SFC Licenceholders of Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司
- compliance@dfzq.com.hk
- Website
- www.dfzq.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAI Lina 白麗娜 | RE | 9 | 13 November 2015 | 13 January 2023 |
| CHEN Rui 陳睿 | RE | 9 | 27 October 2020 | 13 August 2022 |
| CHEN Xiaqin 陳霞琴 | RE | 9 | 13 August 2013 | 16 June 2014 |
| CHEN Yi Lin 陳怡伶 | RE | 9 | 05 June 2014 | 05 September 2016 |
| CHEN Yujin 陳昱瑾 | RE | 9 | 11 May 2023 | |
| CHEN Yujin 陳昱瑾 | RE | 4 | 11 May 2023 | |
| CHEUNG Yuen Yan 張菀殷 | RE | 9 | 28 December 2015 | 30 December 2022 |
| CHU Siu Ling 朱小玲 | RE | 9 | 30 March 2015 | 02 June 2016 |
| CUI Tianyi 崔添伊 | RE | 9 | 26 July 2021 | 20 March 2022 |
| FAN Jiachen 范佳宸 | RE | 4 | 21 February 2023 | |
| FAN Jiachen 范佳宸 | RE | 9 | 15 June 2021 | |
| GAO Chongguang 高重光 | RE | 4 | 14 July 2022 | |
| GAO Chongguang 高重光 | RE | 9 | 14 July 2022 | |
| GUAN Ning 關寧 | RO | 9 | 18 August 2010 | |
| HAO Lili 郝黎黎 | RE | 9 | 29 August 2017 | 30 November 2018 |
| HO Man Chun 何文俊 | RE | 9 | 28 August 2020 | 04 May 2021 |
| HONG Enze 洪恩澤 | RE | 9 | 28 October 2021 | 26 July 2023 |
| HSIEH Ya-Hui 謝雅卉 | RE | 9 | 19 January 2018 | 30 November 2018 |
| HUANG Limin 黃麗民 | RE | 9 | 30 November 2020 | 28 August 2021 |
| HUANG Yiwen 黃奕文 | RE | 9 | 30 August 2013 | 24 May 2014 |
| HUI Po Ming 許寶明 | RE | 9 | 21 December 2016 | 28 April 2021 |
| JI Zhe 吉喆 | RE | 9 | 04 March 2020 | 09 October 2022 |
| LEE Kin Kwan 李健琨 | RE | 9 | 20 January 2016 | |
| LEUNG Lai Kuen 梁麗娟 | RE | 4 | 09 June 2022 | 22 December 2023 |
| LEUNG Lai Kuen 梁麗娟 | RE | 9 | 09 June 2022 | 22 December 2023 |
| LI Huan 李歡 | RE | 9 | 13 October 2015 | 13 January 2023 |
| LI Junhui 李俊慧 | RE | 4 | 23 September 2022 | |
| LI Junhui 李俊慧 | RE | 9 | 23 September 2022 | |
| LI Man 李曼 | RE | 9 | 21 September 2017 | 02 October 2019 |
| LI Tai 李泰 | RE | 9 | 05 June 2019 | 02 July 2020 |
| LIANG Danhui 梁丹慧 | RE | 9 | 09 August 2019 | |
| LIN Hao-Fan 林浩凡 | RO | 9 | 18 August 2010 | 11 December 2014 |
| LIN Shan 林杉 | RE | 9 | 08 January 2018 | 08 December 2021 |
| LING Yue 凌越 | RE | 9 | 30 April 2019 | 01 August 2021 |
| LIU Kit Ling 廖潔靈 | RE | 9 | 20 December 2017 | 08 February 2023 |
| LO Mei Suet 盧美雪 | RE | 9 | 08 March 2021 | 31 July 2022 |
| LU Chengfang 盧城坊 | RE | 9 | 18 November 2019 | |
| LU Qingyuan 盧清源 | RE | 9 | 18 October 2021 | 01 October 2022 |
| LU Qingyuan 盧清源 | RE | 4 | 14 September 2022 | 01 October 2022 |
| LU Yang 陸晹 | RE | 9 | 23 January 2020 | 30 June 2020 |
| LUO Xiaohui 羅晓蕙 | RE | 9 | 20 February 2012 | 04 December 2013 |
| MA Chuang 馬闖 | RE | 9 | 26 May 2021 | |
| MA Liangliang 马亮亮 | RE | 9 | 22 January 2020 | |
| MAK Siu Kee, Michael 麥兆麒 | RE | 9 | 04 March 2013 | 01 April 2015 |
| MAN Po Kong 文普綱 | RO | 9 | 01 November 2022 | |
| MAN Po Kong 文普綱 | RO | 4 | 01 November 2022 | |
| NG Kit Yee, Kitty 吳潔怡 | RE | 9 | 02 May 2018 | 08 January 2019 |
| NI Chao 倪超 | RE | 9 | 30 September 2021 | 05 May 2022 |
| QIAN Shanjing 錢珊靖 | RE | 9 | 10 November 2016 | 01 January 2017 |
| QIAN Yating 錢婭婷 | RE | 9 | 23 November 2020 | 27 August 2021 |
| REN Dongyang 任東阳 | RE | 9 | 22 March 2018 | 13 June 2019 |
| SHAO Junyan 邵俊彥 | RE | 9 | 04 March 2021 | 18 November 2021 |
| SHENG Yuan 盛遠 | RE | 9 | 22 October 2020 | 24 December 2020 |
| SHUM Hiu Tung 沈曉桐 | RE | 9 | 16 December 2016 | 26 April 2019 |
| SIU Chun 蕭俊 | RE | 9 | 16 May 2014 | 06 July 2021 |
| TAM Ka Yiu 譚家耀 | RE | 9 | 02 June 2016 | 25 July 2016 |
| TAO Qing 陶青 | RE | 9 | 11 February 2011 | 23 August 2013 |
| WAN Ho Lam 尹浩霖 | RE | 4 | 18 May 2022 | 01 October 2022 |
| WAN Ho Lam 尹浩霖 | RE | 9 | 21 May 2020 | 01 October 2022 |
| WAN Yin Lam 尹燕琳 | RE | 9 | 13 June 2014 | 11 December 2018 |
| WANG Li-Jen 汪立人 | RO | 9 | 18 August 2010 | 10 December 2016 |
| WANG Mingjun 王明俊 | RE | 9 | 25 September 2017 | |
| WANG Xiaoyue 王曉玥 | RE | 9 | 21 November 2016 | 13 January 2023 |
| WANG Zhi 王智 | RE | 9 | 05 October 2020 | 31 May 2021 |
| WEI Yaoyao 魏瑶瑶 | RE | 9 | 24 September 2021 | 21 May 2022 |
| WONG Ho Chau 王昊舟 | RE | 9 | 15 December 2011 | 01 March 2014 |
| WONG Lai Sum 黃禮琛 | RE | 9 | 28 September 2017 | 26 November 2020 |
| WU Xuan 吳軒 | RE | 9 | 25 January 2011 | 31 January 2013 |
| XIAO Yang 肖陽 | RO | 9 | 07 March 2017 | 06 May 2022 |
| XIAO Yang 肖陽 | RE | 9 | 30 June 2016 | 07 March 2017 |
| XU Chenyang 許晨阳 | RE | 9 | 10 March 2021 | 04 January 2022 |
| XU Yangfan 徐洋帆 | RE | 4 | 04 April 2022 | 01 July 2022 |
| XU Yangfan 徐洋帆 | RE | 9 | 04 April 2022 | 01 July 2022 |
| YAN Chunsheng 顏春盛 | RE | 4 | 24 February 2023 | |
| YAN Chunsheng 顏春盛 | RE | 9 | 24 February 2023 | |
| YANG Jian 楊劍 | RE | 9 | 10 November 2022 | 22 March 2024 |
| YAO Hua 姚華 | RO | 4 | 28 January 2022 | |
| YUE Yi 岳藝 | RE | 9 | 06 May 2016 | 03 February 2017 |
| YUNG Ka Tung 翁嘉棟 | RE | 9 | 14 December 2017 | 16 October 2022 |
| ZENG Huanshi 曾煥詩 | RE | 9 | 04 March 2022 | |
| ZHANG Hongguang 張洪光 | RE | 9 | 18 July 2014 | 01 April 2015 |
| ZHANG Jianhui 張建輝 | RO | 9 | 13 March 2024 | |
| ZHANG Nan 張楠 | RE | 9 | 15 May 2019 | 01 June 2021 |
| ZHANG Weiqun 張衛群 | RE | 9 | 05 July 2017 | 06 July 2021 |
| ZHANG Weiqun 張衛群 | RE | 9 | 27 March 2015 | 09 July 2015 |
| ZHANG Yichen 張亦琛 | RE | 9 | 19 January 2023 | |
| ZHANG Yichen 張亦琛 | RE | 4 | 24 February 2023 | |
| ZHAO Guodong 赵国栋 | RO | 4 | 28 January 2022 | |
| ZHAO Guodong 赵国栋 | RO | 9 | 27 September 2021 | |
| ZHAO Guodong 赵国栋 | RE | 9 | 04 March 2021 | 27 September 2021 |
| ZHENG Wen 郑雯 | RE | 9 | 01 September 2022 | 21 November 2022 |
| ZHENG Wen 郑雯 | RO | 4 | 21 November 2022 | |
| ZHENG Wen 郑雯 | RO | 9 | 21 November 2022 | |
| ZHENG Wen 郑雯 | RE | 4 | 01 September 2022 | 21 November 2022 |
| ZHOU Jin 周進 | RE | 9 | 14 August 2020 | 14 October 2022 |
| ZHOU Jin 周進 | RO | 9 | 06 October 2015 | 29 April 2020 |
| ZHOU Jin 周進 | RE | 9 | 05 August 2015 | 06 October 2015 |
| ZHOU Xiangxin 周相欣 | RE | 9 | 05 October 2022 | |
| ZHU Qi 朱启 | RO | 4 | 28 January 2022 | 12 September 2022 |
| ZHU Qi 朱启 | RO | 9 | 02 January 2019 | 12 September 2022 |
| ZHU Qi 朱启 | RE | 9 | 06 September 2017 | 02 January 2019 |
| ZHU Rongce 朱荣策 | RE | 9 | 17 April 2018 | 31 May 2019 |