Current licenceholders of AUX600 Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| XIONG Liting 熊力頲 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2021-02-19 |
| NG Chi Pong 吳治邦 | RE | 6 (Advising on Corporate Finance) | 2021-01-14 |
| CAI Yihan 蔡依含 | RE | 6 (Advising on Corporate Finance) | 2020-12-16 |
| CHEN Yilin 陈怡琳 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-11-03 |
| LI Nga Yan 李雅茵 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2020-11-03 |
| WONG Kai Yuen, Clement 黃啟源 | RE | 1 (Dealing in Securities) | 2020-08-27 |
| WONG Si Si, Connie 王思思 | RE | 6 (Advising on Corporate Finance) | 2020-05-18 |
| POON Ho Ying, Irene 潘可盈 | RO | 6 (Advising on Corporate Finance) | 2019-11-08 |
| MA Yanting 馬燕婷 | RE | 6 (Advising on Corporate Finance) | 2019-11-01 |
| LI Xiao 李瀟 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-10-24 |
| ZHANG Chenghong 張成弘 | RE | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2019-09-24 |
| MA Yanting 馬燕婷 | RE | 1 (Dealing in Securities) | 2019-09-10 |
| WONG Si Si, Connie 王思思 | RE | 1 (Dealing in Securities) | 2019-08-16 |
| SU Aiyu 蘇藹瑜 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2019-06-17 |
| JIANG Di 姜迪 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-09-07 |
| TIAN Yu 田雨 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-09-03 |
| CHUANG Yung-ting 莊詠婷 | RE | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-07-27 |
| MAN Yiu Kwong, Nick 文耀光 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2018-07-09 |
| LAU Siu Ki 劉紹基 | RO | 1 (Dealing in Securities), 6 (Advising on Corporate Finance) | 2017-10-19 |
| WONG Kai Yuen, Clement 黃啟源 | RE | 6 (Advising on Corporate Finance) | 2017-10-10 |
| SIU Wai Kit 蕭偉杰 | RO | 6 (Advising on Corporate Finance), 1 (Dealing in Securities) | 2017-02-17 |