SFC Licenceholders of HuaAn Asset Management (Hong Kong) Limited 華安資產管理(香港)有限公司
- compliance@huaan.com.hk
- Website
- www.huaan.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Wai Yin, Jammy 陳偉賢 | RE | 9 | 20 October 2014 | 31 March 2015 |
| CHAN Wai Yin, Jammy 陳偉賢 | RE | 4 | 20 October 2014 | 31 March 2015 |
| CHANG Vivian Ming-yin 張明欣 | RE | 9 | 08 January 2013 | 11 January 2013 |
| CHANG Vivian Ming-yin 張明欣 | RE | 4 | 08 January 2013 | 11 January 2013 |
| CHEN Hong Chu, Craig 陳宏初 | RO | 9 | 01 December 2010 | 28 February 2013 |
| CHEN Hong Chu, Craig 陳宏初 | RO | 4 | 01 December 2010 | 28 February 2013 |
| CHEN Xi 陳曦 | RE | 1 | 11 March 2022 | |
| CHEN Xi 陳曦 | RE | 9 | 24 August 2021 | |
| CHEN Xi 陳曦 | RE | 4 | 10 August 2021 | |
| CHEN Yongqiang 陳永強 | RE | 9 | 18 July 2011 | 14 June 2012 |
| CHENG Shu Yuen 鄭樹源 | RO | 9 | 26 September 2013 | 03 May 2020 |
| CHENG Shu Yuen 鄭樹源 | RO | 4 | 26 September 2013 | 03 May 2020 |
| CHENG Shu Yuen 鄭樹源 | RE | 9 | 08 March 2013 | 26 September 2013 |
| CHENG Shu Yuen 鄭樹源 | RE | 4 | 08 March 2013 | 26 September 2013 |
| CHUNG Chun Yin 鍾俊賢 | RE | 9 | 20 November 2014 | 28 February 2018 |
| CHUNG Chun Yin 鍾俊賢 | RE | 4 | 20 November 2014 | 28 February 2018 |
| DING Hao 丁浩 | RO | 9 | 01 December 2010 | 30 November 2013 |
| DING Hao 丁浩 | RO | 4 | 01 December 2010 | 30 November 2013 |
| DING Huaqing 丁華清 | RE | 9 | 01 August 2013 | 29 April 2014 |
| DING Huaqing 丁華清 | RE | 4 | 01 August 2013 | 29 April 2014 |
| DONG Liang | RE | 4 | 28 December 2012 | 07 October 2013 |
| DONG Liang | RE | 9 | 28 December 2012 | 07 October 2013 |
| DONG Liang | RO | 9 | 07 October 2013 | 05 January 2015 |
| DONG Liang | RO | 4 | 07 October 2013 | 05 January 2015 |
| FOK Wai Hung 霍偉雄 | RE | 4 | 22 April 2020 | 24 March 2021 |
| FOK Wai Hung 霍偉雄 | RE | 9 | 22 April 2020 | 24 March 2021 |
| GAO Xin 高欣 | RO | 1 | 25 March 2022 | |
| GAO Xin 高欣 | RO | 9 | 28 February 2022 | |
| GAO Xin 高欣 | RO | 4 | 28 February 2022 | |
| GAO Xin 高欣 | RE | 9 | 29 September 2021 | 28 February 2022 |
| GAO Xin 高欣 | RE | 4 | 29 September 2021 | 28 February 2022 |
| GUO Lu 郭露 | RE | 9 | 04 October 2019 | 28 August 2021 |
| GUO Lu 郭露 | RE | 4 | 16 October 2019 | 28 August 2021 |
| HAN Yong 韓勇 | RO | 9 | 01 December 2010 | 20 May 2011 |
| HAN Yong 韓勇 | RO | 4 | 01 December 2010 | 20 May 2011 |
| HE Yizhi 何移直 | RO | 9 | 29 November 2013 | 03 August 2021 |
| HE Yizhi 何移直 | RO | 4 | 29 November 2013 | 03 August 2021 |
| HUANG Chao 黃超 | RE | 1 | 11 March 2022 | 23 September 2022 |
| HUANG Chao 黃超 | RE | 9 | 16 December 2021 | 23 September 2022 |
| HUANG Chao 黃超 | RE | 4 | 16 December 2021 | 23 September 2022 |
| HUANG Chao 黃超 | RO | 4 | 18 September 2020 | 16 December 2021 |
| HUANG Chao 黃超 | RO | 9 | 18 September 2020 | 16 December 2021 |
| HUANG Chao 黃超 | RE | 9 | 12 August 2020 | 18 September 2020 |
| HUANG Chao 黃超 | RE | 4 | 12 August 2020 | 18 September 2020 |
| HUANG Chenwei 黃陳偉 | RE | 9 | 14 August 2023 | |
| HUANG Chenwei 黃陳偉 | RE | 4 | 14 August 2023 | |
| HUANG Chenwei 黃陳偉 | RE | 1 | 14 August 2023 | |
| HUANG Hengheng 黃衡衡 | RO | 1 | 19 January 2022 | |
| HUANG Hengheng 黃衡衡 | RO | 9 | 18 May 2021 | |
| HUANG Hengheng 黃衡衡 | RO | 4 | 18 May 2021 | |
| HUANG Hengheng 黃衡衡 | RE | 9 | 19 February 2021 | 18 May 2021 |
| HUANG Hengheng 黃衡衡 | RE | 4 | 19 February 2021 | 18 May 2021 |
| HUANG Yun 黃韵 | RO | 9 | 04 May 2020 | 23 July 2021 |
| HUANG Yun 黃韵 | RO | 4 | 04 May 2020 | 23 July 2021 |
| HUANG Yun 黃韵 | RE | 4 | 23 January 2018 | 04 May 2020 |
| HUANG Yun 黃韵 | RE | 9 | 23 January 2018 | 04 May 2020 |
| LEE Juwan Ju Hoon | RE | 9 | 25 October 2012 | 25 February 2013 |
| LEE Juwan Ju Hoon | RE | 4 | 25 October 2012 | 25 February 2013 |
| LEE Juwan Ju Hoon | RO | 9 | 25 February 2013 | 30 November 2013 |
| LEE Juwan Ju Hoon | RO | 4 | 25 February 2013 | 30 November 2013 |
| LEUNG Tai Yee Joseph 梁泰怡 | RE | 1 | 16 March 2022 | 18 December 2022 |
| LEUNG Tai Yee Joseph 梁泰怡 | RE | 4 | 29 July 2021 | 18 December 2022 |
| LEUNG Tai Yee Joseph 梁泰怡 | RE | 9 | 29 July 2021 | 18 December 2022 |
| LI Ying 李盈 | RE | 9 | 21 March 2011 | 30 November 2014 |
| LIU Enyu 劉恩予 | RE | 9 | 01 April 2022 | 31 December 2023 |
| LIU Enyu 劉恩予 | RE | 4 | 01 April 2022 | 31 December 2023 |
| LIU Enyu 劉恩予 | RE | 1 | 01 April 2022 | 31 December 2023 |
| LO Wan Wai, Isaac 盧運威 | RE | 9 | 11 February 2015 | 31 December 2018 |
| LO Wan Wai, Isaac 盧運威 | RE | 4 | 11 February 2015 | 31 December 2018 |
| NG Muk Yeung 吳牧陽 | RE | 9 | 21 November 2014 | 31 December 2014 |
| NG Muk Yeung 吳牧陽 | RE | 4 | 21 November 2014 | 31 December 2014 |
| QIAN Hua 錢華 | RO | 9 | 20 August 2020 | 15 October 2020 |
| QIAN Hua 錢華 | RO | 4 | 20 August 2020 | 15 October 2020 |
| QIAN Hua 錢華 | RE | 9 | 12 August 2020 | 20 August 2020 |
| QIAN Hua 錢華 | RE | 4 | 12 August 2020 | 20 August 2020 |
| SHEIKH Yusef | RE | 4 | 01 August 2013 | 26 September 2013 |
| SHEIKH Yusef | RE | 9 | 01 August 2013 | 26 September 2013 |
| SU Qihan 蘇圻涵 | RE | 4 | 06 July 2021 | |
| SU Qihan 蘇圻涵 | RE | 9 | 06 July 2021 | |
| TAN Ho Wa 陳灝樺 | RE | 9 | 07 April 2014 | 31 August 2014 |
| TAN Ho Wa 陳灝樺 | RE | 4 | 07 April 2014 | 31 August 2014 |
| TANG Yi 湯熠 | RO | 4 | 15 October 2013 | 28 February 2015 |
| TANG Yi 湯熠 | RO | 9 | 15 October 2013 | 28 February 2015 |
| TONG Tin Yau 唐天祐 | RE | 9 | 26 November 2018 | 27 April 2019 |
| TONG Tin Yau 唐天祐 | RE | 4 | 26 November 2018 | 27 April 2019 |
| TONG Wei 童威 | RO | 9 | 08 May 2015 | 15 August 2020 |
| TONG Wei 童威 | RO | 4 | 08 May 2015 | 15 August 2020 |
| WANG SIJIA 王思佳 | RE | 9 | 24 October 2022 | |
| WANG SIJIA 王思佳 | RE | 4 | 24 October 2022 | |
| WANG SIJIA 王思佳 | RE | 1 | 24 October 2022 | |
| WANG Yi 王毅 | RO | 4 | 19 July 2017 | 18 June 2021 |
| WANG Yi 王毅 | RO | 9 | 19 July 2017 | 18 June 2021 |
| XU Yiyi 徐宜宜 | RE | 9 | 14 January 2013 | 09 September 2014 |
| XU Yiyi 徐宜宜 | RE | 4 | 14 January 2013 | 09 September 2014 |
| XU Zhiyan 許之彥 | RE | 4 | 11 April 2013 | 09 September 2014 |
| XU Zhiyan 許之彥 | RE | 9 | 11 April 2013 | 09 September 2014 |
| YEUNG Kwan Ching Robin 楊君政 | RE | 9 | 30 August 2019 | 23 October 2021 |
| YEUNG Kwan Ching Robin 楊君政 | RE | 4 | 30 August 2019 | 23 October 2021 |
| ZHANG Xiaoling 張霄岭 | RO | 1 | 19 January 2022 | 01 February 2022 |
| ZHANG Xiaoling 張霄岭 | RO | 9 | 21 May 2021 | 01 February 2022 |
| ZHANG Xiaoling 張霄岭 | RO | 4 | 21 May 2021 | 01 February 2022 |
| ZHUANG Yufei 莊宇飛 | RE | 4 | 06 July 2021 | |
| ZHUANG Yufei 莊宇飛 | RE | 9 | 06 July 2021 |