SFC Licenceholders of Central Wealth Securities Investment Limited 中達證券投資有限公司
- compliance@cwsi.com.hk
- Website
- http://www.cwsi.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Hongfei 蔡鴻飛 | RE | 1 | 03 November 2022 | |
| CAI Hongfei 蔡鴻飛 | RE | 4 | 23 March 2020 | |
| CAI Linde 蔡霖德 | RE | 4 | 30 September 2022 | 16 May 2023 |
| CAI Linde 蔡霖德 | RE | 1 | 30 September 2022 | 16 May 2023 |
| CAI Linfeng 蔡霖丰 | RE | 4 | 30 September 2022 | 28 June 2023 |
| CAI Linfeng 蔡霖丰 | RE | 1 | 30 September 2022 | 28 June 2023 |
| CAI Linzhi 蔡霖智 | RO | 1 | 29 July 2019 | |
| CAI Linzhi 蔡霖智 | RO | 4 | 29 July 2019 | |
| CAI Linzhi 蔡霖智 | RE | 1 | 19 May 2016 | 29 July 2019 |
| CAI Linzhi 蔡霖智 | RE | 4 | 19 May 2016 | 29 July 2019 |
| CAO Ziyan 曹梓言 | RE | 4 | 17 December 2018 | 08 November 2022 |
| CAO Ziyan 曹梓言 | RE | 1 | 17 December 2018 | 08 November 2022 |
| CHAN Tsz Kwan 陳子鈞 | RE | 1 | 18 August 2017 | 19 March 2018 |
| CHAN Tsz Kwan 陳子鈞 | RE | 4 | 18 August 2017 | 19 March 2018 |
| CHAN Vai Ha, Janet 陳惠霞 | RE | 1 | 28 July 2017 | |
| CHAN Yi Sum 陳鐿心 | RO | 4 | 10 December 2019 | |
| CHAN Yi Sum 陳鐿心 | RO | 1 | 03 October 2017 | |
| CHAN Yi Sum 陳鐿心 | RE | 1 | 14 August 2017 | 03 October 2017 |
| CHAN Yuk Ching 陳玉貞 | RE | 1 | 16 June 2017 | |
| CHENG Lok Wai 鄭洛煒 | RO | 4 | 08 November 2021 | 31 December 2022 |
| CHENG Lok Wai 鄭洛煒 | RE | 1 | 01 November 2021 | 08 November 2021 |
| CHENG Lok Wai 鄭洛煒 | RO | 1 | 08 November 2021 | 31 December 2022 |
| CHENG Lok Wai 鄭洛煒 | RE | 4 | 01 November 2021 | 08 November 2021 |
| CHEUK Ki Cheung 卓祈璋 | RE | 4 | 21 July 2017 | 07 September 2017 |
| CHEUK Ki Cheung 卓祈璋 | RE | 1 | 05 May 2017 | 07 September 2017 |
| CHEUNG Lap Wai 張立煒 | RE | 1 | 05 May 2017 | 12 May 2017 |
| CHEUNG Ying Sum 張盈琛 | RE | 1 | 02 November 2016 | 16 December 2016 |
| CHIU Kwok Kit 趙國傑 | RE | 1 | 17 September 2019 | 16 February 2024 |
| CHOW Chi Wing 周智榮 | RE | 1 | 27 February 2017 | 28 April 2017 |
| CHOW Man Kin 鄒文健 | RE | 1 | 10 November 2017 | 29 March 2018 |
| CHUNG Man Fai 鍾文輝 | RE | 1 | 23 June 2016 | 28 April 2017 |
| FAN Chun Chiu 范俊超 | RO | 1 | 26 January 2017 | 30 April 2019 |
| FAN Chun Chiu 范俊超 | RO | 4 | 26 January 2017 | 30 April 2019 |
| FAN King Yip Felix 范敬業 | RE | 4 | 07 April 2011 | 14 October 2011 |
| FAN King Yip Felix 范敬業 | RE | 1 | 07 April 2011 | 14 October 2011 |
| GU Xiang 顧湘 | RE | 4 | 13 April 2023 | 27 October 2023 |
| GU Xiang 顧湘 | RE | 1 | 13 April 2023 | 27 October 2023 |
| HAN Xuan 韓玄 | RE | 1 | 28 September 2017 | 23 March 2018 |
| HAN Xuan 韓玄 | RE | 4 | 28 September 2017 | 23 March 2018 |
| HAO Kaiyu 郝愷宇 | RE | 1 | 02 March 2023 | 15 August 2023 |
| HAO Kaiyu 郝愷宇 | RE | 4 | 02 March 2023 | 15 August 2023 |
| HO Shu Shun 何樹信 | RO | 4 | 16 May 2011 | 27 September 2011 |
| HO Shu Shun 何樹信 | RO | 1 | 16 May 2011 | 27 September 2011 |
| HO Shu Shun 何樹信 | RE | 4 | 21 March 2011 | 16 May 2011 |
| HO Shu Shun 何樹信 | RE | 1 | 21 March 2011 | 16 May 2011 |
| HU Yuqi 胡玉琪 | RE | 4 | 30 January 2023 | 03 July 2023 |
| HU Yuqi 胡玉琪 | RE | 1 | 30 January 2023 | 03 July 2023 |
| HUANG Cuijie 黃萃洁 | RE | 4 | 06 August 2019 | 22 April 2021 |
| HUANG Cuijie 黃萃洁 | RE | 1 | 06 August 2019 | 22 April 2021 |
| HUANG Yudong 黃玉棟 | RE | 1 | 31 December 2019 | 29 September 2023 |
| HUI Chi Kit 許志傑 | RE | 1 | 11 June 2015 | 18 August 2016 |
| HUI Chi Kit 許志傑 | RE | 4 | 11 June 2015 | 18 August 2016 |
| IP Siu Ying 葉笑英 | RE | 1 | 16 June 2017 | 01 August 2019 |
| IP Tsz Kin 葉梓堅 | RE | 1 | 11 February 2020 | 07 December 2022 |
| KWOK Chi Yeung 郭至洋 | RO | 1 | 19 April 2016 | 13 January 2017 |
| KWOK Chi Yeung 郭至洋 | RO | 4 | 19 April 2016 | 13 January 2017 |
| LAI Suk Yee 黎淑儀 | RE | 1 | 30 September 2022 | |
| LAI Suk Yee 黎淑儀 | RE | 1 | 11 August 2017 | 30 September 2019 |
| LAM Hay Yin 林曦妍 | RO | 4 | 12 July 2010 | 15 November 2011 |
| LAM Hay Yin 林曦妍 | RO | 1 | 12 July 2010 | 15 November 2011 |
| LAM Hoi Shan, Flora 林凱珊 | RE | 4 | 13 September 2010 | 15 November 2011 |
| LAM Hoi Shan, Flora 林凱珊 | RE | 1 | 13 September 2010 | 15 November 2011 |
| LAM Ka Yu 林家裕 | RE | 1 | 06 March 2017 | 21 April 2017 |
| LAM Yuen Pang | RE | 4 | 28 June 2017 | 02 August 2017 |
| LAM Yuen Pang | RE | 1 | 28 June 2017 | 02 August 2017 |
| LAM Yui Ying 林芮礽 | RO | 1 | 17 October 2019 | 28 September 2023 |
| LAM Yui Ying 林芮礽 | RO | 4 | 17 October 2019 | 28 September 2023 |
| LAM Yui Ying 林芮礽 | RE | 1 | 05 May 2017 | 17 October 2019 |
| LAU Wun Shan | RE | 4 | 31 December 2020 | 03 March 2021 |
| LAU Wun Shan | RE | 1 | 31 December 2020 | 03 March 2021 |
| LAU Yuk Leung, Darwin 劉玉良 | RE | 1 | 02 May 2017 | 09 August 2019 |
| LAW Lai Yee 羅麗儀 | RE | 1 | 09 March 2021 | |
| LAW Lai Yee 羅麗儀 | RE | 1 | 18 July 2017 | 05 July 2019 |
| LAW Yuk Man 羅鈺文 | RE | 1 | 05 July 2019 | |
| LEE David 李家偉 | RE | 1 | 23 May 2019 | 16 March 2021 |
| LEE Hok Fei 李鶴飛 | RO | 1 | 09 January 2018 | 30 September 2019 |
| LEE Hok Fei 李鶴飛 | RE | 1 | 07 September 2017 | 09 January 2018 |
| LEE Pui Man 李佩文 | RE | 1 | 11 January 2019 | 07 August 2019 |
| LEI SHENG | RE | 4 | 12 May 2021 | 15 February 2023 |
| LEI SHENG | RE | 1 | 12 May 2021 | 15 February 2023 |
| LEUNG Ho Wing 梁浩荣 | RE | 1 | 23 November 2021 | 11 January 2022 |
| LEUNG Ho Wing 梁浩荣 | RE | 4 | 23 November 2021 | 11 January 2022 |
| LEUNG Ho Wing 梁浩荣 | RO | 1 | 11 January 2022 | 28 July 2023 |
| LEUNG Ho Wing 梁浩荣 | RO | 4 | 11 January 2022 | 28 July 2023 |
| LEUNG King Chung 梁競聰 | RO | 1 | 29 September 2016 | 07 January 2019 |
| LEUNG King Chung 梁競聰 | RO | 4 | 29 September 2016 | 07 January 2019 |
| LI Hoi 李凱 | RE | 4 | 19 October 2017 | 12 November 2018 |
| LI Hoi 李凱 | RO | 1 | 12 November 2018 | 26 April 2019 |
| LI Hoi 李凱 | RO | 4 | 12 November 2018 | 26 April 2019 |
| LI Hoi 李凱 | RE | 1 | 16 June 2017 | 12 November 2018 |
| LI Hok Lai 李學禮 | RE | 1 | 16 March 2016 | 01 November 2016 |
| LI Hok Lai 李學禮 | RE | 4 | 16 March 2016 | 01 November 2016 |
| LI Meifeng 李美鳳 | RE | 4 | 12 December 2022 | 01 March 2023 |
| LI Meifeng 李美鳳 | RE | 1 | 12 December 2022 | 01 March 2023 |
| LIU Kan 劉侃 | RE | 1 | 21 April 2023 | 05 September 2023 |
| LIU Kan 劉侃 | RE | 4 | 21 April 2023 | 05 September 2023 |
| LO Bik Chan 勞碧珍 | RE | 1 | 08 August 2017 | 08 January 2020 |
| LO Siu Wan 羅少昀 | RE | 1 | 28 October 2016 | 13 March 2019 |
| LO Siu Wan 羅少昀 | RE | 4 | 28 October 2016 | 13 March 2019 |
| LO Wan Tung 盧玧橦 | RE | 1 | 03 January 2017 | 01 November 2023 |
| MAK Ching Yee 麥清怡 | RE | 1 | 02 May 2017 | |
| MOK Pik Mei 莫碧薇 | RO | 1 | 21 March 2017 | 24 March 2020 |
| NG Siu Fan 吳小凡 | RE | 4 | 19 December 2022 | 20 February 2023 |
| NG Siu Fan 吳小凡 | RE | 1 | 19 December 2022 | 20 February 2023 |
| NG Sze Ting 吳斯婷 | RE | 1 | 20 January 2017 | 11 April 2017 |
| NG Wai Kit 伍偉傑 | RE | 1 | 14 August 2019 | 29 April 2022 |
| OH Boon Cheong 胡文漳 | RE | 1 | 02 May 2017 | 08 June 2017 |
| OH Boon Cheong 胡文漳 | RO | 4 | 12 July 2010 | 28 February 2011 |
| OH Boon Cheong 胡文漳 | RO | 1 | 12 July 2010 | 28 February 2011 |
| SHEN Sicong 申思聰 | RE | 4 | 23 August 2019 | 01 October 2023 |
| SHEN Sicong 申思聰 | RE | 1 | 06 May 2020 | 01 October 2023 |
| SHI Yin 施銀 | RE | 4 | 07 September 2017 | 21 October 2019 |
| SHI Yin 施銀 | RE | 1 | 07 September 2017 | 21 October 2019 |
| SIU Chun Man 蕭俊文 | RO | 4 | 17 January 2017 | 27 October 2017 |
| SIU Chun Man 蕭俊文 | RO | 1 | 17 January 2017 | 27 October 2017 |
| SIU Yun Fat 蕭潤發 | RE | 1 | 11 February 2011 | 31 March 2011 |
| SIU Yun Fat 蕭潤發 | RE | 4 | 11 February 2011 | 31 March 2011 |
| SO Regina Ka Ying 蘇家盈 | RE | 4 | 03 August 2010 | 15 November 2011 |
| SO Regina Ka Ying 蘇家盈 | RE | 1 | 03 August 2010 | 15 November 2011 |
| SO Ting Fung 蘇珽丰 | RE | 4 | 26 March 2021 | |
| SO Ting Fung 蘇珽丰 | RE | 1 | 26 March 2021 | |
| SU Shangqing 苏尚清 | RE | 1 | 11 November 2021 | 19 August 2022 |
| SUN He 孫鶴 | RE | 4 | 20 October 2022 | 22 October 2023 |
| SUN He 孫鶴 | RE | 1 | 20 October 2022 | 22 October 2023 |
| SZETO Pui Tong 司徒沛桐 | RE | 4 | 29 December 2021 | |
| SZETO Pui Tong 司徒沛桐 | RE | 1 | 29 December 2021 | |
| TAI Ka Yee 戴嘉儀 | RE | 4 | 08 May 2017 | 23 March 2018 |
| TAI Ka Yee 戴嘉儀 | RE | 1 | 03 January 2017 | 23 March 2018 |
| TSANG Wing Woo 曾永和 | RE | 1 | 09 June 2017 | 08 November 2017 |
| TSOI Ha Chun Roman 蔡夏晉 | RE | 4 | 13 February 2017 | 29 January 2021 |
| TSOI Ha Chun Roman 蔡夏晉 | RE | 1 | 13 February 2017 | 29 January 2021 |
| WAI Chi Tat 韋志達 | RE | 1 | 09 June 2017 | 10 March 2018 |
| WANG Jun 王軍 | RE | 4 | 12 January 2022 | 08 December 2023 |
| WANG Jun 王軍 | RE | 1 | 12 January 2022 | 08 December 2023 |
| WANG Jun 王軍 | RE | 4 | 16 May 2019 | 10 July 2020 |
| WANG Jun 王軍 | RE | 1 | 16 May 2019 | 10 July 2020 |
| WANG Wing Yee 王詠儀 | RE | 1 | 20 January 2017 | 10 April 2017 |
| WANG Yan 王琰 | RE | 1 | 20 May 2019 | 26 March 2020 |
| WEI Like 韋立可 | RE | 1 | 22 September 2017 | 17 October 2017 |
| WEI Like 韋立可 | RE | 4 | 22 September 2017 | 17 October 2017 |
| WONG Chi Hang 黃梓恒 | RE | 4 | 21 July 2017 | 15 May 2019 |
| WONG Chi Hang 黃梓恒 | RE | 1 | 06 June 2017 | 09 July 2021 |
| WONG Chi Hung 黃志洪 | RE | 1 | 09 February 2017 | 19 May 2018 |
| WONG Chi Hung 黃志洪 | RE | 4 | 09 February 2017 | 19 May 2018 |
| WONG Ho Tim 黃河添 | RE | 1 | 09 June 2017 | 13 August 2018 |
| WONG Ho Yin 王浩賢 | RO | 1 | 11 June 2015 | 15 April 2016 |
| WONG Ho Yin 王浩賢 | RO | 4 | 11 June 2015 | 15 April 2016 |
| WONG Ka Chun 黃家俊 | RO | 4 | 14 May 2019 | 15 April 2020 |
| WONG Ka Chun 黃家俊 | RO | 1 | 31 March 2017 | 15 April 2020 |
| WONG Ka Chun 黃家俊 | RE | 1 | 03 January 2017 | 31 March 2017 |
| WONG Kim Ling, Tony 黃劍齡 | RE | 1 | 07 August 2017 | 13 July 2020 |
| WONG Kim Ming 黃劍明 | RO | 4 | 11 June 2015 | 30 September 2016 |
| WONG Kim Ming 黃劍明 | RO | 1 | 11 June 2015 | 30 September 2016 |
| WONG Mei Ning 黃美寧 | RE | 4 | 01 August 2017 | 19 March 2018 |
| WONG Mei Ning 黃美寧 | RE | 1 | 01 August 2017 | 19 March 2018 |
| WONG Ming Kwan Clement 汪銘坤 | RE | 1 | 07 June 2017 | 15 May 2019 |
| WONG Wai Hong 王為康 | RO | 1 | 09 January 2018 | 16 August 2019 |
| WONG Wai Hong 王為康 | RE | 1 | 07 September 2017 | 09 January 2018 |
| WONG Wai Ki, Wicky 黃偉祺 | RE | 1 | 09 June 2017 | |
| WU Ngai Pan 胡毅彬 | RE | 1 | 16 January 2017 | 31 March 2017 |
| WU Ngai Pan 胡毅彬 | RO | 1 | 31 March 2017 | 29 September 2017 |
| WU Pan 吳盼 | RE | 1 | 05 October 2023 | 22 October 2023 |
| WU Pan 吳盼 | RE | 4 | 05 October 2023 | 22 October 2023 |
| XIA Feihong 夏飛虹 | RE | 4 | 01 March 2023 | 19 October 2023 |
| XIA Feihong 夏飛虹 | RE | 1 | 01 March 2023 | 19 October 2023 |
| XING Hongwei 邢宏瑋 | RE | 4 | 03 June 2021 | 29 September 2021 |
| XING Hongwei 邢宏瑋 | RE | 1 | 03 June 2021 | 29 September 2021 |
| XU Menghan 徐梦涵 | RE | 4 | 31 March 2021 | 23 September 2021 |
| XU Menghan 徐梦涵 | RE | 1 | 31 March 2021 | 23 September 2021 |
| XU Song 徐松 | RE | 1 | 08 June 2023 | |
| XU Xishu 徐熙澍 | RE | 1 | 27 January 2023 | |
| YANG Shenglin 楊昇林 | RE | 1 | 23 September 2022 | 11 September 2023 |
| YANG Shenglin 楊昇林 | RE | 4 | 23 September 2022 | 11 September 2023 |
| YAU Kai Yu 丘佳瑜 | RE | 1 | 13 April 2022 | |
| YOU Xiaoying 尤晓英 | RE | 1 | 30 January 2023 | 31 October 2023 |
| YU Oi Ming 余靄銘 | RE | 1 | 26 May 2020 | 06 September 2021 |
| YU Wai Ling 余慧玲 | RE | 1 | 09 June 2017 | 30 September 2019 |
| ZHANG Hui 張慧 | RE | 4 | 03 October 2022 | 22 October 2023 |
| ZHANG Hui 張慧 | RE | 1 | 03 October 2022 | 22 October 2023 |
| ZHANG Jinghao 張晶皓 | RE | 4 | 05 November 2019 | 22 October 2023 |
| ZHANG Jinghao 張晶皓 | RE | 1 | 05 November 2019 | 22 October 2023 |
| ZHANG Lin 張琳 | RE | 1 | 08 October 2020 | 30 August 2021 |
| ZHANG Lin 張琳 | RE | 4 | 08 October 2020 | 30 August 2021 |
| ZHANG Xuan 張璇 | RE | 4 | 17 February 2021 | 17 May 2023 |
| ZHANG Xuan 張璇 | RE | 1 | 17 February 2021 | 17 May 2023 |
| ZHANG Zichen 張子辰 | RE | 1 | 06 January 2020 | 11 June 2021 |
| ZHANG Zichen 張子辰 | RE | 4 | 06 January 2020 | 11 June 2021 |
| ZHAO Wenjun 趙文君 | RE | 1 | 29 September 2016 | 24 April 2017 |
| ZHAO Wenjun 趙文君 | RE | 4 | 29 September 2016 | 24 April 2017 |
| ZHAO Xiaofeng 赵小锋 | RE | 1 | 27 January 2023 | 31 August 2023 |
| ZHU Meng 朱蒙 | RE | 4 | 23 July 2020 | 21 September 2023 |
| ZHU Meng 朱蒙 | RE | 1 | 23 July 2020 | 21 September 2023 |
| ZHUGE Lianxin 諸葛蓮昕 | RE | 1 | 03 November 2022 | 18 October 2023 |
| ZHUGE Lianxin 諸葛蓮昕 | RE | 4 | 23 March 2020 | 18 October 2023 |