SFC Licenceholders of Evercore Asia Limited
- Legal&ComplianceAsia@Evercore.com
- Website
- www.evercore.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ASKIN Simon Alec Javier | RE | 6 | 22 November 2021 | 04 January 2024 |
| ASKIN Simon Alec Javier | RE | 4 | 22 November 2021 | 04 January 2024 |
| ASKIN Simon Alec Javier | RE | 1 | 22 November 2021 | 04 January 2024 |
| BELL Ian Michael | RO | 4 | 17 August 2018 | 07 June 2021 |
| BELL Ian Michael | RO | 1 | 22 June 2015 | 07 June 2021 |
| BELL Ian Michael | RE | 6 | 04 September 2014 | 07 June 2021 |
| BELL Ian Michael | RE | 1 | 04 September 2014 | 22 June 2015 |
| BRYAN Christopher James Churchill | RE | 4 | 18 October 2018 | 21 November 2018 |
| BRYAN Christopher James Churchill | RE | 1 | 27 July 2017 | 21 November 2018 |
| BRYAN Christopher James Churchill | RE | 6 | 30 May 2014 | 21 November 2018 |
| CHAN Hin Man 陳衍雯 | RO | 1 | 13 August 2021 | |
| CHAN Hin Man 陳衍雯 | RO | 4 | 13 August 2021 | |
| CHAN Hin Man 陳衍雯 | RE | 4 | 12 October 2018 | 13 August 2021 |
| CHAN Hin Man 陳衍雯 | RE | 1 | 25 June 2014 | 13 August 2021 |
| CHAN Hin Man 陳衍雯 | RE | 6 | 25 June 2014 | |
| CHAN Ka Fai 陳家輝 | RE | 6 | 11 December 2013 | 19 September 2014 |
| CHAN Kam Yui 陳錦銳 | RE | 1 | 27 July 2017 | 01 October 2019 |
| CHAN Kam Yui 陳錦銳 | RE | 4 | 18 October 2018 | 01 October 2019 |
| CHAN Kam Yui 陳錦銳 | RE | 6 | 10 November 2016 | 01 October 2019 |
| CHAN Kam Yui 陳錦銳 | RE | 6 | 03 October 2014 | 09 May 2016 |
| CHANG William Wei Han 張維漢 | RE | 6 | 07 September 2016 | 13 October 2017 |
| CHANG William Wei Han 張維漢 | RE | 1 | 07 September 2016 | 13 October 2017 |
| CHEUNG Brian Tang Ching 張登程 | RE | 6 | 27 August 2018 | 22 October 2019 |
| CHEUNG Brian Tang Ching 張登程 | RE | 4 | 19 October 2018 | 22 October 2019 |
| CHEUNG Brian Tang Ching 張登程 | RE | 1 | 27 August 2018 | 22 October 2019 |
| CHEUNG Cheryl Tuen Ling 張端玲 | RE | 6 | 08 February 2012 | 01 July 2013 |
| CHIU Chia-Hsien 邱嘉賢 | RE | 6 | 29 September 2014 | 09 December 2014 |
| CHIU Chia-Hsien 邱嘉賢 | RE | 1 | 29 September 2014 | 09 December 2014 |
| CHUA GOY Neil Jordan Lao | RE | 6 | 29 December 2017 | 10 June 2022 |
| CHUA GOY Neil Jordan Lao | RE | 4 | 12 October 2018 | 10 June 2022 |
| CHUA GOY Neil Jordan Lao | RE | 1 | 29 December 2017 | 10 June 2022 |
| CUA Sarah Jane Tio | RE | 6 | 16 November 2015 | 15 September 2016 |
| CUUNJIENG Stephen Anthony Torres | RE | 1 | 19 October 2021 | 16 March 2022 |
| CUUNJIENG Stephen Anthony Torres | RE | 4 | 19 October 2021 | 16 March 2022 |
| CUUNJIENG Stephen Anthony Torres | RE | 6 | 19 October 2021 | 16 March 2022 |
| CUUNJIENG Stephen Anthony Torres | RO | 4 | 17 August 2018 | 19 October 2021 |
| CUUNJIENG Stephen Anthony Torres | RO | 6 | 04 March 2011 | 19 October 2021 |
| CUUNJIENG Stephen Anthony Torres | RO | 1 | 04 March 2011 | 19 October 2021 |
| DANG Jimmy Chee Man | RO | 1 | 29 December 2021 | |
| DANG Jimmy Chee Man | RO | 4 | 29 December 2021 | |
| DANG Jimmy Chee Man | RO | 6 | 29 December 2021 | |
| DANG Jimmy Chee Man | RE | 1 | 21 July 2017 | 29 December 2021 |
| DANG Jimmy Chee Man | RE | 6 | 21 July 2017 | 29 December 2021 |
| DANG Jimmy Chee Man | RE | 4 | 11 October 2018 | 29 December 2021 |
| FERGUSON Guy Robert | RE | 4 | 21 October 2021 | |
| FERGUSON Guy Robert | RE | 1 | 21 October 2021 | |
| FREELY Dominic Peter | RO | 6 | 12 October 2011 | 17 July 2017 |
| FRICK Michael Franz | RE | 4 | 18 October 2018 | 31 January 2020 |
| FRICK Michael Franz | RE | 1 | 27 July 2017 | 31 January 2020 |
| FRICK Michael Franz | RE | 6 | 11 June 2015 | 31 January 2020 |
| FU Eugene Chun Sum 傅雋琛 | RE | 6 | 24 August 2018 | 04 March 2022 |
| FU Eugene Chun Sum 傅雋琛 | RE | 4 | 11 October 2018 | 04 March 2022 |
| FU Eugene Chun Sum 傅雋琛 | RE | 1 | 24 August 2018 | 04 March 2022 |
| FUJIMOTO Tomoya 藤本知也 | RE | 1 | 19 August 2022 | 04 January 2024 |
| FUJIMOTO Tomoya 藤本知也 | RE | 4 | 19 August 2022 | 04 January 2024 |
| FUJIMOTO Tomoya 藤本知也 | RE | 6 | 19 August 2022 | 04 January 2024 |
| GONG Hsien-yu Stephen 江顯耀 | RE | 6 | 30 September 2016 | 19 June 2017 |
| GUO Zi Jian 郭子健 | RE | 6 | 04 March 2022 | |
| GUO Zi Jian 郭子健 | RE | 4 | 04 March 2022 | |
| GUO Zi Jian 郭子健 | RE | 1 | 04 March 2022 | |
| HAZARI Hamzah Aziz | RE | 6 | 15 October 2020 | 12 January 2022 |
| HAZARI Hamzah Aziz | RE | 1 | 15 October 2020 | 12 January 2022 |
| HAZARI Hamzah Aziz | RE | 4 | 15 October 2020 | 12 January 2022 |
| HSU Victor Weited 徐維德 | RE | 6 | 06 March 2012 | 09 April 2013 |
| HSU Yi-Chi | RE | 4 | 15 October 2018 | 30 June 2019 |
| HSU Yi-Chi | RE | 1 | 29 March 2018 | 30 June 2019 |
| IRELAND Ellerey James | RE | 6 | 24 October 2023 | |
| IRELAND Ellerey James | RE | 4 | 24 October 2023 | |
| IRELAND Ellerey James | RE | 1 | 24 October 2023 | |
| KAUSHIK Raghav | RE | 1 | 22 December 2016 | 28 February 2018 |
| KETTEMANN Nils Ken | RE | 4 | 11 October 2018 | 05 March 2021 |
| KETTEMANN Nils Ken | RE | 1 | 21 August 2017 | 05 March 2021 |
| KETTEMANN Nils Ken | RE | 6 | 21 August 2017 | 05 March 2021 |
| KEUNG Kevin Shun-ben 姜舜斌 | RE | 1 | 11 October 2012 | 13 June 2014 |
| KEUNG Kevin Shun-ben 姜舜斌 | RE | 6 | 11 October 2012 | 13 June 2014 |
| KONG Quinton 江逸彤 | RE | 6 | 08 September 2015 | 29 March 2017 |
| KOO Bon Soo | RE | 1 | 08 August 2019 | 13 December 2023 |
| KOO Bon Soo | RE | 4 | 08 August 2019 | 13 December 2023 |
| KWONG Ho Kei, Emily 鄺可琪 | RO | 6 | 24 September 2015 | 26 May 2017 |
| KWONG Ho Kei, Emily 鄺可琪 | RO | 1 | 01 March 2013 | 26 May 2017 |
| KWONG Ho Kei, Emily 鄺可琪 | RE | 6 | 30 January 2013 | 24 September 2015 |
| KWONG Ho Kei, Emily 鄺可琪 | RE | 1 | 30 January 2013 | 01 March 2013 |
| LALONDE Timothy Gilbert | RO | 4 | 17 August 2018 | 16 November 2023 |
| LALONDE Timothy Gilbert | RO | 6 | 21 February 2018 | 16 November 2023 |
| LALONDE Timothy Gilbert | RO | 1 | 21 February 2018 | 16 November 2023 |
| LAM Simon Yee-Kai 林以佳 | RO | 1 | 16 October 2018 | 18 April 2023 |
| LAM Simon Yee-Kai 林以佳 | RE | 1 | 27 August 2018 | 16 October 2018 |
| LEE Dong Hyun 李東炫 | RE | 1 | 25 November 2021 | 03 October 2022 |
| LEE Dong Hyun 李東炫 | RE | 4 | 25 November 2021 | 03 October 2022 |
| LEE Dong Hyun 李東炫 | RE | 6 | 25 November 2021 | 03 October 2022 |
| LEE Kevin Bing Xuan 李秉軒 | RE | 4 | 31 January 2022 | |
| LEE Kevin Bing Xuan 李秉軒 | RE | 6 | 31 January 2022 | |
| LEE Kevin Bing Xuan 李秉軒 | RE | 1 | 31 January 2022 | |
| LEE William Li-Wei | RE | 6 | 01 June 2011 | 31 March 2014 |
| LEE William Li-Wei | RE | 1 | 01 June 2011 | 31 March 2014 |
| LEE Yongseok 李容奭 | RO | 1 | 27 August 2021 | |
| LEE Yongseok 李容奭 | RO | 4 | 27 August 2021 | |
| LEE Yongseok 李容奭 | RE | 4 | 11 October 2018 | 27 August 2021 |
| LEE Yongseok 李容奭 | RE | 1 | 02 December 2015 | 27 August 2021 |
| LEVISEUR David William Hugo | RE | 4 | 18 October 2018 | 31 December 2020 |
| LEVISEUR David William Hugo | RE | 1 | 27 July 2017 | 31 December 2020 |
| LEVISEUR David William Hugo | RE | 6 | 16 March 2015 | 31 December 2020 |
| LIU Ye Ting | RO | 1 | 06 December 2022 | |
| LIU Ye Ting | RO | 6 | 06 December 2022 | |
| LIU Ye Ting | RO | 4 | 06 December 2022 | |
| LIU Ye Ting | RE | 4 | 11 October 2018 | 06 December 2022 |
| LIU Ye Ting | RE | 6 | 21 February 2018 | 06 December 2022 |
| LIU Ye Ting | RE | 1 | 21 February 2018 | 06 December 2022 |
| LO Dianna Lok On 羅樂安 | RE | 6 | 09 February 2012 | 11 April 2014 |
| LOW Audrey Ying Jun | RE | 4 | 29 May 2020 | 13 August 2021 |
| LOW Audrey Ying Jun | RE | 1 | 29 May 2020 | 13 August 2021 |
| LOW Audrey Ying Jun | RE | 4 | 19 September 2019 | 17 January 2020 |
| LOW Audrey Ying Jun | RE | 1 | 19 September 2019 | 17 January 2020 |
| LOW Henry Donald Greenall Ka-Sing | RE | 6 | 10 August 2021 | 06 October 2023 |
| LOW Henry Donald Greenall Ka-Sing | RE | 4 | 10 August 2021 | 06 October 2023 |
| LOW Henry Donald Greenall Ka-Sing | RE | 1 | 10 August 2021 | 06 October 2023 |
| LUO Yifan 羅一帆 | RE | 4 | 11 October 2018 | 27 July 2022 |
| LUO Yifan 羅一帆 | RE | 6 | 10 July 2017 | 27 July 2022 |
| LUO Yifan 羅一帆 | RE | 1 | 10 July 2017 | 27 July 2022 |
| NG Chi Fai 吳梓輝 | RE | 1 | 20 April 2023 | 19 June 2023 |
| NG Chi Fai 吳梓輝 | RE | 4 | 20 April 2023 | 19 June 2023 |
| NG Chi Fai 吳梓輝 | RE | 6 | 20 April 2023 | 19 June 2023 |
| NG Chi Fai 吳梓輝 | RO | 1 | 19 June 2023 | |
| NG Chi Fai 吳梓輝 | RO | 4 | 19 June 2023 | |
| NG Chi Fai 吳梓輝 | RO | 6 | 19 June 2023 | |
| NGAI Kevin 倪梓晉 | RE | 6 | 24 November 2014 | 05 April 2017 |
| PANAS George Alexander | RE | 1 | 23 November 2022 | |
| PANAS George Alexander | RE | 4 | 23 November 2022 | |
| PANAS George Alexander | RE | 6 | 23 November 2022 | |
| PANG Chi Fung 彭志峰 | RE | 6 | 31 August 2011 | 11 November 2011 |
| PARK Daniel Eabum | RE | 6 | 14 November 2014 | 28 February 2015 |
| SO Kenn Daniel Chang 蘇用吉 | RE | 6 | 06 November 2013 | 11 March 2016 |
| SO Yik Hei Harris 蘇亦熙 | RE | 1 | 24 June 2019 | 19 November 2021 |
| SO Yik Hei Harris 蘇亦熙 | RE | 6 | 14 May 2019 | 19 November 2021 |
| SO Yik Hei Harris 蘇亦熙 | RE | 4 | 14 May 2019 | 19 November 2021 |
| SPIKINS Andrew Charles | RO | 6 | 15 May 2018 | |
| SPIKINS Andrew Charles | RE | 4 | 18 October 2018 | |
| SPIKINS Andrew Charles | RE | 1 | 27 July 2017 | |
| SPIKINS Andrew Charles | RE | 6 | 26 June 2013 | 15 May 2018 |
| TAM Lok Man 譚樂敏 | RE | 1 | 07 June 2023 | |
| TAM Lok Man 譚樂敏 | RE | 4 | 07 June 2023 | |
| TAN Chee Khoon Alvin 陳志群 | RE | 4 | 17 May 2019 | 16 April 2021 |
| TAN Chee Khoon Alvin 陳志群 | RE | 1 | 17 May 2019 | 16 April 2021 |
| TAY Alvan Wei De | RE | 6 | 08 December 2021 | 29 December 2023 |
| TAY Alvan Wei De | RE | 4 | 08 December 2021 | 29 December 2023 |
| TAY Alvan Wei De | RE | 1 | 08 December 2021 | 29 December 2023 |
| THOMPSON Marcus David William | RO | 1 | 07 December 2017 | |
| THOMPSON Marcus David William | RO | 4 | 17 August 2018 | |
| THOMPSON Marcus David William | RO | 6 | 02 September 2011 | |
| TOLEDANO Roy | RO | 1 | 16 July 2021 | 28 December 2023 |
| TOLEDANO Roy | RO | 4 | 16 July 2021 | 28 December 2023 |
| TOLEDANO Roy | RO | 6 | 16 July 2021 | 28 December 2023 |
| TOLEDANO Roy | RE | 4 | 11 October 2018 | 16 July 2021 |
| TOLEDANO Roy | RE | 6 | 01 April 2016 | 16 July 2021 |
| TOLEDANO Roy | RE | 1 | 01 April 2016 | 16 July 2021 |
| TOLEDANO Roy | RE | 6 | 30 July 2012 | 31 May 2015 |
| TOLEDANO Roy | RE | 1 | 30 July 2012 | 31 May 2015 |
| UGARTE Juan Andres De Sequera | RO | 6 | 14 July 2021 | 03 June 2022 |
| UGARTE Juan Andres De Sequera | RO | 4 | 14 July 2021 | 03 June 2022 |
| UGARTE Juan Andres De Sequera | RO | 1 | 14 July 2021 | 03 June 2022 |
| UGARTE Juan Andres De Sequera | RE | 6 | 23 February 2017 | 14 July 2021 |
| UGARTE Juan Andres De Sequera | RE | 1 | 31 July 2017 | 14 July 2021 |
| UGARTE Juan Andres De Sequera | RE | 4 | 18 October 2018 | 14 July 2021 |
| VALIENTE Maria Nancy 施蓮茜 | RE | 1 | 27 July 2017 | 30 September 2020 |
| VALIENTE Maria Nancy 施蓮茜 | RE | 4 | 18 October 2018 | 30 September 2020 |
| VALIENTE Maria Nancy 施蓮茜 | RE | 6 | 09 February 2012 | 30 September 2020 |
| WAN Chalk Yin 溫卓賢 | RE | 6 | 18 January 2012 | 04 July 2014 |
| WANG Yi-Chun 王以軍 | RO | 1 | 14 February 2012 | 05 July 2013 |
| WANG Yi-Chun 王以軍 | RO | 6 | 04 March 2011 | 05 July 2013 |
| WANG Yi-Chun 王以軍 | RO | 1 | 04 March 2011 | 27 September 2011 |
| WEN Baoxin 溫寶馨 | RE | 1 | 26 September 2019 | 30 September 2021 |
| WEN Baoxin 溫寶馨 | RE | 4 | 26 September 2019 | 30 September 2021 |
| WEN Baoxin 溫寶馨 | RE | 6 | 26 September 2019 | 30 September 2021 |
| WONG Gavin 王家樺 | RE | 6 | 09 December 2011 | 07 November 2013 |
| WONG Hui Yun 王惠韵 | RE | 6 | 29 December 2021 | |
| WONG Pan 王斌 | RE | 1 | 17 December 2021 | 21 April 2023 |
| WONG Pan 王斌 | RE | 4 | 29 December 2021 | 21 April 2023 |
| YUNG Keen Ming | RE | 6 | 22 March 2019 | 27 March 2020 |
| YUNG Keen Ming | RE | 1 | 14 January 2019 | 27 March 2020 |
| YUNG Keen Ming | RE | 4 | 14 January 2019 | 27 March 2020 |
| ZHOU Jian 周健 | RE | 6 | 31 August 2011 | 08 August 2016 |