SFC Licenceholders of OTCex Hong Kong Limited
- erabot@marex.com
- Website
- www.otcexgroup.com/
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AUGIAS Cedric Alain Nicolas Marie | RO | 2 | 04 December 2023 | |
| AUGIAS Cedric Alain Nicolas Marie | RE | 1 | 19 October 2023 | 04 December 2023 |
| AUGIAS Cedric Alain Nicolas Marie | RE | 2 | 19 October 2023 | 04 December 2023 |
| AUGIAS Cedric Alain Nicolas Marie | RO | 1 | 04 December 2023 | |
| BALME Remi Diego Thomas | RE | 2 | 06 July 2020 | 08 January 2021 |
| BALME Remi Diego Thomas | RE | 1 | 06 July 2020 | 08 January 2021 |
| BATHORE Jade Carla Turquia | RE | 1 | 16 October 2023 | 30 November 2023 |
| BELVEZE Maxime | RE | 1 | 13 September 2013 | 28 February 2014 |
| BENHAMOU Laurent | RE | 2 | 08 January 2019 | 31 March 2021 |
| BENHAMOU Laurent | RE | 1 | 08 January 2019 | 31 March 2021 |
| BOULAND Fabrice Sylvain Paul | RO | 2 | 05 October 2012 | 10 December 2012 |
| BOULAND Fabrice Sylvain Paul | RO | 1 | 23 August 2010 | 10 December 2012 |
| BUTLER Iain Allan | RE | 2 | 24 October 2012 | |
| BUTLER Iain Allan | RE | 1 | 20 February 2012 | |
| CHAN Yau Him 陳友謙 | RE | 1 | 16 February 2023 | |
| CHAN Yau Him 陳友謙 | RE | 2 | 16 February 2023 | |
| CHEUNG Tak Man Amy 張德敏 | RE | 1 | 08 December 2023 | |
| CHUA Wei Jian, Timothy | RE | 1 | 14 March 2024 | |
| COHEN Ilan Joseph Meyer | RE | 1 | 11 January 2022 | |
| COHEN Ilan Joseph Meyer | RE | 2 | 11 January 2022 | |
| DUPONT-VECCHIERINI Victoire Anne Francine | RE | 2 | 19 June 2019 | 23 January 2024 |
| DUPONT-VECCHIERINI Victoire Anne Francine | RE | 1 | 19 June 2019 | 23 January 2024 |
| FAYARD Franck Nicolas Michel | RE | 1 | 31 May 2023 | 30 August 2023 |
| FAYARD Franck Nicolas Michel | RO | 1 | 30 August 2023 | |
| FITTE Laurent Gerard | RE | 2 | 30 January 2019 | |
| FITTE Laurent Gerard | RE | 1 | 12 January 2012 | |
| FORZY Albane Sophie Marie Odette | RE | 2 | 21 May 2019 | 30 June 2020 |
| FORZY Albane Sophie Marie Odette | RE | 1 | 21 May 2019 | 30 June 2020 |
| FROISSART Julien Sebastien | RE | 2 | 15 September 2014 | 29 September 2023 |
| FROISSART Julien Sebastien | RE | 1 | 15 September 2014 | 29 September 2023 |
| FUKUDA Norimichi | RE | 1 | 01 September 2022 | |
| FUKUDA Norimichi | RE | 2 | 01 September 2022 | |
| GAIGNIER Fabrice Nicolas Michel | RO | 2 | 05 October 2012 | 30 June 2017 |
| GAIGNIER Fabrice Nicolas Michel | RO | 1 | 23 August 2010 | 30 June 2017 |
| GERVAT Anthony Jean-Lou Gaetan Joseph | RE | 2 | 15 February 2017 | |
| GERVAT Anthony Jean-Lou Gaetan Joseph | RE | 1 | 15 February 2017 | |
| GIERHAKE Ortwin | RE | 2 | 13 December 2023 | 19 February 2024 |
| GIERHAKE Ortwin | RE | 1 | 13 December 2023 | 19 February 2024 |
| GIERHAKE Ortwin | RO | 1 | 19 February 2024 | |
| GIERHAKE Ortwin | RO | 2 | 19 February 2024 | |
| GRUET Stanislas Pierre Alain | RE | 2 | 11 July 2016 | |
| GRUET Stanislas Pierre Alain | RE | 1 | 11 July 2016 | |
| GUENOUN Gregory Benjamin | RE | 1 | 17 October 2022 | 09 January 2023 |
| GUENOUN Gregory Benjamin | RE | 2 | 17 October 2022 | 09 January 2023 |
| GUENOUN Gregory Benjamin | RO | 1 | 09 January 2023 | |
| GUENOUN Gregory Benjamin | RO | 2 | 09 January 2023 | |
| GUILLAS Gregory Michel | RE | 1 | 22 December 2016 | 31 October 2019 |
| GUILLAS Gregory Michel | RE | 2 | 22 December 2016 | 31 October 2019 |
| HOYAU Eric Jean-Pierre Maurice | RE | 2 | 24 October 2012 | 30 June 2020 |
| HOYAU Eric Jean-Pierre Maurice | RE | 1 | 08 September 2010 | 30 June 2020 |
| HOYAU Yann Daniel Leon-Pierre | RE | 2 | 02 July 2019 | 31 December 2020 |
| HOYAU Yann Daniel Leon-Pierre | RE | 1 | 02 July 2019 | 31 December 2020 |
| HOYAU Yann Daniel Leon-Pierre | RO | 2 | 23 July 2015 | 02 July 2019 |
| HOYAU Yann Daniel Leon-Pierre | RO | 1 | 23 July 2015 | 02 July 2019 |
| HOYAU Yann Daniel Leon-Pierre | RE | 2 | 24 October 2012 | 23 July 2015 |
| HOYAU Yann Daniel Leon-Pierre | RE | 1 | 20 September 2010 | 23 July 2015 |
| HUNG Chung Him 洪仲謙 | RE | 2 | 24 August 2023 | |
| HUNG Chung Him 洪仲謙 | RE | 1 | 24 August 2023 | |
| IENO Eiji Alex | RE | 1 | 03 August 2011 | 01 June 2012 |
| JANSON Valentin Stephane Bernard | RE | 2 | 29 July 2022 | |
| JANSON Valentin Stephane Bernard | RE | 1 | 29 July 2022 | |
| JUNG Christopher Lam 曾俊文 | RE | 1 | 01 December 2023 | 06 February 2024 |
| JUNG Christopher Lam 曾俊文 | RE | 2 | 01 December 2023 | 06 February 2024 |
| JUNG Christopher Lam 曾俊文 | RO | 2 | 06 February 2024 | |
| JUNG Christopher Lam 曾俊文 | RO | 1 | 06 February 2024 | |
| KIM Seung Kwang | RE | 1 | 27 August 2018 | 30 September 2021 |
| KIM Seung Kwang | RE | 2 | 27 August 2018 | 30 September 2021 |
| KOSAKA Tomomi 小坂朋美 | RE | 1 | 18 April 2011 | 30 September 2011 |
| KOYAMA Tomoko 小山朝子 | RE | 2 | 31 January 2013 | 31 May 2013 |
| KOYAMA Tomoko 小山朝子 | RE | 1 | 31 January 2013 | 31 May 2013 |
| LAHOGUE Nicolas Bruno | RE | 2 | 15 September 2014 | 29 April 2022 |
| LAHOGUE Nicolas Bruno | RE | 1 | 15 September 2014 | 29 April 2022 |
| LAM LOUIE MICHAEL TAN 林義德 | RE | 1 | 01 December 2023 | |
| LAM LOUIE MICHAEL TAN 林義德 | RE | 2 | 19 January 2024 | |
| LAM Wing Yuen 林穎源 | RE | 2 | 01 December 2023 | |
| LAM Wing Yuen 林穎源 | RE | 1 | 01 December 2023 | |
| LAU Wing Ho 劉詠豪 | RE | 2 | 18 August 2020 | 24 September 2021 |
| LAU Wing Ho 劉詠豪 | RE | 1 | 18 August 2020 | 24 September 2021 |
| LAVORGNA Frederic Victor Marcel | RE | 1 | 01 February 2011 | 26 August 2015 |
| LESCAROUX Frederic Paul | RE | 1 | 06 October 2021 | 06 April 2022 |
| LESCAROUX Frederic Paul | RE | 2 | 06 October 2021 | 06 April 2022 |
| LESCAROUX Frederic Paul | RO | 1 | 06 April 2022 | 21 December 2023 |
| LESCAROUX Frederic Paul | RO | 2 | 06 April 2022 | 21 December 2023 |
| LESCAROUX Frederic Paul | RE | 1 | 21 December 2023 | |
| LESCAROUX Frederic Paul | RE | 2 | 21 December 2023 | |
| LEUNG Hei Chun Michael 梁曦雋 | RE | 2 | 24 October 2022 | |
| LEUNG Hei Chun Michael 梁曦雋 | RE | 1 | 24 October 2022 | |
| LEW Lok Sun 劉樂生 | RE | 1 | 12 November 2020 | |
| LEW Lok Sun 劉樂生 | RE | 2 | 12 November 2020 | |
| LIU XiaoTao 劉曉濤 | RE | 1 | 14 August 2023 | 28 November 2023 |
| LOURSEYRE Philippe Paul | RE | 1 | 07 August 2013 | 17 February 2014 |
| MAN Chung Ching 文中正 | RE | 2 | 07 July 2017 | 25 February 2022 |
| MAN Chung Ching 文中正 | RE | 1 | 07 July 2017 | 25 February 2022 |
| MARIA Kulvinder Singh | RE | 2 | 25 May 2018 | |
| MARIA Kulvinder Singh | RE | 1 | 24 April 2018 | |
| MASU Megumi | RE | 2 | 08 August 2017 | 05 October 2018 |
| MASU Megumi | RE | 1 | 08 August 2017 | 05 October 2018 |
| MASUOKA Hiroshi | RE | 1 | 21 March 2012 | 31 October 2012 |
| MENDES-FRANCE Julien Pierre Jose-Paul | RE | 1 | 03 April 2014 | 10 October 2014 |
| NGAN Siu Hang 顏肇亨 | RE | 2 | 09 February 2023 | |
| NGAN Siu Hang 顏肇亨 | RE | 1 | 09 February 2023 | |
| PADER Stephane Michel Jacob | RE | 2 | 30 November 2018 | 28 May 2020 |
| PADER Stephane Michel Jacob | RE | 1 | 30 November 2018 | 28 May 2020 |
| PAROT Matthieu William Christian Henri | RE | 1 | 04 July 2022 | |
| PAROT Matthieu William Christian Henri | RE | 2 | 04 July 2022 | |
| RABOT Eric Michel Thierry | RO | 2 | 11 December 2012 | |
| RABOT Eric Michel Thierry | RO | 1 | 11 December 2012 | |
| RABOT Eric Michel Thierry | RE | 2 | 24 October 2012 | 11 December 2012 |
| RABOT Eric Michel Thierry | RE | 1 | 21 November 2011 | 11 December 2012 |
| RAGEAU Patrice Frederic | RE | 2 | 08 May 2019 | 30 June 2022 |
| RAGEAU Patrice Frederic | RE | 1 | 08 May 2019 | 30 June 2022 |
| RAYANE Mehdi | RE | 1 | 11 May 2022 | |
| RAYANE Mehdi | RE | 2 | 11 May 2022 | |
| RICKLOW Darryl Michael | RE | 1 | 15 February 2017 | 29 March 2019 |
| RICKLOW Darryl Michael | RE | 2 | 15 February 2017 | 29 March 2019 |
| ROMA Olivier Norbert Gaston | RE | 1 | 15 February 2017 | |
| ROMA Olivier Norbert Gaston | RE | 2 | 15 February 2017 | |
| ROSEN Michael Scott | RE | 2 | 16 January 2024 | 21 March 2024 |
| ROSEN Michael Scott | RE | 1 | 16 January 2024 | 21 March 2024 |
| ROSEN Michael Scott | RO | 1 | 21 March 2024 | |
| ROSEN Michael Scott | RO | 2 | 21 March 2024 | |
| SAADANE Mohammed Fatih Zineddine | RE | 1 | 27 August 2018 | 25 October 2018 |
| SAADANE Mohammed Fatih Zineddine | RE | 2 | 27 August 2018 | 25 October 2018 |
| SAIAGH Gilles Joseph Emile | RE | 1 | 16 October 2023 | 30 November 2023 |
| SEBBAN Shimon Meir | RO | 1 | 27 June 2018 | |
| SEBBAN Shimon Meir | RO | 2 | 27 June 2018 | |
| SEBBAN Shimon Meir | RE | 2 | 25 July 2016 | 27 June 2018 |
| SEBBAN Shimon Meir | RE | 1 | 16 November 2010 | 27 June 2018 |
| STRADMOOR Jessie 沈嘉怡 | RE | 1 | 01 December 2022 | |
| STRADMOOR Jessie 沈嘉怡 | RE | 2 | 01 December 2022 | |
| TAKEUCHI Miki | RE | 2 | 04 February 2019 | 30 September 2021 |
| TAKEUCHI Miki | RE | 1 | 24 August 2015 | 30 September 2021 |
| TARLEVE Samuel Jose | RE | 2 | 26 October 2012 | 21 December 2015 |
| TARLEVE Samuel Jose | RE | 1 | 08 September 2010 | 21 December 2015 |
| TEE Charles Nicholas | RE | 1 | 05 October 2010 | 03 January 2011 |
| TEOH Kar Sean | RE | 1 | 19 January 2024 | |
| TRENTINI Lionel Christophe | RE | 1 | 29 June 2012 | 31 December 2012 |
| TSANG Hin Man 曾憲文 | RO | 2 | 04 July 2022 | |
| TSANG Hin Man 曾憲文 | RO | 1 | 04 July 2022 | |
| TSANG Hin Man 曾憲文 | RE | 1 | 17 June 2016 | 04 July 2022 |
| TSANG Hin Man 曾憲文 | RE | 2 | 17 June 2016 | 04 July 2022 |
| VALLY Loic Patrick Frederic | RE | 2 | 08 April 2022 | |
| VALLY Loic Patrick Frederic | RE | 1 | 08 April 2022 | |
| WOO Ayane 胡文音 | RE | 2 | 25 October 2018 | 12 March 2021 |
| WOO Ayane 胡文音 | RE | 1 | 25 October 2018 | 12 March 2021 |
| YU Kwong Kin 余廣健 | RE | 2 | 19 June 2020 | |
| YU Kwong Kin 余廣健 | RE | 1 | 19 June 2020 | |
| ZHANG Zhoubo 張洲博 | RE | 1 | 03 November 2023 | |
| ZHENG Xinyuan 鄭心源 | RE | 2 | 01 December 2023 | |
| ZHENG Xinyuan 鄭心源 | RE | 1 | 01 December 2023 |