SFC Licenceholders of CMB International Asset Management Limited 招銀國際資產管理有限公司
- licensing@cmbi.com.hk
- Website
- www.cmbi.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AL BUSAID Ahmed Thabit Ahmed | RE | 1 | 15 October 2021 | |
| AL BUSAID Ahmed Thabit Ahmed | RE | 4 | 15 October 2021 | |
| AL BUSAID Ahmed Thabit Ahmed | RE | 9 | 15 October 2021 | |
| AU Chun Kit, Paul 區俊傑 | RE | 9 | 06 March 2018 | 29 September 2022 |
| BAI Haifeng 白海峰 | RO | 9 | 25 September 2023 | |
| BAI Haifeng 白海峰 | RE | 1 | 31 August 2023 | 25 September 2023 |
| BAI Haifeng 白海峰 | RE | 4 | 31 August 2023 | 25 September 2023 |
| BAI Haifeng 白海峰 | RE | 9 | 31 August 2023 | 25 September 2023 |
| BAI Haifeng 白海峰 | RO | 1 | 25 September 2023 | |
| BAI Haifeng 白海峰 | RO | 4 | 25 September 2023 | |
| BAO Weiwei 包娓娓 | RE | 9 | 03 September 2021 | |
| BAO Weiwei 包娓娓 | RE | 4 | 03 September 2021 | |
| CHAN Kin Ho 陳健豪 | RE | 9 | 02 June 2020 | 04 December 2023 |
| CHAN Owen 陳皓泓 | RE | 9 | 01 December 2014 | 16 November 2021 |
| CHAN Owen 陳皓泓 | RE | 4 | 01 December 2014 | 16 November 2021 |
| CHANG Hui 常輝 | RO | 4 | 13 February 2020 | 18 January 2021 |
| CHANG Hui 常輝 | RO | 9 | 06 April 2016 | 18 January 2021 |
| CHANG Hui 常輝 | RE | 4 | 28 December 2015 | 13 February 2020 |
| CHANG Hui 常輝 | RE | 9 | 28 December 2015 | 06 April 2016 |
| CHEN Hung Yin 陳宏印 | RE | 4 | 20 March 2023 | |
| CHEN Hung Yin 陳宏印 | RE | 9 | 20 March 2023 | |
| CHEN Xiyu 陳璽羽 | RE | 9 | 30 April 2021 | |
| CHEN Xiyu 陳璽羽 | RE | 4 | 30 April 2021 | |
| CHEN Xiyu 陳璽羽 | RE | 1 | 30 April 2021 | |
| CHEN Zhenrui 陳振瑞 | RE | 9 | 31 January 2022 | 10 August 2022 |
| CHEN Zhenrui 陳振瑞 | RE | 4 | 31 January 2022 | 10 August 2022 |
| CHEN Zhenrui 陳振瑞 | RE | 1 | 31 January 2022 | 10 August 2022 |
| CHEN Zihao 陳梓豪 | RO | 9 | 25 January 2024 | |
| CHEN Zihao 陳梓豪 | RO | 4 | 25 January 2024 | |
| CHEN Zihao 陳梓豪 | RO | 1 | 25 January 2024 | |
| CHEN Zihao 陳梓豪 | RE | 1 | 22 October 2019 | 25 January 2024 |
| CHEN Zihao 陳梓豪 | RE | 4 | 14 June 2018 | 25 January 2024 |
| CHEN Zihao 陳梓豪 | RE | 9 | 14 June 2018 | 25 January 2024 |
| DENG Chenchen 鄧琛琛 | RE | 4 | 26 January 2022 | |
| DENG Chenchen 鄧琛琛 | RE | 1 | 26 January 2022 | |
| DENG Chenchen 鄧琛琛 | RE | 9 | 26 January 2022 | |
| DONG Shen 董申 | RE | 9 | 13 July 2020 | 22 January 2021 |
| FANG Yuhao 方堉豪 | RE | 1 | 20 October 2023 | |
| FANG Yuhao 方堉豪 | RE | 4 | 20 October 2023 | |
| FANG Yuhao 方堉豪 | RE | 9 | 20 October 2023 | |
| FU Jifeng 傅繼鋒 | RE | 9 | 30 September 2016 | 31 December 2016 |
| GAO Jinxuan 高謹煊 | RE | 1 | 22 October 2019 | 22 April 2022 |
| GAO Jinxuan 高謹煊 | RE | 4 | 19 January 2018 | 22 April 2022 |
| GAO Jinxuan 高謹煊 | RE | 9 | 19 January 2018 | 22 April 2022 |
| HE Yi 何毅 | RE | 9 | 02 June 2020 | |
| HO Wei-hao 何維浩 | RE | 9 | 04 February 2014 | 07 January 2022 |
| HU Huiying 胡慧穎 | RE | 9 | 16 July 2018 | 17 March 2023 |
| HU Huiying 胡慧穎 | RE | 4 | 16 July 2018 | 17 March 2023 |
| HUA Xin 華欣 | RE | 9 | 09 August 2022 | |
| HUA Xin 華欣 | RE | 4 | 09 August 2022 | |
| IP Yung Ping 叶勇平 | RE | 9 | 15 June 2010 | 29 August 2014 |
| IP Yung Ping 叶勇平 | RE | 4 | 15 June 2010 | 29 August 2014 |
| JI Shengzhi 季聖智 | RE | 9 | 15 February 2013 | 05 July 2013 |
| JI Shengzhi 季聖智 | RE | 4 | 15 February 2013 | 05 July 2013 |
| JIANG Rongfeng 蔣榕烽 | RO | 1 | 08 April 2020 | |
| JIANG Rongfeng 蔣榕烽 | RE | 9 | 20 October 2015 | 18 December 2015 |
| JIANG Rongfeng 蔣榕烽 | RE | 4 | 20 October 2015 | 18 December 2015 |
| JIANG Rongfeng 蔣榕烽 | RO | 9 | 18 December 2015 | |
| JIANG Rongfeng 蔣榕烽 | RO | 4 | 18 December 2015 | |
| LAI Jiayao 賴嘉瑤 | RE | 9 | 18 May 2016 | 03 September 2021 |
| LAI Jiayao 賴嘉瑤 | RE | 4 | 18 May 2016 | 03 September 2021 |
| LAI Ketong 賴可桐 | RE | 4 | 11 March 2021 | 01 September 2021 |
| LAI Ketong 賴可桐 | RE | 9 | 11 March 2021 | 01 September 2021 |
| LE Di 樂迪 | RE | 1 | 22 October 2019 | |
| LE Di 樂迪 | RE | 4 | 22 March 2017 | |
| LE Di 樂迪 | RE | 9 | 22 March 2017 | |
| LEE Hoan Soo 李桓守 | RE | 4 | 23 March 2017 | 18 January 2019 |
| LEE Hoan Soo 李桓守 | RE | 9 | 23 March 2017 | 18 January 2019 |
| LEE Kai Yang 李凱揚 | RE | 9 | 24 January 2018 | 19 September 2023 |
| LEE Kai Yang 李凱揚 | RE | 4 | 24 January 2018 | 19 September 2023 |
| LEE Wu Han 李武翰 | RE | 4 | 27 April 2017 | 20 September 2018 |
| LEE Wu Han 李武翰 | RE | 9 | 27 April 2017 | 20 September 2018 |
| LI Rong 李蓉 | RE | 9 | 16 April 2021 | 19 April 2023 |
| LI Rong 李蓉 | RE | 4 | 16 April 2021 | 19 April 2023 |
| LI Rong 李蓉 | RE | 1 | 16 April 2021 | 19 April 2023 |
| LI Yuxiang 李羽翔 | RE | 9 | 10 October 2023 | |
| LI Yuxiang 李羽翔 | RE | 1 | 10 October 2023 | |
| LI Yuxiang 李羽翔 | RE | 4 | 10 October 2023 | |
| LIN You Jen 林宥任 | RE | 4 | 18 May 2023 | |
| LIN You Jen 林宥任 | RE | 9 | 18 May 2023 | |
| LING Yao 凌堯 | RE | 9 | 05 March 2021 | 30 December 2022 |
| LING Yao 凌堯 | RE | 4 | 05 March 2021 | 30 December 2022 |
| LING Yao 凌堯 | RE | 1 | 05 March 2021 | 30 December 2022 |
| LIU Qunmin 劉群敏 | RE | 9 | 02 June 2020 | |
| LIU Yixing 劉奕星 | RO | 4 | 17 August 2022 | |
| LIU Yixing 劉奕星 | RO | 1 | 17 August 2022 | |
| LIU Yixing 劉奕星 | RO | 9 | 17 August 2022 | |
| LIU Yixing 劉奕星 | RE | 9 | 23 June 2021 | 17 August 2022 |
| LIU Yixing 劉奕星 | RE | 1 | 23 June 2021 | 17 August 2022 |
| LIU Yixing 劉奕星 | RE | 4 | 23 June 2021 | 17 August 2022 |
| LIU Yu 劉宇 | RE | 4 | 10 October 2017 | 04 June 2021 |
| LIU Yu 劉宇 | RE | 9 | 10 October 2017 | 04 June 2021 |
| LOH Nicholas 陸冠賢 | RE | 9 | 08 September 2021 | 01 September 2023 |
| LOH Nicholas 陸冠賢 | RE | 4 | 08 September 2021 | 01 September 2023 |
| LU Tsz Hin, David 陸子軒 | RE | 9 | 03 April 2020 | 15 June 2020 |
| LU Tsz Hin, David 陸子軒 | RE | 4 | 03 April 2020 | 15 June 2020 |
| MA Huiqing 馬惠卿 | RE | 1 | 12 January 2022 | |
| MA Huiqing 馬惠卿 | RE | 9 | 12 January 2022 | |
| MA Huiqing 馬惠卿 | RE | 4 | 12 January 2022 | |
| MOK Hiu Fai 莫曉暉 | RE | 1 | 20 February 2024 | |
| MOK Hiu Fai 莫曉暉 | RE | 4 | 20 February 2024 | |
| MOK Hiu Fai 莫曉暉 | RE | 9 | 20 February 2024 | |
| OUYANG Dengyan 歐陽鄧妍 | RE | 9 | 16 April 2020 | 20 November 2023 |
| OUYANG Dengyan 歐陽鄧妍 | RE | 4 | 16 April 2020 | 20 November 2023 |
| OUYANG Dengyan 歐陽鄧妍 | RE | 1 | 16 April 2020 | 20 November 2023 |
| PENG Huiping 彭慧萍 | RE | 9 | 09 November 2023 | |
| PENG Huiping 彭慧萍 | RE | 4 | 09 November 2023 | |
| PENG Huiping 彭慧萍 | RE | 1 | 09 November 2023 | |
| QU Aohan 瞿傲寒 | RE | 9 | 12 October 2021 | |
| QU Aohan 瞿傲寒 | RE | 4 | 12 October 2021 | |
| QU Aohan 瞿傲寒 | RE | 1 | 12 October 2021 | |
| SEN Tung Ning 神東寧 | RO | 9 | 27 July 2010 | 26 September 2017 |
| SEN Tung Ning 神東寧 | RO | 4 | 27 July 2010 | 26 September 2017 |
| SEN Tung Ning 神東寧 | RE | 9 | 30 June 2010 | 27 July 2010 |
| SEN Tung Ning 神東寧 | RE | 4 | 30 June 2010 | 27 July 2010 |
| SONG Di 宋迪 | RE | 9 | 15 June 2010 | 29 December 2010 |
| SONG Di 宋迪 | RE | 4 | 15 June 2010 | 29 December 2010 |
| SONG Honghai 宋紅海 | RE | 9 | 10 February 2020 | 23 May 2022 |
| SONG Honghai 宋紅海 | RE | 4 | 10 February 2020 | 23 May 2022 |
| TAI Fuk Loi, Frankie 戴福來 | RO | 4 | 21 July 2023 | 29 February 2024 |
| TAI Fuk Loi, Frankie 戴福來 | RO | 9 | 21 July 2023 | 29 February 2024 |
| TAI Fuk Loi, Frankie 戴福來 | RE | 9 | 07 December 2015 | 21 July 2023 |
| TAI Fuk Loi, Frankie 戴福來 | RE | 4 | 07 December 2015 | 21 July 2023 |
| TAI Wing Lok 戴永樂 | RE | 9 | 14 March 2011 | 14 August 2011 |
| TAI Wing Lok 戴永樂 | RE | 4 | 14 March 2011 | 14 August 2011 |
| TANG Yujia | RE | 1 | 22 October 2019 | |
| TANG Yujia | RE | 4 | 12 October 2018 | |
| TANG Yujia | RE | 9 | 12 October 2018 | |
| TONG Yana 同亞娜 | RE | 1 | 10 February 2022 | 02 November 2022 |
| TONG Yana 同亞娜 | RE | 4 | 10 February 2022 | 02 November 2022 |
| TONG Yana 同亞娜 | RE | 9 | 10 February 2022 | 02 November 2022 |
| TSUI Fung, Jack 徐鋒 | RO | 9 | 26 May 2010 | 03 January 2016 |
| TSUI Fung, Jack 徐鋒 | RO | 4 | 26 May 2010 | 03 January 2016 |
| WANG Baocong 王抱聰 | RE | 9 | 31 July 2018 | |
| WANG Baocong 王抱聰 | RE | 4 | 31 July 2018 | |
| WANG Jingting 汪婧婷 | RE | 1 | 22 October 2019 | |
| WANG Jingting 汪婧婷 | RE | 4 | 22 July 2016 | |
| WANG Jingting 汪婧婷 | RE | 9 | 22 July 2016 | |
| WANG Pingping 王平平 | RE | 9 | 27 September 2022 | |
| WANG Sifei 王思飛 | RE | 4 | 05 February 2013 | 23 May 2017 |
| WANG Sifei 王思飛 | RE | 9 | 05 February 2013 | 23 May 2017 |
| WANG Yiding 王軼丁 | RO | 1 | 30 July 2019 | 21 January 2022 |
| WANG Yiding 王軼丁 | RE | 9 | 24 August 2017 | 21 January 2022 |
| WANG Yiding 王軼丁 | RE | 4 | 24 August 2017 | 21 January 2022 |
| WONG Kwok Leung 黃國樑 | RE | 4 | 28 September 2018 | 30 June 2021 |
| WONG Kwok Leung 黃國樑 | RE | 9 | 28 September 2018 | 30 June 2021 |
| WU Chun Lai 胡俊禮 | RE | 9 | 13 March 2019 | 06 June 2019 |
| WU Qian 吳騫 | RO | 1 | 30 July 2019 | |
| WU Qian 吳騫 | RO | 9 | 16 August 2017 | |
| WU Qian 吳騫 | RO | 4 | 16 August 2017 | |
| WU Qian 吳騫 | RE | 9 | 21 December 2016 | 16 August 2017 |
| WU Qian 吳騫 | RE | 4 | 21 December 2016 | 16 August 2017 |
| WU Xianao 吳顯鏖 | RO | 9 | 30 March 2015 | 20 August 2017 |
| WU Xianao 吳顯鏖 | RO | 4 | 30 March 2015 | 20 August 2017 |
| WU Xianao 吳顯鏖 | RE | 9 | 10 February 2015 | 30 March 2015 |
| WU Xianao 吳顯鏖 | RE | 4 | 10 February 2015 | 30 March 2015 |
| WU You 吴攸 | RE | 1 | 22 January 2024 | |
| WU You 吴攸 | RE | 4 | 22 January 2024 | |
| WU You 吴攸 | RE | 9 | 22 January 2024 | |
| XIAO Yuwei 肖雨薇 | RE | 9 | 24 January 2020 | 01 July 2022 |
| XIAO Yuwei 肖雨薇 | RE | 1 | 24 January 2020 | 01 July 2022 |
| XIAO Yuwei 肖雨薇 | RE | 4 | 24 January 2020 | 01 July 2022 |
| XIE Yanqi 謝彥琦 | RE | 9 | 02 June 2020 | |
| YANG Yinglong 楊英龍 | RE | 1 | 02 November 2023 | 11 March 2024 |
| YANG Yinglong 楊英龍 | RE | 4 | 02 November 2023 | 11 March 2024 |
| YANG Yinglong 楊英龍 | RE | 9 | 02 November 2023 | 11 March 2024 |
| YAU Chun Keung 邱鎮強 | RO | 9 | 15 September 2015 | 28 July 2017 |
| YAU Chun Keung 邱鎮強 | RO | 4 | 15 September 2015 | 28 July 2017 |
| YAU Chun Keung 邱鎮強 | RE | 9 | 18 April 2011 | 15 September 2015 |
| YAU Chun Keung 邱鎮強 | RE | 4 | 18 April 2011 | 15 September 2015 |
| YEUNG Ka Chun 楊嘉浚 | RE | 9 | 10 February 2017 | 07 May 2021 |
| YEUNG Ka Chun 楊嘉浚 | RE | 4 | 10 February 2017 | 07 May 2021 |
| YU Kwun Po, Anson 余觀寶 | RE | 9 | 26 November 2014 | 12 May 2017 |
| YU Kwun Po, Anson 余觀寶 | RE | 4 | 26 November 2014 | 12 May 2017 |
| ZHANG Chunxin 張淳鑫 | RE | 4 | 12 March 2018 | 10 August 2018 |
| ZHANG Chunxin 張淳鑫 | RE | 9 | 12 March 2018 | 10 August 2018 |
| ZHANG Jing 張婧 | RO | 9 | 04 March 2024 | |
| ZHANG Jing 張婧 | RO | 1 | 04 March 2024 | |
| ZHANG Jing 張婧 | RO | 4 | 04 March 2024 | |
| ZHANG Jing 張婧 | RE | 1 | 22 October 2019 | 04 March 2024 |
| ZHANG Jing 張婧 | RE | 4 | 15 June 2018 | 04 March 2024 |
| ZHANG Jing 張婧 | RE | 9 | 15 June 2018 | 04 March 2024 |
| ZHANG Shenping 張慎平 | RO | 9 | 21 July 2023 | |
| ZHANG Shenping 張慎平 | RO | 4 | 21 July 2023 | |
| ZHANG Shenping 張慎平 | RE | 4 | 11 August 2016 | 21 July 2023 |
| ZHANG Shenping 張慎平 | RE | 9 | 11 August 2016 | 21 July 2023 |
| ZHANG Xiangyu 張向宇 | RE | 4 | 24 September 2019 | |
| ZHANG Xiangyu 張向宇 | RE | 9 | 24 September 2019 | |
| ZHANG Xiao 張肖 | RE | 1 | 27 May 2021 | 11 August 2023 |
| ZHANG Xiao 張肖 | RE | 9 | 27 April 2021 | 11 August 2023 |
| ZHANG Xiao 張肖 | RE | 4 | 27 April 2021 | 11 August 2023 |
| ZHANG Xiaoyu 張晓宇 | RE | 1 | 10 May 2021 | |
| ZHANG Xiaoyu 張晓宇 | RE | 4 | 10 May 2021 | |
| ZHANG Xiaoyu 張晓宇 | RE | 9 | 10 May 2021 | |
| ZHENG Lei 鄭磊 | RE | 9 | 07 February 2011 | 31 July 2018 |
| ZHENG Lei 鄭磊 | RE | 4 | 07 February 2011 | 31 July 2018 |
| ZHU Qizhi 朱奇志 | RO | 9 | 26 May 2010 | 12 April 2013 |
| ZHU Qizhi 朱奇志 | RO | 4 | 26 May 2010 | 12 April 2013 |