Current licenceholders of AUZ441 CMB International Securities Limited 招銀國際證券有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| LO Wai Tung, John 盧衛東 | RE | 1 (Dealing in Securities) | 2021-02-22 |
| CHEUNG Kwok Cheung 張國祥 | RE | 1 (Dealing in Securities) | 2021-02-19 |
| NG Ka Yin 吳嘉燕 | RE | 1 (Dealing in Securities) | 2021-02-19 |
| CHEN Yujia 陳宇佳 | RE | 4 (Advising on Securities) | 2021-02-11 |
| TSE Chung Wai Andrew 謝仲煒 | RE | 1 (Dealing in Securities) | 2021-02-09 |
| TSANG Yuen Ching 曾苑晴 | RE | 1 (Dealing in Securities) | 2021-02-09 |
| HO HOI SHAN 何海珊 | RE | 1 (Dealing in Securities) | 2021-02-08 |
| SUN Rainbow Hong | RE | 1 (Dealing in Securities) | 2021-02-08 |
| LIAO Yuchen 廖雨晨 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-02-03 |
| LI Yinuo 李逸諾 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-02-03 |
| CHEN Yujia 陳宇佳 | RE | 1 (Dealing in Securities) | 2021-02-02 |
| CHAN Ka Hong Jason 陳家康 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2021-01-22 |
| SZE Tsz Kwan 施芷君 | RE | 4 (Advising on Securities) | 2021-01-14 |
| WAN Yiding 万一丁 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-17 |
| CHAK Kwok Fai 翟國輝 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-16 |
| JIANG Ge 姜鴿 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-15 |
| CHEUNG Chun Ho 張振豪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-12-14 |
| ZENG Zhan 曾展 | RE | 4 (Advising on Securities) | 2020-12-07 |
| LIU Qingxin 劉勍昕 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-12-04 |
| NGAN Yu Huen 顏宇翾 | RE | 4 (Advising on Securities) | 2020-12-01 |
| ZHAO Jiahe 趙家禾 | RE | 4 (Advising on Securities) | 2020-11-30 |
| SHI Ruiming 石瑞明 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-26 |
| JIAO Zihao 焦子豪 | RE | 1 (Dealing in Securities) | 2020-11-25 |
| MOK Hiu Lam 莫曉籃 | RE | 1 (Dealing in Securities) | 2020-11-23 |
| LU Qiuyang 盧秋阳 | RE | 4 (Advising on Securities) | 2020-11-23 |
| WU Yue 吳越 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-19 |
| CHEUNG Wing Kei Stanley 張永錡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-18 |
| ZHOU Fan 周凡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-18 |
| HU Jerry 胡俊凡 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-16 |
| CHENG Yi 程怡 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-11-10 |
| LI Ye 李燁 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-11-04 |
| LIU Chang 劉暢 | RE | 4 (Advising on Securities) | 2020-11-04 |
| LIU Chang 劉暢 | RE | 1 (Dealing in Securities) | 2020-10-21 |
| YANG Tianwei 楊天薇 | RE | 4 (Advising on Securities) | 2020-10-14 |
| BIAN Jing 卞静 | RE | 4 (Advising on Securities) | 2020-10-14 |
| ZHANG Lei 張磊 | RE | 4 (Advising on Securities) | 2020-10-08 |
| BIAN Jing 卞静 | RE | 1 (Dealing in Securities) | 2020-10-05 |
| CHOY Tak Yin 蔡德賢 | RE | 1 (Dealing in Securities) | 2020-09-30 |
| LI Qian 李乾 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-30 |
| ZHANG Lei 張磊 | RE | 1 (Dealing in Securities) | 2020-09-29 |
| LIN Shiqing 林詩晴 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-09-22 |
| CHEN Guanyu 陳冠宇 | RE | 1 (Dealing in Securities) | 2020-09-07 |
| CHEN Xiaoqing 陳小青 | RE | 1 (Dealing in Securities) | 2020-09-02 |
| LI Danyang 李丹阳 | RE | 1 (Dealing in Securities) | 2020-09-02 |
| WANG Dige 王笛歌 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-09-02 |
| WAN Ki Wai 溫麒瑋 | RE | 1 (Dealing in Securities) | 2020-09-01 |
| YANG Ming, David 楊銘 | RE | 1 (Dealing in Securities) | 2020-08-31 |
| HU Jing 胡婧 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-08-18 |
| YAP Byron 葉伯麟 | RE | 4 (Advising on Securities) | 2020-07-08 |
| CHU Sin Kam, Donna 朱倩琴 | RE | 1 (Dealing in Securities) | 2020-06-17 |
| YAP Byron 葉伯麟 | RE | 1 (Dealing in Securities) | 2020-06-15 |
| CHAN Kai Bun 陳啟彬 | RE | 1 (Dealing in Securities) | 2020-06-12 |
| WANG Hang 王航 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-18 |
| LI Yiting 李逸婷 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-12 |
| HU Yi 胡屹 | RE | 1 (Dealing in Securities) | 2020-05-07 |
| NG Po Ling 吳寶玲 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-05-04 |
| ZHANG Mengxi 張夢溪 | RE | 1 (Dealing in Securities) | 2020-04-15 |
| WEN Chan-chun 溫展俊 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-03-27 |
| CHAN Kei Yin 陳紀賢 | RO | 1 (Dealing in Securities) | 2020-03-23 |
| WANG Zonghao 王宗豪 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-03-20 |
| CHOI Chau Kit 蔡州傑 | RE | 1 (Dealing in Securities) | 2020-03-03 |
| CHEUNG Koon Wah 張冠華 | RE | 1 (Dealing in Securities) | 2020-03-03 |
| LEE Cliff Yee Gong 李宜剛 | RE | 1 (Dealing in Securities) | 2020-03-03 |
| HU Xuesen 胡學森 | RE | 4 (Advising on Securities) | 2020-02-20 |
| KONG Man Ki 江文基 | RE | 1 (Dealing in Securities) | 2020-02-18 |
| HUNG Chiu Loi 洪超來 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-01-23 |
| LEUNG Tak Wai 梁德偉 | RE | 1 (Dealing in Securities) | 2020-01-13 |
| ZHANG Qinglin 張慶琳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-10 |
| JIANG Weiyi 姜逶迤 | RE | 1 (Dealing in Securities) | 2020-01-10 |
| YU Cho Yuk 虞楚鈺 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2020-01-09 |
| YEUNG Yu Ching, Eugene 楊宇正 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2020-01-09 |
| CHUNG Sze King Samantha 鍾詩瓊 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-12-24 |
| SHEN Weize 沈緯澤 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-12-13 |
| LIU Ying 劉莹 | RE | 4 (Advising on Securities) | 2019-12-11 |
| HUI King Che 許勁馳 | RE | 1 (Dealing in Securities) | 2019-12-04 |
| CAO Wenwen 曹雯雯 | RO | 1 (Dealing in Securities) | 2019-11-29 |
| FU Tsz Hei 傅紫曦 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-11-25 |
| SONG Honghai 宋紅海 | RE | 1 (Dealing in Securities) | 2019-11-20 |
| WONG Ho Ki 王可琪 | RE | 1 (Dealing in Securities) | 2019-11-18 |
| MENG Zijin 孟子今 | RE | 4 (Advising on Securities) | 2019-10-30 |
| LIU Ying 劉莹 | RE | 1 (Dealing in Securities) | 2019-10-28 |
| CHOW Poi Yu 周佩榆 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-10-25 |
| WANG Yihao 王奕皓 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-09-20 |
| TSUI Suk Man 徐淑敏 | RE | 1 (Dealing in Securities) | 2019-09-04 |
| ZHOU Fei 周霏 | RE | 1 (Dealing in Securities) | 2019-08-23 |
| VU Wheelock 胡瑋樂 | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-08-20 |
| SUN Rong 孫榕 | RE | 1 (Dealing in Securities) | 2019-08-09 |
| LEE Yiu Wing 李耀榮 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-08-09 |
| YUAN Xiaodi 袁晓頔 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-08-07 |
| BAI Yiyang 白毅阳 | RE | 4 (Advising on Securities) | 2019-07-29 |
| SUBRAHMANIAN Karthik | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-07-19 |
| WANG Fan 王凡 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-07-18 |
| LIU Yinzi 劉寅子 | RE | 1 (Dealing in Securities) | 2019-07-09 |
| CHEN Chen 陳辰 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-07-02 |
| ZHANG Tianyi 張天一 | RE | 1 (Dealing in Securities) | 2019-07-02 |
| ZHOU Yi 周易 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-06-27 |
| WU Yu 武煜 | RE | 4 (Advising on Securities) | 2019-06-25 |
| HE Jiajun 賀嘉駿 | RE | 1 (Dealing in Securities) | 2019-06-17 |
| TAM Yee Wa 譚綺華 | RE | 1 (Dealing in Securities) | 2019-04-23 |
| WONG Ho Ki, Nick 黃灝基 | RE | 1 (Dealing in Securities) | 2019-04-01 |
| CHOI Tung Yin, Patrick 蔡東賢 | RE | 1 (Dealing in Securities) | 2019-03-22 |
| YIN Hao Chi, Alec 殷浩杰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-02-19 |
| GUO Zili 郭自力 | RE | 1 (Dealing in Securities) | 2019-02-18 |
| HE Sida 何思達 | RE | 1 (Dealing in Securities) | 2019-02-15 |
| TANG Simeng 唐思濛 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-02-04 |
| ZHOU Miaojia 周淼佳 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2019-01-09 |
| LI Bowen 李博文 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2019-01-02 |
| SU Xiaobo 蘇晓波 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-12-05 |
| CHAN Yiu Man 陳耀民 | RO | 1 (Dealing in Securities) | 2018-11-27 |
| LO Siu Kong 盧肇剛 | RO | 1 (Dealing in Securities) | 2018-11-05 |
| FAN Ka Wai 范嘉慧 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-10-24 |
| LAM Suen Man 林選文 | RE | 1 (Dealing in Securities) | 2018-10-16 |
| LEE Kai Man 李啟文 | RE | 1 (Dealing in Securities) | 2018-10-11 |
| SUN Yi 孫毅 | RE | 4 (Advising on Securities) | 2018-10-04 |
| YIP Kin Chung 葉建中 | RE | 4 (Advising on Securities) | 2018-09-24 |
| XIE Yanqi 謝彥琦 | RE | 1 (Dealing in Securities) | 2018-09-24 |
| SUN Yi 孫毅 | RE | 1 (Dealing in Securities) | 2018-09-24 |
| WU Li 吳麗 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-18 |
| TSENG Hsiu Chun 曾琇春 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-09-18 |
| HE Yingzhuang 何莹庄 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-09-12 |
| MENG Zijin 孟子今 | RE | 1 (Dealing in Securities) | 2018-09-10 |
| NG Oi Wan, Eva 吳璦琿 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-08-16 |
| ZHU Zhenyu 朱振宇 | RO | 1 (Dealing in Securities) | 2018-08-16 |
| CHAN King Wang 陳景宏 | RO | 1 (Dealing in Securities) | 2018-08-01 |
| QU Wenxuan 曲文軒 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-07-12 |
| YANG Peng 楊芃 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-07-03 |
| CHAN King Wang 陳景宏 | RE | 4 (Advising on Securities) | 2018-06-27 |
| WU Stella Xueyao | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-06-08 |
| LI Ying 李穎 | RO | 1 (Dealing in Securities) | 2018-06-05 |
| ZHU Zhenyu 朱振宇 | RE | 4 (Advising on Securities) | 2018-06-01 |
| LU Weitong 路偉同 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-05-10 |
| LI Xiang Hong 李向紅 | RE | 1 (Dealing in Securities) | 2018-04-03 |
| PAN Yunxiu 潘云岫 | RE | 4 (Advising on Securities) | 2018-03-23 |
| LI Ying 李穎 | RE | 4 (Advising on Securities) | 2018-03-16 |
| NG Lik Hang 伍力恆 | RE | 4 (Advising on Securities) | 2018-03-09 |
| AU Chun Kit, Paul 區俊傑 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-03-06 |
| YANG Tianxiao 楊天嘯 | RE | 1 (Dealing in Securities) | 2018-02-23 |
| SUN Lan 孫嵐 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-02-21 |
| LIU Jiaqi 劉家騏 | RE | 1 (Dealing in Securities) | 2018-02-14 |
| ZHANG Yue 張越 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-02-07 |
| LIN Xiaowen 林曉雯 | RE | 1 (Dealing in Securities) | 2018-02-01 |
| YANG Xiaotong 杨晓童 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2018-01-24 |
| LEE Kai Yang 李凱揚 | RE | 1 (Dealing in Securities) | 2018-01-24 |
| FOK See Chun, Christopher 霍思俊 | RE | 1 (Dealing in Securities) | 2018-01-22 |
| SUN Yue 孫悅 | RE | 1 (Dealing in Securities) | 2018-01-22 |
| CHAN Kin Ho 陳健豪 | RE | 1 (Dealing in Securities) | 2018-01-22 |
| MOK Ka Fai 莫嘉輝 | RE | 1 (Dealing in Securities) | 2018-01-22 |
| LI Lynn Lin | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-12-22 |
| XIE Yun 解韵 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-12-07 |
| LI Yi 李漪 | RE | 4 (Advising on Securities) | 2017-11-10 |
| ZHOU Yuan 周緣 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-10-27 |
| YANG Guang 楊光 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-10-20 |
| PAN Yunxiu 潘云岫 | RE | 1 (Dealing in Securities) | 2017-10-13 |
| LEUNG Wai Ting 梁蔚霆 | RE | 1 (Dealing in Securities) | 2017-10-13 |
| FUNG Kin Wing 馮鍵嶸 | RE | 4 (Advising on Securities) | 2017-09-29 |
| LIU Qunmin 劉群敏 | RE | 1 (Dealing in Securities) | 2017-09-11 |
| KUANG Hanfangzi 匡寒芳子 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-09-08 |
| LIU Zhe 柳哲 | RE | 1 (Dealing in Securities) | 2017-09-07 |
| KONG Wei 孔偉 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-08-24 |
| SHYU Li-han 徐立涵 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-15 |
| FU Tianqi 符天琪 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-08-08 |
| JIANG Laurie Lan | RO | 4 (Advising on Securities), 1 (Dealing in Securities) | 2017-07-28 |
| CHEUNG Quentin 張存良 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-07-20 |
| YU Haibo 余海波 | RE | 4 (Advising on Securities) | 2017-07-12 |
| WANG Tin Fu 王天賦 | RE | 1 (Dealing in Securities) | 2017-06-26 |
| DING Edward An Hua 丁安華 | RE | 4 (Advising on Securities) | 2017-06-12 |
| XU Hanbo 徐涵博 | RE | 4 (Advising on Securities) | 2017-06-12 |
| YU Haibo 余海波 | RE | 1 (Dealing in Securities) | 2017-05-29 |
| ZHANG Jing 張婧 | RE | 4 (Advising on Securities) | 2017-05-15 |
| HUANG Xiaoyan 黃小燕 | RE | 1 (Dealing in Securities) | 2017-05-08 |
| LI Yi 李漪 | RE | 1 (Dealing in Securities) | 2017-03-13 |
| WOO Walter Wing Hong 胡永匡 | RE | 4 (Advising on Securities) | 2017-02-22 |
| JIANG Wenxian 江文宪 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2017-02-13 |
| FANG Xiangying 方湘滢 | RE | 4 (Advising on Securities) | 2017-01-05 |
| LI Xin 李鑫 | RE | 4 (Advising on Securities) | 2017-01-05 |
| CAO Wenwen 曹雯雯 | RE | 4 (Advising on Securities) | 2017-01-05 |
| HE Xin 賀信 | RE | 1 (Dealing in Securities), 4 (Advising on Securities) | 2016-12-14 |
| ZHANG Jing 張婧 | RE | 1 (Dealing in Securities) | 2016-12-14 |
| LIU Weiyue 劉煒岳 | RE | 1 (Dealing in Securities) | 2016-12-01 |
| HO Wei-hao 何維浩 | RE | 4 (Advising on Securities) | 2016-11-09 |
| HE Yi 何毅 | RE | 1 (Dealing in Securities) | 2016-11-02 |
| DING Wenjie 丁文捷 | RE | 4 (Advising on Securities) | 2016-11-02 |
| XIAO Xiaochuan 蕭小川 | RE | 4 (Advising on Securities) | 2016-10-24 |
| SUI Xiaomeng 隋晓萌 | RE | 4 (Advising on Securities) | 2016-10-24 |
| HUANG Qun 黃群 | RE | 4 (Advising on Securities) | 2016-10-11 |
| MAN Kon Sum 文幹森 | RO | 4 (Advising on Securities) | 2016-09-28 |
| SO Pui Fung 蘇沛豐 | RO | 4 (Advising on Securities) | 2016-09-28 |
| LI Xin 李鑫 | RE | 1 (Dealing in Securities) | 2016-08-09 |
| YIM Hiu Fei 嚴曉菲 | RE | 1 (Dealing in Securities) | 2016-07-22 |
| SIU Wing On 蕭永安 | RE | 1 (Dealing in Securities) | 2016-05-31 |
| FANG Ling 方灵 | RE | 1 (Dealing in Securities) | 2016-02-18 |
| FANG Xiangying 方湘滢 | RE | 1 (Dealing in Securities) | 2015-10-27 |
| LEE Fung Nin 李豐年 | RO | 1 (Dealing in Securities) | 2015-10-14 |
| FENG Yongpeng 馮永鵬 | RE | 1 (Dealing in Securities) | 2015-05-19 |
| HO Wei-hao 何維浩 | RO | 1 (Dealing in Securities) | 2014-06-10 |
| YANG Shufen 楊淑芬 | RE | 1 (Dealing in Securities) | 2010-09-24 |
| WANG Lin 王琳 | RE | 1 (Dealing in Securities) | 2010-09-24 |
| HUANG Yuk Ling 黃玉玲 | RE | 1 (Dealing in Securities) | 2010-09-24 |