SFC Licenceholders of SFM HK Management Limited 索羅斯基金管理 (香港) 有限公司
- thomas.ting@soros.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AKAN Gokhan | RE | 9 | 15 February 2011 | 30 June 2011 |
ALBERT Gavin Lewis | RE | 9 | 17 March 2011 | 06 December 2011 |
ANDERSON Keith Thomas | RO | 9 | 01 November 2010 | 27 September 2011 |
BESSENT Scott Kenneth Homer | RE | 9 | 14 November 2011 | 31 December 2015 |
BHATTACHARYA Indradeb | RE | 9 | 29 May 2013 | 03 July 2015 |
BURDICK Edward Hart | RE | 9 | 16 March 2016 | 01 June 2018 |
CALLANAN William Francis | RE | 9 | 03 August 2015 | 31 December 2015 |
CEVHER Tuncay | RE | 9 | 17 March 2011 | 01 January 2013 |
CHANG James Hyeong Uk | RE | 9 | 25 July 2016 | 30 April 2018 |
CHANG James Hyeong Uk | RE | 9 | 03 November 2010 | 06 December 2011 |
CHANG James Hyeong Uk | RO | 9 | 06 December 2011 | 25 July 2016 |
COATES David Lee 李英幸 | RE | 9 | 27 July 2012 | 12 November 2014 |
COHEN Alexander Zev | RE | 9 | 16 March 2011 | 15 April 2013 |
CORBISIERO Anthony | RE | 9 | 16 March 2011 | 17 October 2011 |
DAI Jixin 戴霽昕 | RO | 9 | 01 November 2010 | 27 December 2012 |
DONALD Robert Anthony | RE | 9 | 19 November 2010 | 27 December 2012 |
DURNAN Timothy J | RE | 9 | 21 November 2017 | 24 December 2018 |
FITZPATRICK Dawn Nora | RE | 9 | 20 June 2017 | |
FONG Matthew Apechai | RE | 9 | 23 May 2016 | 06 September 2018 |
FRIES JR Donald Brian | RO | 9 | 18 February 2021 | |
FRIES JR Donald Brian | RO | 2 | 18 February 2021 | |
FRIES JR Donald Brian | RO | 1 | 18 February 2021 | |
FRIES JR Donald Brian | RE | 9 | 08 February 2021 | 18 February 2021 |
FRIES JR Donald Brian | RE | 2 | 08 February 2021 | 18 February 2021 |
FRIES JR Donald Brian | RE | 1 | 08 February 2021 | 18 February 2021 |
GALBREATH III Charles Scott | RE | 9 | 09 October 2013 | 31 December 2015 |
GERMINO Michael Walter | RE | 9 | 20 April 2011 | 30 September 2015 |
GUIHAN Stephen | RE | 9 | 16 March 2011 | 01 November 2011 |
HO Kin Yan 何見恩 | RE | 9 | 15 July 2011 | 30 September 2012 |
JEONG Hae Yeon | RE | 9 | 04 April 2014 | 31 March 2018 |
JOLL Barnaby Arthur Cecil | RO | 9 | 15 April 2020 | 19 March 2021 |
JOLL Barnaby Arthur Cecil | RO | 2 | 15 April 2020 | 19 March 2021 |
JOLL Barnaby Arthur Cecil | RO | 1 | 15 April 2020 | 19 March 2021 |
JOLL Barnaby Arthur Cecil | RE | 9 | 06 May 2019 | 15 April 2020 |
KHALIL Joseph Wassfy | RE | 9 | 17 March 2011 | 03 March 2015 |
KIM Paul Hamsoo | RE | 9 | 09 May 2011 | 06 September 2013 |
KINDOPP Jason Merle | RE | 9 | 18 October 2013 | 02 August 2014 |
LEE Kenneth Sea Leong 李思亮 | RE | 9 | 03 January 2012 | 28 February 2014 |
LI Ang 李昂 | RO | 2 | 14 June 2018 | 15 May 2020 |
LI Ang 李昂 | RO | 1 | 14 June 2018 | 15 May 2020 |
LI Ang 李昂 | RO | 9 | 12 January 2018 | 15 May 2020 |
LI Ang 李昂 | RE | 9 | 13 August 2015 | 12 January 2018 |
LI Jiun-Wei 李君唯 | RE | 9 | 24 January 2011 | 02 May 2013 |
LYNCH Sean Maurice | RE | 9 | 16 September 2013 | 21 December 2017 |
MACKINSON Christopher Donald | RE | 9 | 15 February 2011 | 05 November 2014 |
MILICH David Albert | RO | 9 | 31 October 2014 | 28 May 2018 |
ODORCZUK Adam Robert | RE | 9 | 16 March 2011 | 07 June 2013 |
PAPPAJOHN Gregory Ernest | RE | 9 | 19 March 2014 | 31 December 2015 |
POPAT Mitul Bharatkumar | RO | 9 | 27 April 2022 | |
POPAT Mitul Bharatkumar | RO | 2 | 27 April 2022 | |
POPAT Mitul Bharatkumar | RO | 1 | 27 April 2022 | |
POPAT Mitul Bharatkumar | RE | 2 | 29 June 2018 | 27 April 2022 |
POPAT Mitul Bharatkumar | RE | 1 | 29 June 2018 | 27 April 2022 |
POPAT Mitul Bharatkumar | RE | 9 | 04 August 2016 | 27 April 2022 |
SANTHANAM Nashoba Krishnamurthy | RE | 9 | 22 June 2015 | 21 December 2017 |
SCHABEL Walter Friedrich | RO | 9 | 15 September 2011 | 31 October 2014 |
SCHABEL Walter Friedrich | RE | 9 | 08 March 2011 | 15 September 2011 |
SCULLIN Kevin | RE | 9 | 22 April 2016 | 03 March 2022 |
SOROS Robert Daniel | RE | 9 | 08 November 2010 | 11 May 2018 |
TALBOT Marc A | RE | 9 | 30 March 2016 | 28 November 2017 |
TSAI Robert Tu-Yun 蔡篤昀 | RO | 9 | 20 September 2011 | 30 September 2012 |
TSAI Robert Tu-Yun 蔡篤昀 | RE | 9 | 26 January 2011 | 20 September 2011 |
VARDHANABHUTI Kasedith | RE | 9 | 25 August 2016 | 31 March 2018 |
WANG Dawei 王大蔚 | RO | 9 | 22 June 2016 | 31 August 2017 |
WANG Dawei 王大蔚 | RE | 9 | 31 January 2011 | 22 June 2016 |
XU Jianan 徐佳楠 | RE | 9 | 25 January 2011 | 30 September 2012 |
YOSHINO Michael Stephen | RE | 9 | 15 March 2011 | 15 April 2014 |
ZAMBETTI Matthew Peter | RO | 2 | 14 June 2018 | |
ZAMBETTI Matthew Peter | RO | 1 | 14 June 2018 | |
ZAMBETTI Matthew Peter | RO | 9 | 11 August 2016 | |
ZAMBETTI Matthew Peter | RE | 9 | 09 October 2013 | 11 August 2016 |
ZHANG Xinliang 張辛亮 | RE | 9 | 26 January 2011 | 10 December 2012 |