SFC Licenceholders of Tianda Securities Limited 天大証券有限公司
- paullok@tianda.com
- Website
- www.tiandafinancial.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AU-YEUNG Sau Chun 歐陽秀珍 | RO | 1 | 21 October 2021 | 01 January 2023 |
AU-YEUNG Sau Chun 歐陽秀珍 | RE | 1 | 13 November 2020 | 21 October 2021 |
AU-YEUNG Sau Chun 歐陽秀珍 | RO | 4 | 13 November 2020 | 01 January 2023 |
AU-YEUNG Sau Kuen 歐陽綉娟 | RE | 1 | 22 March 2013 | 11 July 2016 |
CHAN Chung Hang Vincent 陳中行 | RE | 1 | 17 August 2021 | 06 April 2023 |
CHAN Fung 陳峰 | RE | 2 | 01 March 2012 | 31 December 2014 |
CHAN Fung 陳峰 | RE | 1 | 01 March 2012 | 31 December 2014 |
CHAN Ho Yin, Anthony 陳浩然 | RE | 1 | 13 January 2016 | 20 January 2022 |
CHAN Hung Ting, Ascar 陳虹廷 | RO | 1 | 15 January 2019 | 25 September 2019 |
CHAN Hung Ting, Ascar 陳虹廷 | RE | 1 | 14 March 2018 | 15 January 2019 |
CHAN Ka Ho 陳嘉浩 | RE | 4 | 14 September 2020 | 02 February 2021 |
CHAN Ka Ho 陳嘉浩 | RE | 1 | 29 April 2020 | 02 February 2021 |
CHEN Jinchao 陳錦超 | RE | 1 | 07 March 2022 | 21 December 2023 |
CHEN Jinchao 陳錦超 | RE | 4 | 07 March 2022 | 21 December 2023 |
CHIANG Kwong Chu 蔣廣珠 | RE | 1 | 12 May 2021 | 13 December 2021 |
CHOI King Long 蔡經龍 | RE | 2 | 25 November 2014 | 03 August 2015 |
CHOI King Long 蔡經龍 | RE | 1 | 25 November 2014 | 03 August 2015 |
CHOW Ho Tak, Philip 周浩德 | RE | 1 | 09 October 2019 | 26 November 2020 |
CHOW Ka Man 周家文 | RE | 1 | 02 January 2014 | 27 January 2014 |
CHOW Ka Man 周家文 | RE | 2 | 02 January 2014 | 27 January 2014 |
CHOW Ka Man 周家文 | RO | 1 | 27 January 2014 | 20 December 2014 |
CHOW Ka Man 周家文 | RO | 2 | 27 January 2014 | 20 December 2014 |
CHU Cheuk Hung 朱卓鴻 | RO | 1 | 13 July 2018 | 29 November 2019 |
CHU Cheuk Hung 朱卓鴻 | RE | 1 | 20 March 2018 | 13 July 2018 |
CHUNG Pui Kee, Thomas 鍾沛祺 | RE | 1 | 21 December 2011 | 01 January 2014 |
FUNG Wai Sum 馮偉森 | RE | 1 | 24 June 2016 | 08 September 2016 |
FUNG Yuen Yan 馮婉欣 | RE | 1 | 29 March 2011 | 06 March 2015 |
FUNG Yuen Yan 馮婉欣 | RE | 2 | 29 March 2011 | 06 March 2015 |
HUI Ka 許嘉 | RE | 1 | 26 September 2014 | 14 November 2014 |
HUI Ka 許嘉 | RE | 2 | 26 September 2014 | 14 November 2014 |
HUI Ka 許嘉 | RO | 1 | 14 November 2014 | 02 October 2015 |
HUI Ka 許嘉 | RO | 2 | 14 November 2014 | 02 October 2015 |
HUI Ka Hang Eric 許家衡 | RE | 1 | 23 October 2014 | 13 May 2015 |
IP Ngai Leung 葉毅良 | RE | 1 | 29 June 2011 | 30 September 2014 |
KIANG Ho Tin | RE | 4 | 15 January 2021 | 23 April 2021 |
KIANG Ho Tin | RE | 1 | 29 December 2020 | 23 April 2021 |
KING Chun Ho 金振豪 | RE | 1 | 02 October 2013 | 08 December 2014 |
KING Chun Ho 金振豪 | RE | 2 | 02 October 2013 | 08 December 2014 |
KWAN Kai Yiu 關啟堯 | RE | 2 | 16 October 2014 | 22 September 2015 |
KWAN Kai Yiu 關啟堯 | RE | 1 | 16 October 2014 | 22 September 2015 |
LAM Kwok Wai 林國威 | RE | 1 | 02 April 2019 | 10 May 2019 |
LAU Chak Lam 劉澤林 | RO | 4 | 30 June 2020 | 30 October 2020 |
LAU Chak Lam 劉澤林 | RO | 1 | 22 November 2019 | 30 October 2020 |
LAU Chak Lam 劉澤林 | RO | 2 | 26 August 2015 | 20 July 2017 |
LAU Chak Lam 劉澤林 | RO | 1 | 26 August 2015 | 20 July 2017 |
LAU Hin Man 劉衍妏 | RE | 1 | 11 May 2021 | 14 August 2023 |
LAU Ming Hoi 劉名鎧 | RE | 1 | 17 March 2015 | 13 April 2017 |
LAU Ming Hoi 劉名鎧 | RE | 2 | 17 March 2015 | 13 April 2017 |
LAU On Hong 劉安康 | RO | 4 | 09 September 2021 | 17 October 2021 |
LAU On Hong 劉安康 | RO | 1 | 02 March 2021 | 17 October 2021 |
LAU On Hong 劉安康 | RE | 1 | 24 December 2020 | 02 March 2021 |
LAU Tse Fung 劉子峯 | RE | 1 | 20 January 2012 | 11 April 2014 |
LEE Man Sa 利曼莎 | RE | 2 | 26 January 2012 | 09 May 2014 |
LEE Man Sa 利曼莎 | RE | 1 | 26 January 2012 | 09 May 2014 |
LI Jixiang | RE | 4 | 06 September 2021 | 22 November 2021 |
LI Jixiang | RE | 1 | 06 September 2021 | 22 November 2021 |
LI Jixiang | RO | 1 | 22 November 2021 | 12 May 2022 |
LI Jixiang | RO | 4 | 22 November 2021 | 12 May 2022 |
LI Sing Wa 李成華 | RO | 4 | 24 December 2021 | 29 January 2022 |
LI Sing Wa 李成華 | RO | 2 | 18 January 2016 | 16 August 2016 |
LI Sing Wa 李成華 | RE | 2 | 08 December 2015 | 18 January 2016 |
LI Sing Wa 李成華 | RO | 1 | 08 December 2015 | 29 January 2022 |
LI Wing Ki 李穎琪 | RE | 1 | 03 June 2021 | 21 June 2023 |
LI Wing Ki 李穎琪 | RE | 4 | 03 June 2021 | 21 June 2023 |
LO Tak Wing 盧得榮 | RO | 4 | 23 February 2023 | |
LO Tak Wing 盧得榮 | RO | 1 | 28 December 2022 | |
LOK Suen Hong 駱遜康 | RO | 4 | 21 December 2022 | |
LOK Suen Hong 駱遜康 | RO | 1 | 21 December 2022 | |
LOK Suen Hong 駱遜康 | RE | 4 | 20 December 2022 | 21 December 2022 |
LOK Suen Hong 駱遜康 | RE | 1 | 20 December 2022 | 21 December 2022 |
LUI Kin Wai 呂健威 | RO | 1 | 19 September 2016 | 27 September 2016 |
LUI Lok Yan 雷樂欣 | RE | 1 | 15 June 2015 | 21 August 2015 |
MOK Kin Wai 莫建偉 | RO | 4 | 30 June 2020 | 31 December 2022 |
MOK Kin Wai 莫建偉 | RO | 1 | 06 April 2020 | 31 December 2022 |
MOK Kin Wai 莫建偉 | RO | 2 | 18 January 2011 | 20 March 2014 |
MOK Kin Wai 莫建偉 | RO | 1 | 18 January 2011 | 20 March 2014 |
NG Amy Ka Yin 吳嘉妍 | RE | 1 | 27 January 2016 | 28 May 2016 |
PALMER Marie Ann 馬楚瑩 | RE | 2 | 04 November 2011 | 11 July 2013 |
PALMER Marie Ann 馬楚瑩 | RE | 1 | 04 November 2011 | 11 July 2013 |
POON Wai Ling, Elaine | RE | 1 | 30 March 2012 | 05 May 2016 |
PUN Chi Kit | RE | 1 | 15 March 2024 | |
QIAN Qiong 錢琼 | RE | 1 | 23 October 2019 | 28 February 2023 |
SHEK Ming Wai 石明維 | RE | 4 | 28 February 2023 | |
SHEK Ming Wai 石明維 | RE | 1 | 28 February 2023 | |
SHUM Kai Chun 岑啟臻 | RO | 1 | 30 January 2015 | 26 March 2015 |
SIU Wing Man 蕭永文 | RE | 1 | 14 May 2018 | 15 November 2018 |
SO Chi Ming, Jimmy 蘇志明 | RE | 1 | 24 June 2014 | 30 September 2015 |
SZE Chun Wai 施俊威 | RE | 2 | 29 August 2011 | 03 September 2013 |
SZE Chun Wai 施俊威 | RE | 1 | 29 August 2011 | 03 September 2013 |
THONG Chung Mao 唐松茂 | RE | 1 | 29 August 2011 | 03 August 2012 |
TSANG Man Sang 曾文生 | RE | 1 | 09 July 2012 | 30 November 2015 |
TSANG Man Sang 曾文生 | RE | 2 | 27 July 2012 | 30 November 2015 |
TSUI Chun Nang 徐駿能 | RE | 1 | 15 October 2014 | 18 December 2014 |
TSUI Chun Nang 徐駿能 | RE | 2 | 20 November 2014 | 18 December 2014 |
TSUI Chun Nang 徐駿能 | RO | 1 | 18 December 2014 | 22 July 2015 |
TSUI Chun Nang 徐駿能 | RO | 2 | 18 December 2014 | 22 July 2015 |
WEI Chi An, Alexandre 魏啟安 | RE | 1 | 19 April 2013 | 06 February 2017 |
WONG Benny Shing Chun 黃承駿 | RE | 2 | 04 May 2011 | 01 September 2011 |
WONG Benny Shing Chun 黃承駿 | RE | 1 | 04 May 2011 | 01 September 2011 |
WONG Hiu Man 黃曉文 | RE | 1 | 30 November 2015 | 21 January 2022 |
WONG Kai Chi | RO | 1 | 26 October 2017 | 04 May 2018 |
WONG King Man 黃景民 | RO | 1 | 12 May 2015 | 15 May 2015 |
WONG King Man 黃景民 | RE | 2 | 27 March 2015 | 15 May 2015 |
WONG King Man 黃景民 | RE | 1 | 27 March 2015 | 12 May 2015 |
WONG Sai Lai 黃世禮 | RE | 1 | 17 July 2012 | 20 August 2015 |
XU Huan 徐歡 | RE | 4 | 30 April 2021 | 21 March 2022 |
XU Huan 徐歡 | RE | 1 | 30 April 2021 | 21 March 2022 |
YEUNG Ham 楊涵 | RO | 2 | 18 January 2011 | 10 October 2014 |
YEUNG Ham 楊涵 | RO | 1 | 18 January 2011 | 10 October 2014 |
YU Shui Sang, Bernard 余瑞生 | RO | 2 | 27 January 2014 | 18 April 2014 |
YU Shui Sang, Bernard 余瑞生 | RO | 1 | 27 January 2014 | 18 April 2014 |
YU Shui Sang, Bernard 余瑞生 | RE | 2 | 30 September 2013 | 27 January 2014 |
YU Shui Sang, Bernard 余瑞生 | RE | 1 | 30 September 2013 | 27 January 2014 |
ZHANG Huachen 張華晨 | RE | 4 | 21 October 2020 | 19 October 2021 |
ZHANG Huachen 張華晨 | RE | 1 | 21 October 2020 | 19 October 2021 |
ZHANG Yong 章勇 | RO | 1 | 04 March 2019 | 17 April 2019 |
ZHOU Muxiao 周沐筱 | RE | 1 | 20 July 2021 | 29 December 2023 |
ZHOU Muxiao 周沐筱 | RE | 4 | 20 July 2021 | 29 December 2023 |