 6 20 August 2021
ZHAO Chen 趙晨 RE 6 21 June 2021
ZHANG Chenghong 張成弘 RO 6 02 June 2021
SUNG Pui Yu 宋沛榆 RE 1 05 May 2021
ZHAO Chen 趙晨 RE 1 01 April 2021
WONG Chun Kit 黃俊傑 RE 6 25 March 2021
WONG Chun Kit 黃俊傑 RE 1 25 March 2021
WONG Yun Sang 黃潤生 RE 1 08 March 2021
WONG Yun Sang 黃潤生 RE 6 08 March 2021
POON Ho Ying, Irene 潘可盈 RO 6 08 November 2019
MA Yanting 馬燕婷 RE 6 01 November 2019
LAU Siu Ki 劉紹基 RO 6 19 October 2017
LAU Siu Ki 劉紹基 RO 1 19 October 2017
ZHANG Chenghong 張成弘 RE 1 27 April 2022 23 August 2022
WONG Si Si, Connie 王思思 RE 6 18 May 2020 07 June 2022
YU Chun Man 余俊文 RE 6 20 April 2021 20 April 2022
YU Chun Man 余俊文 RE 1 20 April 2021 20 April 2022
LI Xiao 李瀟 RE 6 24 October 2019 27 February 2022
LI Xiao 李瀟 RE 1 24 October 2019 27 February 2022
CAI Yihan 蔡依含 RO 6 30 August 2021 10 February 2022
NG Chi Pong 吳治邦 RE 1 30 March 2021 04 February 2022
NG Chi Pong 吳治邦 RE 6 14 January 2021 04 February 2022
MAN Yiu Kwong, Nick 文耀光 RO 6 09 July 2018 14 January 2022
MAN Yiu Kwong, Nick 文耀光 RO 1 09 July 2018 14 January 2022
SIU Wai Kit 蕭偉杰 RO 6 17 February 2017 14 January 2022
SIU Wai Kit 蕭偉杰 RO 1 17 February 2017 14 January 2022
SONG Wenqian 宋汶倩 RE 6 04 May 2021 27 October 2021
SONG Wenqian 宋汶倩 RE 1 04 May 2021 27 October 2021
CHEN Yilin 陈怡琳 RE 6 03 November 2020 15 September 2021
CAI Yihan 蔡依含 RE 6 16 December 2020 30 August 2021
WONG Kai Yuen, Clement 黃啟源 RE 1 27 August 2020 27 August 2021
WONG Kai Yuen, Clement 黃啟源 RE 6 10 October 2017 27 August 2021
SUNG Pui Yu 宋沛榆 RE 6 05 May 2021 20 August 2021
JIANG Di 姜迪 RE 6 07 September 2018 13 July 2021
JIANG Di 姜迪 RE 1 07 September 2018 13 July 2021
ZHANG Chenghong 張成弘 RE 6 24 September 2019 02 June 2021
CHEN Yilin 陈怡琳 RE 1 03 November 2020 29 April 2021
ZHANG Chenghong 張成弘 RE 1 24 September 2019 02 March 2021
MA Yanting 馬燕婷 RE 1 10 September 2019 02 March 2021
WONG Si Si, Connie 王思思 RE 1 16 August 2019 02 March 2021
SONG Jiaying 宋佳穎 RE 6 23 February 2017 04 January 2021
SONG Jiaying 宋佳穎 RE 1 23 February 2017 04 January 2021
ZHANG Chonghui 張崇輝 RE 1 27 August 2020 31 December 2020
ZHANG Chonghui 張崇輝 RE 6 29 January 2019 31 December 2020
LIANG Yuxuan 梁雨轩 RE 6 07 December 2018 31 December 2020
LIANG Yuxuan 梁雨轩 RE 1 07 December 2018 31 December 2020
LIN Hao 林浩 RE 6 07 November 2017 16 November 2020
LIN Hao 林浩 RE 1 07 November 2017 16 November 2020
BIAN Jing 卞静 RE 6 26 May 2020 11 September 2020
BIAN Jing 卞静 RE 1 26 May 2020 11 September 2020
XIN Yimo 辛漪默 RE 6 23 May 2017 23 January 2020
XIN Yimo 辛漪默 RE 1 23 May 2017 23 January 2020
LI Shuonan 李碩楠 RE 6 16 May 2019 06 December 2019
LI Shuonan 李碩楠 RE 1 16 May 2019 06 December 2019
DONG Chang 董昶 RE 6 19 November 2018 02 December 2019
DONG Chang 董昶 RE 1 19 November 2018 02 December 2019
LEUNG Lai Kar 梁禮嘉 RO 6 26 January 2017 11 November 2019
LEUNG Lai Kar 梁禮嘉 RO 1 26 January 2017 11 November 2019
POON Ho Ying, Irene 潘可盈 RE 6 02 September 2019 08 November 2019
QI Ruixiao 齊芮瀟 RE 6 10 October 2017 30 August 2019
QI Ruixiao 齊芮瀟 RE 1 10 October 2017 30 August 2019
WANG Jian 王健 RE 6 07 January 2019 23 July 2019
WANG Jian 王健 RE 1 07 January 2019 23 July 2019
ZHANG Kai 張凱 RE 1 19 March 2019 14 June 2019
ZHANG Kai 張凱 RE 6 12 April 2018 14 June 2019
ZHANG Zhuowei 張卓為 RE 6 27 February 2019 12 June 2019
ZHANG Zhuowei 張卓為 RE 1 24 April 2018 12 June 2019
DU Xu 杜栩 RE 6 28 March 2012 28 May 2019
DU Xu 杜栩 RE 1 28 March 2012 28 May 2019
YU Yiqi 俞一騏 RE 6 04 August 2015 14 May 2019
YU Yiqi 俞一騏 RE 1 04 August 2015 14 May 2019
YUAN Hong 袁虹 RE 6 13 July 2016 04 January 2019
YUAN Hong 袁虹 RE 1 13 July 2016 04 January 2019
LIU Xiao 劉驍 RE 6 12 October 2017 02 November 2018
WONG Ka Ho 王家豪 RE 6 02 March 2016 02 November 2018
WONG Ka Ho 王家豪 RE 1 02 March 2016 02 November 2018
HO Ting Kin 何庭堅 RE 6 25 September 2017 03 August 2018
MAN Yiu Kwong, Nick 文耀光 RE 6 05 July 2018 09 July 2018
MAN Yiu Kwong, Nick 文耀光 RE 1 05 July 2018 09 July 2018
CHEN Tong 陳童 RE 6 01 February 2018 15 June 2018
CHEN Tong 陳童 RE 1 01 February 2018 15 June 2018
CHAN Cheuk Yiu 陳焯堯 RO 1 27 June 2016 24 November 2017
CHAN Cheuk Yiu 陳焯堯 RE 6 06 November 2015 24 November 2017
LAU Siu Ki 劉紹基 RE 6 31 July 2017 30 October 2017
LAU Siu Ki 劉紹基 RE 1 31 July 2017 30 October 2017
XU Ke 徐可 RE 6 13 July 2016 31 July 2017
XU Ke 徐可 RE 1 13 July 2016 31 July 2017
WU Ka Chun 胡嘉俊 RO 6 20 July 2016 12 May 2017
WU Ka Chun 胡嘉俊 RE 1 16 April 2015 12 May 2017
TANG Vincent Chi Hang 鄧志恒 RE 6 13 April 2017 04 May 2017
TANG Vincent Chi Hang 鄧志恒 RE 1 13 April 2017 04 May 2017
SIT Kar Kin, Kenneth 薛家鍵 RO 6 11 December 2014 30 April 2017
SIT Kar Kin, Kenneth 薛家鍵 RO 1 11 December 2014 30 April 2017
SIU Wai Kit 蕭偉杰 RE 6 01 November 2016 17 February 2017
SIU Wai Kit 蕭偉杰 RE 1 01 November 2016 17 February 2017
LEUNG Lai Kar 梁禮嘉 RE 6 17 November 2016 26 January 2017
LEUNG Lai Kar 梁禮嘉 RE 1 17 November 2016 26 January 2017
WU Ka Chun 胡嘉俊 RE 6 03 March 2015 20 July 2016
CHAN Cheuk Yiu 陳焯堯 RE 1 06 November 2015 27 June 2016
YEUNG Chiu Ngan 楊肖顏 RE 6 06 February 2015 14 May 2016
YEUNG Chiu Ngan 楊肖顏 RE 1 06 February 2015 14 May 2016
LEE Hoi Yan 李凱恩 RO 6 05 November 2015 26 April 2016
LEE Hoi Yan 李凱恩 RO 1 05 November 2015 26 April 2016
WU Kin San, Alfred 胡健生 RO 6 22 July 2015 10 April 2016
WU Kin San, Alfred 胡健生 RO 1 22 July 2015 10 April 2016
CHAN Cheuk Ki, Christy 陳卓琦 RE 1 18 November 2013 31 January 2016
CHAN Cheuk Ki, Christy 陳卓琦 RE 6 18 November 2013 31 January 2016
WONG Yue Tak 王汝德 RE 6 22 September 2015 15 December 2015
WONG Yue Tak 王汝德 RE 1 22 September 2015 15 December 2015
LEE Hoi Yan 李凱恩 RE 6 12 March 2014 05 November 2015
LEE Hoi Yan 李凱恩 RE 1 12 March 2014 05 November 2015
YAU Kar Man, Karen 尤嘉敏 RE 6 23 January 2014 16 September 2015
YAU Kar Man, Karen 尤嘉敏 RE 1 23 January 2014 16 September 2015
TSANG Hing Yu 曾慶瑜 RE 6 09 April 2015 31 August 2015
TSANG Hing Yu 曾慶瑜 RE 1 24 January 2014 31 August 2015
CHANG Aaron Zai Yuen 張世炫 RE 6 05 May 2014 28 August 2015
CHANG Aaron Zai Yuen 張世炫 RE 1 05 May 2014 28 August 2015
TANG Fung 鄧峰 RE 6 21 March 2014 14 August 2015
TANG Fung 鄧峰 RE 1 21 March 2014 14 August 2015
WONG Cheuk Him, Alvin 黃卓謙 RE 6 12 February 2015 31 July 2015
WONG Cheuk Him, Alvin 黃卓謙 RE 1 12 February 2015 31 July 2015
WU Kin San, Alfred 胡健生 RE 1 16 April 2015 22 July 2015
WU Kin San, Alfred 胡健生 RE 6 22 August 2014 22 July 2015
CHEUNG Yee Man, Elaine 張綺雯 RO 6 28 April 2014 13 July 2015
CHEUNG Yee Man, Elaine 張綺雯 RO 1 28 April 2014 13 July 2015
LAI Ching Man, Jimmy 黎政民 RO 6 29 April 2015 21 May 2015
LAI Ching Man, Jimmy 黎政民 RO 1 29 April 2015 21 May 2015
LAI Ching Man, Jimmy 黎政民 RE 6 09 December 2014 29 April 2015
LAI Ching Man, Jimmy 黎政民 RE 1 09 December 2014 29 April 2015
MUI Suet Yee, Phoebe 梅雪儀 RO 6 22 May 2014 31 March 2015
MUI Suet Yee, Phoebe 梅雪儀 RE 1 26 February 2014 31 March 2015
KOH Kwai Yim 高貴艷 RO 1 02 June 2011 28 January 2015
KOH Kwai Yim 高貴艷 RO 6 02 June 2011 28 January 2015
LUI Tak Yan 呂德仁 RO 6 12 May 2014 15 December 2014
LUI Tak Yan 呂德仁 RO 1 12 May 2014 15 December 2014
SIT Kar Kin, Kenneth 薛家鍵 RE 6 12 August 2014 11 December 2014
SIT Kar Kin, Kenneth 薛家鍵 RE 1 12 August 2014 11 December 2014
LAM Long Hin, Hiram 林朗軒 RE 1 28 November 2013 29 November 2014
LAM Long Hin, Hiram 林朗軒 RE 6 28 November 2013 29 November 2014
WAN Joseph Jason 尹宸賢 RO 6 10 January 2014 19 November 2014
WAN Joseph Jason 尹宸賢 RO 1 10 January 2014 19 November 2014
LEE Chuen Yan 李銓殷 RE 1 04 October 2013 21 October 2014
LEE Chuen Yan 李銓殷 RE 6 04 October 2013 21 October 2014
YING Yan Kei 應仁基 RE 1 29 June 2011 26 June 2014
YING Yan Kei 應仁基 RO 6 29 June 2011 26 June 2014
YIU Chung Him Benjamin 姚仲謙 RE 1 22 August 2011 25 June 2014
YIU Chung Him Benjamin 姚仲謙 RE 6 22 August 2011 25 June 2014
MOK Wing Cheung, Jennifer Audrey 莫詠璋 RE 6 11 April 2014 13 June 2014
MOK Wing Cheung, Jennifer Audrey 莫詠璋 RE 1 11 April 2014 13 June 2014
MUI Suet Yee, Phoebe 梅雪儀 RE 6 26 February 2014 22 May 2014
LUI Tak Yan 呂德仁 RE 6 28 February 2014 12 May 2014
LUI Tak Yan 呂德仁 RE 1 28 February 2014 12 May 2014
CHEUNG Yee Man, Elaine 張綺雯 RE 1 26 February 2014 28 April 2014
CHEUNG Yee Man, Elaine 張綺雯 RE 6 26 February 2014 28 April 2014
LEUNG Man Ho 梁文豪 RE 6 05 December 2013 14 February 2014
LEUNG Man Ho 梁文豪 RE 1 05 December 2013 14 February 2014
CHAN Kwun Wah Derek 陳冠樺 RO 6 18 October 2013 12 January 2014
CHAN Kwun Wah Derek 陳冠樺 RO 1 18 October 2013 12 January 2014
CHIN Sui Ying 錢瑞英 RE 6 10 October 2013 12 January 2014
CHIN Sui Ying 錢瑞英 RE 1 10 October 2013 12 January 2014
CHAN Man Sze, Mazy 陳敏思 RO 6 30 December 2013 09 January 2014
CHAN Man Sze, Mazy 陳敏思 RE 1 06 November 2013 09 January 2014
CHAN Man Sze, Mazy 陳敏思 RE 6 06 November 2013 30 December 2013
SIU Wai Kit 蕭偉杰 RE 6 22 March 2012 15 October 2013
SIU Wai Kit 蕭偉杰 RE 1 22 March 2012 15 October 2013
BIAN Jing 卞京 RE 6 26 August 2011 04 September 2013
BIAN Jing 卞京 RE 1 26 August 2011 04 September 2013
LAM Long Hin, Hiram 林朗軒 RE 1 01 April 2011 31 July 2013
LAM Long Hin, Hiram 林朗軒 RE 6 01 April 2011 31 July 2013
MA Xiaona 馬曉娜 RE 1 01 April 2011 21 May 2013
MA Xiaona 馬曉娜 RE 6 01 April 2011 21 May 2013
CHEN Xiao 陳曉 RO 6 07 January 2013 13 May 2013
CHEN Xiao 陳曉 RO 1 10 September 2012 10 March 2013
CHEN Xiao 陳曉 RE 6 21 June 2011 07 January 2013
LEUNG Kin Cheong, Laurent 梁健昌 RO 6 21 September 2011 08 October 2012
LEUNG Kin Cheong, Laurent 梁健昌 RO 1 21 September 2011 08 October 2012
WONG Chi Hung 黃志雄 RO 1 30 June 2011 27 September 2012
WONG Chi Hung 黃志雄 RO 6 30 June 2011 27 September 2012
CHEN Xiao 陳曉 RE 1 21 June 2011 10 September 2012
ENG Matthew Hunkee 伍恆基 RE 6 09 May 2012 31 August 2012
ENG Matthew Hunkee 伍恆基 RE 1 09 May 2012 31 August 2012
TSE Yee Hin, Tony 謝宇軒 RO 6 15 June 2011 31 August 2012
TSE Yee Hin, Tony 謝宇軒 RO 1 15 June 2011 31 August 2012
CHAN Kwan Kit 陳鈞傑 RE 1 19 September 2011 21 August 2012
CHAN Kwan Kit 陳鈞傑 RE 6 19 September 2011 21 August 2012
LU Ting Pong, Johnny 呂定邦 RE 1 08 August 2011 21 August 2012
LU Ting Pong, Johnny 呂定邦 RE 6 08 August 2011 21 August 2012
LAM Chi Kan 林志勤 RO 6 30 June 2011 21 August 2012
LAM Chi Kan 林志勤 RE 1 25 May 2011 21 August 2012
MA Hak Yiu 馬克遙 RE 6 21 April 2011 21 August 2012
MA Hak Yiu 馬克遙 RE 1 21 April 2011 21 August 2012
CHEN Wei 陳薇 RE 1 10 February 2011 10 April 2012
CHEN Wei 陳薇 RE 6 10 February 2011 10 April 2012
XU Shaohong, Alex 許少宏 RE 6 22 June 2011 31 March 2012
XU Shaohong, Alex 許少宏 RE 1 14 April 2011 31 March 2012
DING Yuchao 丁昱超 RE 6 15 April 2011 13 March 2012
LIU Wing Yin, Wendy 廖穎賢 RE 6 11 May 2011 09 March 2012
LIU Wing Yin, Wendy 廖穎賢 RE 1 11 May 2011 09 March 2012
HO Ching Man, Rooppi 何靜文 RO 6 12 April 2011 04 November 2011
HO Ching Man, Rooppi 何靜文 RO 1 12 April 2011 04 November 2011
LEUNG Kin Cheong, Laurent 梁健昌 RE 1 10 August 2011 21 September 2011
LEUNG Kin Cheong, Laurent 梁健昌 RE 6 10 August 2011 21 September 2011
KOO Pak Kin 古栢堅 RO 6 07 June 2011 11 August 2011
KOO Pak Kin 古栢堅 RO 1 07 June 2011 11 August 2011
WONG Kwun Ho 黃冠豪 RE 6 02 June 2011 11 August 2011
WONG Kwun Ho 黃冠豪 RE 1 02 June 2011 11 August 2011
CHUNG Chi Bun, Alan 鍾智斌 RE 1 05 May 2011 11 August 2011
CHUNG Chi Bun, Alan 鍾智斌 RE 6 05 May 2011 11 August 2011
LI Ming Jeung, Michael 李名璋 RE 6 21 April 2011 11 August 2011
LI Ming Jeung, Michael 李名璋 RE 1 21 April 2011 11 August 2011
WONG Chi Hung 黃志雄 RE 6 21 June 2011 30 June 2011
WONG Chi Hung 黃志雄 RE 1 21 June 2011 30 June 2011
LAM Chi Kan 林志勤 RE 6 25 May 2011 30 June 2011
YING Yan Kei 應仁基 RE 6 20 April 2011 29 June 2011
TSE Yee Hin, Tony 謝宇軒 RE 6 17 May 2011 15 June 2011
TSE Yee Hin, Tony 謝宇軒 RE 1 17 May 2011 15 June 2011
KOO Pak Kin 古栢堅 RE 1 26 April 2011 07 June 2011
KOO Pak Kin 古栢堅 RE 6 26 April 2011 07 June 2011
KOH Kwai Yim 高貴艷 RE 6 28 April 2011 02 June 2011
KOH Kwai Yim 高貴艷 RE 1 28 April 2011 02 June 2011
HO Ching Man, Rooppi 何靜文 RE 6 24 March 2011 12 April 2011
HO Ching Man, Rooppi 何靜文 RE 1 24 March 2011 12 April 2011
SUNG Hiu Fai, Ronald 宋曉輝 RE 1 08 October 2010 28 December 2010
SUNG Hiu Fai, Ronald 宋曉輝 RO 6 30 June 2010 28 December 2010
LAM Frank Pun Yuen 林本源 RO 6 30 June 2010 28 November 2010
LAM Frank Pun Yuen 林本源 RO 1 30 June 2010 28 November 2010
SAM CHANG Segundo Willy 沈維理 RO 6 18 October 2010 17 November 2010
SAM CHANG Segundo Willy 沈維理 RO 1 30 June 2010 17 November 2010