SFC Licenceholders of Sheng Yuan Securities Limited 盛源證券有限公司
- enquiries@shengyuansec.hk
- Website
- www.shengyuanhk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ho Sun, Sunny 陳灝燊 | RO | 2 | 28 August 2012 | 01 August 2014 |
| CHAN Ho Sun, Sunny 陳灝燊 | RO | 4 | 27 October 2010 | 01 August 2014 |
| CHAN Ho Sun, Sunny 陳灝燊 | RO | 1 | 27 October 2010 | 01 August 2014 |
| CHAN Ka Leung 陳嘉亮 | RO | 1 | 17 November 2017 | 15 June 2018 |
| CHAN Ka Leung 陳嘉亮 | RO | 2 | 17 November 2017 | 15 June 2018 |
| CHEN Bai Cao 陳柏操 | RO | 4 | 23 August 2018 | 09 April 2019 |
| CHEN Bai Cao 陳柏操 | RO | 2 | 10 September 2014 | 10 March 2015 |
| CHEN Bai Cao 陳柏操 | RO | 1 | 10 September 2014 | 09 April 2019 |
| CHEN Bai Cao 陳柏操 | RO | 2 | 05 June 2015 | 09 April 2019 |
| CHEN Jinsha 陳金沙 | RE | 4 | 05 October 2015 | 03 March 2017 |
| CHEN Jinsha 陳金沙 | RE | 1 | 05 October 2015 | 03 March 2017 |
| CHEN Qi 陳琦 | RE | 1 | 02 December 2016 | 28 February 2019 |
| CHENG Chun Fai 鄭春暉 | RE | 4 | 26 September 2014 | 28 April 2015 |
| CHENG Chun Fai 鄭春暉 | RE | 1 | 26 September 2014 | 28 April 2015 |
| CHUNG I Fon 鍾一鋒 | RO | 4 | 28 May 2020 | 09 June 2023 |
| CHUNG I Fon 鍾一鋒 | RO | 1 | 28 May 2020 | 09 June 2023 |
| CHUNG I Fon 鍾一鋒 | RE | 4 | 25 March 2020 | 28 May 2020 |
| CHUNG I Fon 鍾一鋒 | RE | 1 | 25 March 2020 | 28 May 2020 |
| FENG Dafu 馮大富 | RO | 4 | 16 August 2016 | 07 November 2017 |
| FENG Dafu 馮大富 | RO | 1 | 16 August 2016 | 07 November 2017 |
| FENG Dafu 馮大富 | RE | 1 | 04 June 2015 | 16 August 2016 |
| FENG Dafu 馮大富 | RE | 4 | 04 June 2015 | 16 August 2016 |
| FU Wanying 付婉穎 | RE | 1 | 14 December 2017 | 19 January 2020 |
| FU Wanying 付婉穎 | RE | 4 | 14 December 2017 | 19 January 2020 |
| GU Chunhui 古春輝 | RE | 4 | 10 June 2014 | 15 July 2018 |
| GU Chunhui 古春輝 | RE | 1 | 10 June 2014 | 15 July 2018 |
| HU Lingxi 胡凌曦 | RE | 4 | 27 September 2016 | 01 December 2017 |
| HU Lingxi 胡凌曦 | RE | 1 | 27 September 2016 | 01 December 2017 |
| HUI Kwok Cheung 許國祥 | RE | 1 | 11 October 2011 | 30 November 2013 |
| HUNG Hing Man 孔慶文 | RO | 1 | 06 March 2018 | |
| HUNG Hing Man 孔慶文 | RO | 4 | 06 March 2018 | |
| HUNG Hing Man 孔慶文 | RO | 2 | 06 March 2018 | |
| KAUFMANN Michael | RE | 1 | 17 August 2011 | 30 December 2011 |
| KWAN Ut Hoi 關越海 | RO | 4 | 01 August 2018 | 15 July 2019 |
| KWAN Ut Hoi 關越海 | RO | 2 | 01 August 2018 | 15 July 2019 |
| KWAN Ut Hoi 關越海 | RO | 1 | 01 August 2018 | 15 July 2019 |
| KWAN Ut Hoi 關越海 | RE | 4 | 12 June 2018 | 01 August 2018 |
| LAU Ho Kwan 劉浩鈞 | RE | 1 | 25 November 2011 | 30 August 2013 |
| LAU Ka Lung, Ali 劉嘉隆 | RO | 2 | 08 June 2015 | 30 May 2016 |
| LAU Ka Lung, Ali 劉嘉隆 | RE | 1 | 04 November 2014 | 30 May 2016 |
| LAU Ka Lung, Ali 劉嘉隆 | RE | 4 | 04 November 2014 | 30 May 2016 |
| LAU Ka Pan 劉嘉斌 | RO | 2 | 22 May 2023 | |
| LAU Ka Pan 劉嘉斌 | RE | 2 | 19 October 2021 | 22 May 2023 |
| LAU Ka Pan 劉嘉斌 | RO | 4 | 24 August 2021 | |
| LAU Ka Pan 劉嘉斌 | RO | 1 | 24 August 2021 | |
| LAU Ka Pan 劉嘉斌 | RE | 4 | 22 July 2021 | 24 August 2021 |
| LAU Ka Pan 劉嘉斌 | RE | 1 | 22 July 2021 | 24 August 2021 |
| LAU Wai Hung 劉偉洪 | RE | 1 | 18 January 2017 | 18 October 2017 |
| LAU Wai Hung 劉偉洪 | RE | 4 | 18 January 2017 | 10 November 2017 |
| LAU Wai Hung 劉偉洪 | RO | 2 | 20 March 2017 | 10 November 2017 |
| LAU Wai Hung 劉偉洪 | RO | 1 | 18 October 2017 | 10 November 2017 |
| LAU Wai Hung 劉偉洪 | RE | 2 | 18 January 2017 | 20 March 2017 |
| LEE Ka Ho 李家豪 | RO | 1 | 18 August 2021 | 07 June 2023 |
| LEUNG Kin Yip 梁健業 | RE | 1 | 06 January 2014 | 13 July 2014 |
| LI Bing 李兵 | RE | 1 | 01 December 2022 | |
| LI Kim Ping 李儉炳 | RO | 4 | 30 November 2018 | 18 May 2020 |
| LI Kim Ping 李儉炳 | RE | 2 | 18 October 2018 | 30 November 2018 |
| LI Kim Ping 李儉炳 | RO | 2 | 30 November 2018 | 18 May 2020 |
| LI Kim Ping 李儉炳 | RO | 1 | 30 November 2018 | 18 May 2020 |
| LI Kim Ping 李儉炳 | RE | 4 | 18 October 2018 | 30 November 2018 |
| LI Kim Ping 李儉炳 | RE | 1 | 18 October 2018 | 30 November 2018 |
| LI Mei Chun 厲美珍 | RE | 1 | 26 May 2011 | 01 October 2013 |
| LI Pak Keung 李栢強 | RO | 2 | 28 August 2012 | 25 May 2013 |
| LI Pak Keung 李栢強 | RO | 4 | 05 November 2010 | 25 May 2013 |
| LI Pak Keung 李栢強 | RO | 1 | 05 November 2010 | 25 May 2013 |
| LI Zhengrong 李崢嶸 | RE | 4 | 05 May 2016 | 16 April 2017 |
| LI Zhengrong 李崢嶸 | RE | 1 | 05 May 2016 | 16 April 2017 |
| LIU Ke 劉科 | RE | 1 | 25 June 2018 | 15 September 2019 |
| LIU Ke 劉科 | RE | 2 | 25 June 2018 | 15 September 2019 |
| LIU Yinzi 劉寅子 | RE | 4 | 29 February 2024 | |
| LIU Yinzi 劉寅子 | RE | 1 | 09 February 2024 | |
| LU Yang 路楊 | RE | 4 | 14 September 2011 | 02 July 2014 |
| LU Yang 路楊 | RE | 1 | 18 September 2012 | 02 July 2014 |
| LUO Ziyin 羅子茵 | RE | 1 | 29 August 2013 | 04 June 2014 |
| MAK Siu Yee 麥肇儀 | RE | 1 | 01 December 2010 | 23 July 2011 |
| MOU Shuk Han 繆淑嫻 | RO | 4 | 18 May 2020 | 07 August 2022 |
| MOU Shuk Han 繆淑嫻 | RO | 2 | 18 May 2020 | 07 August 2022 |
| MOU Shuk Han 繆淑嫻 | RO | 1 | 18 May 2020 | 07 August 2022 |
| MOU Shuk Han 繆淑嫻 | RE | 4 | 17 March 2020 | 18 May 2020 |
| MOU Shuk Han 繆淑嫻 | RE | 1 | 17 March 2020 | 18 May 2020 |
| PAU Ho Yin, Alexander 鮑灝賢 | RE | 2 | 18 September 2012 | 11 May 2013 |
| PAU Ho Yin, Alexander 鮑灝賢 | RE | 1 | 20 January 2011 | 11 May 2013 |
| RAO Chao 饒超 | RO | 4 | 23 July 2020 | 23 August 2021 |
| RAO Chao 饒超 | RO | 1 | 23 July 2020 | 23 August 2021 |
| RAO Chao 饒超 | RE | 4 | 29 June 2020 | 23 July 2020 |
| SHAN Jialin 單佳林 | RE | 1 | 18 September 2015 | 08 April 2016 |
| SHAN Jialin 單佳林 | RE | 4 | 18 September 2015 | 08 April 2016 |
| SU Rongxia 宿榮俠 | RE | 1 | 07 February 2018 | 28 May 2019 |
| SU Rongxia 宿榮俠 | RE | 4 | 07 February 2018 | 28 May 2019 |
| SU Rongxia 宿榮俠 | RE | 1 | 11 August 2014 | 05 February 2016 |
| SU Rongxia 宿榮俠 | RE | 4 | 11 August 2014 | 05 February 2016 |
| TANG Yu Shun 鄧譽信 | RE | 1 | 14 November 2012 | 01 May 2013 |
| TSANG Hung Fai 曾雄輝 | RE | 2 | 16 February 2017 | 21 August 2019 |
| TSANG Hung Fai 曾雄輝 | RE | 1 | 15 September 2014 | 21 August 2019 |
| TSANG Man Chun 曾文俊 | RE | 2 | 28 September 2012 | 07 July 2014 |
| TSANG Man Chun 曾文俊 | RE | 4 | 28 September 2012 | 07 July 2014 |
| TSANG Man Chun 曾文俊 | RE | 1 | 19 January 2011 | 07 July 2014 |
| TU Siyu 涂思宇 | RE | 1 | 23 October 2017 | 25 October 2017 |
| TU Siyu 涂思宇 | RE | 4 | 23 October 2017 | 25 October 2017 |
| TZE Hei 紫曦 | RE | 4 | 18 November 2014 | 07 January 2015 |
| WAN Chiu Lan 尹肖蘭 | RO | 4 | 08 November 2013 | 01 June 2014 |
| WAN Chiu Lan 尹肖蘭 | RE | 1 | 18 September 2012 | 25 April 2013 |
| WAN Chiu Lan 尹肖蘭 | RO | 2 | 28 August 2012 | 01 June 2014 |
| WAN Chiu Lan 尹肖蘭 | RO | 1 | 25 April 2013 | 01 June 2014 |
| WANG Hang 王航 | RE | 1 | 18 September 2015 | 25 November 2015 |
| WANG Hang 王航 | RE | 4 | 18 September 2015 | 25 November 2015 |
| WANG Jian 王健 | RE | 1 | 01 December 2015 | 12 October 2016 |
| WANG Jing 王靖 | RE | 1 | 22 March 2017 | 10 April 2017 |
| WANG Pinyue 王品月 | RE | 4 | 03 February 2017 | 13 January 2018 |
| WANG Pinyue 王品月 | RE | 1 | 03 February 2017 | 13 January 2018 |
| WANG Shengkun 王胜坤 | RE | 4 | 07 March 2014 | 31 March 2014 |
| WANG Shengkun 王胜坤 | RO | 1 | 31 March 2014 | 21 November 2017 |
| WANG Shengkun 王胜坤 | RO | 4 | 31 March 2014 | 21 November 2017 |
| WANG Shengkun 王胜坤 | RE | 1 | 07 March 2014 | 31 March 2014 |
| WONG Chiu 王超 | RE | 4 | 24 May 2016 | 20 November 2017 |
| WONG Chiu 王超 | RE | 1 | 24 May 2016 | 20 November 2017 |
| WU Lishan 吳莉珊 | RE | 4 | 05 February 2015 | 03 October 2016 |
| WU Lishan 吳莉珊 | RE | 1 | 05 February 2015 | 03 October 2016 |
| WU Lishan 吳莉珊 | RO | 1 | 03 October 2016 | 03 February 2017 |
| WU Lishan 吳莉珊 | RO | 4 | 03 October 2016 | 03 February 2017 |
| WU Man Yu 胡文宇 | RE | 2 | 08 November 2018 | 07 April 2019 |
| WU Man Yu 胡文宇 | RE | 4 | 08 January 2018 | 07 April 2019 |
| WU Man Yu 胡文宇 | RE | 1 | 08 January 2018 | 07 April 2019 |
| WU Yingshi 吳應時 | RE | 4 | 29 August 2019 | 18 March 2020 |
| WU Yingshi 吳應時 | RO | 1 | 19 June 2019 | 18 March 2020 |
| WU Yingshi 吳應時 | RE | 1 | 04 May 2018 | 19 June 2019 |
| WU Yongqiang 吳勇強 | RE | 1 | 13 August 2013 | 01 July 2014 |
| XIAO Kai 肖凱 | RO | 1 | 10 April 2015 | 19 November 2015 |
| XIAO Kai 肖凱 | RE | 4 | 12 June 2014 | 19 November 2015 |
| XIAO Kai 肖凱 | RE | 1 | 01 February 2011 | 10 April 2015 |
| YANG Feng 楊鋒 | RE | 1 | 12 July 2016 | 17 May 2017 |
| YAO Hongyu 姚虹宇 | RE | 1 | 18 September 2015 | 24 September 2016 |
| YAO Hongyu 姚虹宇 | RE | 4 | 18 September 2015 | 24 September 2016 |
| YE Haodi 叶浩迪 | RO | 1 | 22 May 2017 | 12 July 2017 |
| YE Haodi 叶浩迪 | RE | 4 | 04 December 2014 | 12 July 2017 |
| YE Haodi 叶浩迪 | RE | 1 | 04 December 2014 | 22 May 2017 |
| YIN Ruihan 尹蕤菡 | RE | 4 | 24 March 2014 | 01 May 2015 |
| YIN Ruihan 尹蕤菡 | RE | 1 | 24 March 2014 | 01 May 2015 |
| YIP Kar Hang, Raymond 葉嘉衡 | RO | 4 | 27 October 2010 | 01 September 2013 |
| YIP Kar Hang, Raymond 葉嘉衡 | RO | 1 | 27 October 2010 | 01 September 2013 |
| YU Ruofan 俞若帆 | RE | 2 | 18 September 2012 | 10 June 2013 |
| YU Ruofan 俞若帆 | RE | 1 | 31 January 2011 | 10 June 2013 |
| YU Ruofan 俞若帆 | RE | 4 | 31 January 2011 | 10 June 2013 |
| ZHANG Lemin 張樂民 | RE | 1 | 02 September 2013 | 11 January 2014 |
| ZHANG Xiaomei 張曉梅 | RE | 1 | 07 March 2014 | 31 March 2014 |
| ZHANG Xiaomei 張曉梅 | RE | 4 | 07 March 2014 | 31 March 2014 |
| ZHANG Xiaomei 張曉梅 | RO | 1 | 31 March 2014 | 16 June 2017 |
| ZHANG Xiaomei 張曉梅 | RO | 4 | 31 March 2014 | 16 June 2017 |
| ZHAO Wei 趙韋 | RE | 1 | 06 February 2017 | 20 March 2017 |
| ZHAO Yuekai 趙悅凱 | RE | 1 | 29 October 2013 | 10 February 2014 |
| ZHAO Yuekai 趙悅凱 | RE | 4 | 29 October 2013 | 10 February 2014 |
| ZHOU Quan 周全 | RE | 4 | 12 June 2023 | |
| ZHOU Quan 周全 | RE | 2 | 12 June 2023 | |
| ZHOU Quan 周全 | RE | 1 | 12 June 2023 | |
| ZHU Jiafeng 朱嘉鳳 | RE | 1 | 08 December 2017 | 06 March 2020 |
| ZHU Jiafeng 朱嘉鳳 | RE | 2 | 08 December 2017 | 06 March 2020 |
| ZHU Jiafeng 朱嘉鳳 | RE | 4 | 08 December 2017 | 06 March 2020 |
| ZHU Yong 朱勇 | RE | 1 | 27 July 2015 | 01 March 2016 |