SFC Licenceholders of Silverhorn Investment Advisors Limited 瑞峰投資顧問有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AGRAWAL Manish | RE | 9 | 13 January 2021 | 07 April 2022 |
| AGRAWAL Manish | RE | 4 | 13 January 2021 | 07 April 2022 |
| AGRAWAL Manish | RE | 1 | 13 January 2021 | 07 April 2022 |
| ALON SHEMESH Gilat | RE | 9 | 24 April 2019 | 28 August 2020 |
| ALON SHEMESH Gilat | RE | 4 | 21 August 2018 | 28 August 2020 |
| ALON SHEMESH Gilat | RE | 1 | 21 August 2018 | 28 August 2020 |
| CAMPBELL Shawn | RE | 9 | 20 March 2020 | 01 April 2021 |
| CAMPBELL Shawn | RO | 9 | 01 April 2021 | 08 October 2021 |
| CAMPBELL Shawn | RO | 4 | 01 April 2021 | 08 October 2021 |
| CAMPBELL Shawn | RO | 1 | 01 April 2021 | 08 October 2021 |
| CAMPBELL Shawn | RE | 4 | 17 April 2020 | 01 April 2021 |
| CAMPBELL Shawn | RE | 1 | 17 April 2020 | 01 April 2021 |
| CHAN Hoi 陳凱 | RE | 1 | 15 August 2011 | 31 May 2013 |
| CHAN Hoi 陳凱 | RE | 4 | 15 August 2011 | 31 May 2013 |
| CHAN Hoi 陳凱 | RE | 9 | 15 August 2011 | 31 May 2013 |
| CHAN Kuan Un 陳均琬 | RE | 1 | 08 February 2019 | 14 May 2021 |
| CHAN Kuan Un 陳均琬 | RE | 4 | 08 February 2019 | 14 May 2021 |
| CHAN Kuan Un 陳均琬 | RE | 9 | 08 February 2019 | 14 May 2021 |
| CHAN Man Kwong 陳文廣 | RE | 4 | 26 May 2015 | 30 June 2017 |
| CHAN Man Kwong 陳文廣 | RE | 1 | 26 May 2015 | 30 June 2017 |
| CHEN Cheuk Yip Jason 陳卓業 | RE | 9 | 21 June 2022 | |
| CHEN Cheuk Yip Jason 陳卓業 | RE | 4 | 21 June 2022 | |
| CHEN Cheuk Yip Jason 陳卓業 | RE | 1 | 21 June 2022 | |
| CHENG Hoi Tung Jamie 鄭凱彤 | RE | 9 | 31 May 2016 | 01 February 2019 |
| CHENG Hoi Tung Jamie 鄭凱彤 | RE | 1 | 31 May 2016 | 01 February 2019 |
| CHENG Hoi Tung Jamie 鄭凱彤 | RE | 4 | 31 May 2016 | 01 February 2019 |
| CHU Ki Tat 朱其達 | RE | 4 | 14 May 2019 | 29 August 2019 |
| CHU Ki Tat 朱其達 | RE | 1 | 14 May 2019 | 29 August 2019 |
| CHU Shan Shan, Marjorie 朱珊珊 | RE | 9 | 05 September 2018 | 01 March 2019 |
| CHU Shan Shan, Marjorie 朱珊珊 | RE | 1 | 05 September 2018 | 01 March 2019 |
| CHU Shan Shan, Marjorie 朱珊珊 | RE | 4 | 05 September 2018 | 01 March 2019 |
| CHUNG Ken Chin 鍾展雲 | RE | 9 | 07 May 2014 | 29 February 2016 |
| CHUNG Ken Chin 鍾展雲 | RE | 4 | 07 May 2014 | 29 February 2016 |
| CUBELLS Simon James | RE | 4 | 24 June 2013 | 29 December 2016 |
| CUBELLS Simon James | RE | 1 | 24 June 2013 | 29 December 2016 |
| CUBELLS Simon James | RE | 9 | 24 June 2013 | 29 December 2016 |
| DANI Ram Manoj | RE | 9 | 09 March 2015 | 11 December 2015 |
| DANI Ram Manoj | RE | 4 | 09 March 2015 | 11 December 2015 |
| DONG Wenhui 董雯惠 | RE | 1 | 21 February 2012 | 10 May 2013 |
| DONG Wenhui 董雯惠 | RE | 4 | 21 February 2012 | 10 May 2013 |
| DONG Wenhui 董雯惠 | RE | 9 | 21 February 2012 | 10 May 2013 |
| GAGLIO Raphael Francesco | RO | 9 | 28 February 2011 | 30 April 2014 |
| GAGLIO Raphael Francesco | RO | 4 | 28 February 2011 | 30 April 2014 |
| GAGLIO Raphael Francesco | RO | 1 | 28 February 2011 | 30 April 2014 |
| GASCHE Joel Simon 郭祖龍 | RE | 4 | 11 February 2014 | 31 July 2016 |
| GASCHE Joel Simon 郭祖龍 | RE | 9 | 11 February 2014 | 31 July 2016 |
| GASCHE Joel Simon 郭祖龍 | RE | 1 | 11 February 2014 | 31 July 2016 |
| GREIF Joseph Judah | RE | 9 | 27 March 2020 | 29 April 2020 |
| GREIF Joseph Judah | RE | 4 | 27 March 2020 | 29 April 2020 |
| GREIF Joseph Judah | RE | 1 | 27 March 2020 | 29 April 2020 |
| GSCHWEND Marco | RE | 4 | 25 July 2019 | 30 June 2020 |
| GSCHWEND Marco | RE | 9 | 25 July 2019 | 30 June 2020 |
| HE Jieyan 何洁琰 | RE | 4 | 22 January 2020 | |
| HE Jieyan 何洁琰 | RE | 9 | 19 February 2020 | |
| HE Jieyan 何洁琰 | RE | 1 | 13 July 2020 | |
| IMAM Michael Raza | RO | 9 | 28 February 2011 | |
| IMAM Michael Raza | RO | 4 | 28 February 2011 | |
| IMAM Michael Raza | RO | 1 | 28 February 2011 | |
| JIANG Yuanyuan 姜媛媛 | RO | 9 | 15 November 2023 | |
| JIANG Yuanyuan 姜媛媛 | RO | 4 | 15 November 2023 | |
| JIANG Yuanyuan 姜媛媛 | RO | 1 | 15 November 2023 | |
| JIANG Yuanyuan 姜媛媛 | RE | 9 | 27 January 2023 | 15 November 2023 |
| JIANG Yuanyuan 姜媛媛 | RE | 1 | 27 January 2023 | 15 November 2023 |
| JIANG Yuanyuan 姜媛媛 | RE | 4 | 27 January 2023 | 15 November 2023 |
| KAMRA Saryu | RE | 1 | 27 January 2023 | |
| KAMRA Saryu | RE | 9 | 27 January 2023 | |
| KAMRA Saryu | RE | 4 | 27 January 2023 | |
| KASTEN Olaf | RE | 1 | 11 September 2015 | 31 December 2015 |
| KASTEN Olaf | RE | 4 | 11 September 2015 | 31 December 2015 |
| KASTEN Olaf | RE | 9 | 11 September 2015 | 31 December 2015 |
| KLAUS Marco | RO | 4 | 29 May 2020 | 22 November 2023 |
| KLAUS Marco | RO | 1 | 29 May 2020 | 22 November 2023 |
| KLAUS Marco | RO | 9 | 29 May 2020 | 22 November 2023 |
| KLAUS Marco | RE | 9 | 05 April 2017 | 29 May 2020 |
| KLAUS Marco | RE | 1 | 05 April 2017 | 29 May 2020 |
| KLAUS Marco | RE | 4 | 05 April 2017 | 29 May 2020 |
| KLEGER Martin Josef | RE | 4 | 02 June 2016 | 31 December 2019 |
| KLEGER Martin Josef | RE | 9 | 02 June 2016 | 31 December 2019 |
| KLEGER Martin Josef | RE | 1 | 02 June 2016 | 31 December 2019 |
| KOO Maurice Win-chong 顧永祥 | RE | 9 | 17 March 2011 | 31 October 2012 |
| KOO Maurice Win-chong 顧永祥 | RE | 1 | 17 March 2011 | 31 October 2012 |
| KOO Maurice Win-chong 顧永祥 | RE | 4 | 17 March 2011 | 31 October 2012 |
| KOSARI Andrew 許兆彰 | RE | 9 | 13 September 2019 | 18 June 2021 |
| KWAN Herbert Wing Fung | RE | 9 | 09 August 2022 | 26 September 2022 |
| KWAN Herbert Wing Fung | RO | 9 | 26 September 2022 | 16 December 2022 |
| KWAN Herbert Wing Fung | RO | 4 | 26 September 2022 | 16 December 2022 |
| KWAN Herbert Wing Fung | RO | 1 | 26 September 2022 | 16 December 2022 |
| KWAN Herbert Wing Fung | RE | 1 | 09 August 2022 | 26 September 2022 |
| KWAN Herbert Wing Fung | RE | 4 | 09 August 2022 | 26 September 2022 |
| LAM Chi Hin 林子軒 | RE | 1 | 04 December 2020 | 16 April 2021 |
| LAM Chi Hin 林子軒 | RE | 4 | 04 December 2020 | 16 April 2021 |
| LAM Chi Hin 林子軒 | RE | 9 | 04 December 2020 | 16 April 2021 |
| LEE Sandra Soyong | RE | 1 | 10 January 2019 | 30 April 2019 |
| LEE Sandra Soyong | RE | 4 | 10 January 2019 | 30 April 2019 |
| LEONG Sheng Yik 梁升煜 | RE | 1 | 28 December 2021 | 30 June 2022 |
| LEONG Sheng Yik 梁升煜 | RE | 4 | 28 December 2021 | 30 June 2022 |
| LEONG Sheng Yik 梁升煜 | RE | 9 | 28 December 2021 | 30 June 2022 |
| LEUNG Ka Ho 梁家豪 | RE | 9 | 15 April 2019 | 14 January 2022 |
| LEUNG Ka Ho 梁家豪 | RE | 1 | 15 April 2019 | 14 January 2022 |
| LEUNG Yee Hang 梁綺珩 | RE | 9 | 16 November 2017 | 14 June 2018 |
| LEUNG Yee Hang 梁綺珩 | RE | 4 | 16 November 2017 | 14 June 2018 |
| LEUNG Yee Hang 梁綺珩 | RE | 1 | 16 November 2017 | 14 June 2018 |
| LEWIS Gareth Rhys | RE | 9 | 09 March 2015 | 24 June 2015 |
| LEWIS Gareth Rhys | RE | 4 | 09 March 2015 | 24 June 2015 |
| LEWIS Gareth Rhys | RE | 1 | 09 March 2015 | 24 June 2015 |
| LING Yuen Yee 凌婉兒 | RE | 4 | 11 June 2021 | 26 October 2021 |
| LING Yuen Yee 凌婉兒 | RE | 1 | 11 June 2021 | 26 October 2021 |
| LIU Tsz Sum 廖芷芯 | RE | 4 | 08 October 2014 | 31 January 2016 |
| LIU Tsz Sum 廖芷芯 | RE | 1 | 08 October 2014 | 31 January 2016 |
| MAN Siu Ting 文少婷 | RE | 4 | 09 February 2022 | 30 June 2022 |
| MAN Siu Ting 文少婷 | RE | 9 | 09 February 2022 | 30 June 2022 |
| MAN Siu Ting 文少婷 | RE | 1 | 08 December 2021 | 30 June 2022 |
| MCCARROLL Jessica Lee Temple | RE | 9 | 23 February 2015 | 28 February 2015 |
| MCCARROLL Jessica Lee Temple | RE | 1 | 03 January 2013 | 10 January 2013 |
| MCCARROLL Jessica Lee Temple | RE | 4 | 03 January 2013 | 10 January 2013 |
| MCCARROLL Jessica Lee Temple | RE | 9 | 03 January 2013 | 10 January 2013 |
| MCCARROLL Jessica Lee Temple | RO | 1 | 10 January 2013 | 23 February 2015 |
| MCCARROLL Jessica Lee Temple | RO | 4 | 10 January 2013 | 23 February 2015 |
| MCCARROLL Jessica Lee Temple | RO | 9 | 10 January 2013 | 23 February 2015 |
| MERAZZI Reto | RO | 9 | 04 November 2022 | 27 October 2023 |
| MERAZZI Reto | RO | 4 | 04 November 2022 | 07 June 2023 |
| MERAZZI Reto | RO | 1 | 04 November 2022 | 07 June 2023 |
| MURRAY Lesley Ann | RE | 9 | 12 September 2013 | 09 December 2013 |
| NESSI Andreas Martin | RO | 1 | 17 October 2016 | 27 July 2018 |
| NESSI Andreas Martin | RO | 4 | 17 October 2016 | 27 July 2018 |
| NESSI Andreas Martin | RE | 9 | 04 August 2015 | 27 July 2018 |
| NESSI Andreas Martin | RE | 1 | 04 August 2015 | 17 October 2016 |
| NESSI Andreas Martin | RE | 4 | 04 August 2015 | 17 October 2016 |
| NIEDERBERGER Jurg Hans | RO | 9 | 03 July 2013 | 29 October 2019 |
| NIEDERBERGER Jurg Hans | RO | 4 | 03 July 2013 | 29 October 2019 |
| NIEDERBERGER Jurg Hans | RO | 1 | 03 July 2013 | 29 October 2019 |
| NIEDERBERGER Jurg Hans | RE | 9 | 17 March 2011 | 03 July 2013 |
| NIEDERBERGER Jurg Hans | RE | 4 | 17 March 2011 | 03 July 2013 |
| NIEDERBERGER Jurg Hans | RE | 1 | 17 March 2011 | 03 July 2013 |
| O'CONNOR Ian Patrick William | RE | 9 | 20 July 2015 | 04 March 2016 |
| PALMER Geoffrey Simon | RE | 4 | 19 December 2012 | 30 January 2015 |
| PALMER Geoffrey Simon | RE | 9 | 19 December 2012 | 30 January 2015 |
| PALMER Geoffrey Simon | RE | 1 | 19 December 2012 | 30 January 2015 |
| PARODI Roger Marco | RE | 1 | 20 May 2019 | 31 August 2022 |
| PARODI Roger Marco | RE | 4 | 04 April 2018 | 31 August 2022 |
| PARODI Roger Marco | RE | 9 | 04 April 2018 | 31 August 2022 |
| PERIWAL Sudeep | RE | 4 | 26 May 2022 | 10 March 2023 |
| PERIWAL Sudeep | RE | 9 | 26 May 2022 | 10 March 2023 |
| PERIWAL Sudeep | RE | 1 | 26 May 2022 | 10 March 2023 |
| PFEIL Enzio Graf von | RE | 4 | 29 January 2013 | 07 February 2013 |
| POON Yuk 潘昱 | RE | 1 | 21 October 2013 | 23 October 2015 |
| POON Yuk 潘昱 | RE | 4 | 21 October 2013 | 23 October 2015 |
| POON Yuk 潘昱 | RE | 9 | 21 October 2013 | 23 October 2015 |
| PRINZ Roger Theodor | RO | 1 | 01 September 2022 | 30 November 2022 |
| PRINZ Roger Theodor | RO | 4 | 01 September 2022 | 30 November 2022 |
| PRINZ Roger Theodor | RO | 9 | 01 September 2022 | 30 November 2022 |
| RIEGLER Gerhard Wilhelm | RE | 4 | 28 June 2013 | 30 June 2015 |
| SAKHRANI Kishore Kundanmal | RE | 4 | 25 March 2015 | 11 December 2015 |
| SAKHRANI Kishore Kundanmal | RE | 9 | 25 March 2015 | 11 December 2015 |
| SHANIDZE Levan | RE | 9 | 18 January 2013 | 06 February 2016 |
| SHANIDZE Levan | RE | 4 | 18 January 2013 | 06 February 2016 |
| SHANIDZE Levan | RE | 1 | 18 January 2013 | 06 February 2016 |
| SHEK Lok Kan 石樂勤 | RE | 4 | 05 May 2022 | 11 November 2022 |
| SHEK Lok Kan 石樂勤 | RE | 9 | 05 May 2022 | 11 November 2022 |
| SHEK Lok Kan 石樂勤 | RE | 1 | 05 May 2022 | 11 November 2022 |
| SHUM Ka Yi 岑嘉兒 | RE | 1 | 08 September 2014 | 30 June 2017 |
| SHUM Ka Yi 岑嘉兒 | RE | 9 | 08 September 2014 | 30 June 2017 |
| SHUM Ka Yi 岑嘉兒 | RE | 4 | 08 September 2014 | 30 June 2017 |
| SHUM Yin Sheung 岑燕嫦 | RE | 1 | 30 July 2013 | 26 June 2017 |
| SHUM Yin Sheung 岑燕嫦 | RE | 4 | 30 July 2013 | 26 June 2017 |
| SHUM Yin Sheung 岑燕嫦 | RE | 9 | 30 July 2013 | 26 June 2017 |
| SIAO Li Gee, Ricky 蕭立基 | RO | 1 | 04 February 2019 | 30 June 2022 |
| SIAO Li Gee, Ricky 蕭立基 | RO | 4 | 04 February 2019 | 30 June 2022 |
| SIAO Li Gee, Ricky 蕭立基 | RO | 9 | 04 February 2019 | 30 June 2022 |
| SIAO Li Gee, Ricky 蕭立基 | RE | 1 | 04 August 2015 | 04 February 2019 |
| SIAO Li Gee, Ricky 蕭立基 | RE | 4 | 04 August 2015 | 04 February 2019 |
| SIAO Li Gee, Ricky 蕭立基 | RE | 9 | 04 August 2015 | 04 February 2019 |
| SIU Hykie 邵凱琪 | RE | 1 | 17 September 2015 | |
| SIU Hykie 邵凱琪 | RE | 4 | 17 September 2015 | |
| SIU Hykie 邵凱琪 | RE | 9 | 17 September 2015 | |
| SIU Pui Ling, Amy 蕭佩玲 | RE | 1 | 11 November 2013 | 30 June 2017 |
| SIU Pui Ling, Amy 蕭佩玲 | RE | 4 | 11 November 2013 | 30 June 2017 |
| SOOD Richa | RE | 1 | 08 September 2021 | 15 August 2022 |
| SOOD Richa | RE | 9 | 08 September 2021 | 15 August 2022 |
| SOOD Richa | RE | 4 | 08 September 2021 | 15 August 2022 |
| SU Zheng 蘇崢 | RE | 9 | 29 May 2019 | 30 June 2019 |
| THORBORG Oliver | RE | 1 | 25 April 2018 | 24 May 2019 |
| THORBORG Oliver | RE | 4 | 25 April 2018 | 24 May 2019 |
| TREVES Alexander Richard | RE | 1 | 21 November 2016 | 18 May 2017 |
| TREVES Alexander Richard | RE | 4 | 21 November 2016 | 18 May 2017 |
| TREVES Alexander Richard | RE | 9 | 21 November 2016 | 18 May 2017 |
| TRIPATHI Kriti | RE | 1 | 08 March 2024 | |
| TRIPATHI Kriti | RE | 4 | 08 March 2024 | |
| TRIPATHI Kriti | RE | 9 | 08 March 2024 | |
| TSUI Chun Man Benjamin 徐俊文 | RE | 1 | 17 November 2022 | 25 April 2023 |
| TSUI Chun Man Benjamin 徐俊文 | RE | 4 | 17 November 2022 | 25 April 2023 |
| TSUI Chun Man Benjamin 徐俊文 | RE | 9 | 17 November 2022 | 25 April 2023 |
| WEE Junwei | RE | 1 | 14 June 2022 | 01 December 2023 |
| WEE Junwei | RE | 4 | 14 June 2022 | 01 December 2023 |
| WEE Junwei | RE | 9 | 14 June 2022 | 01 December 2023 |
| WONG Lai Sheung, Barbara 黃麗雙 | RE | 4 | 11 November 2013 | 26 June 2017 |
| WONG Lai Sheung, Barbara 黃麗雙 | RE | 1 | 11 November 2013 | 26 June 2017 |
| WONG Wing Nin 黃永年 | RO | 9 | 23 January 2015 | 03 August 2015 |
| WONG Wing Nin 黃永年 | RE | 4 | 12 December 2012 | 03 August 2015 |
| WONG Wing Nin 黃永年 | RE | 1 | 12 December 2012 | 03 August 2015 |
| WONG Wing Nin 黃永年 | RE | 9 | 12 December 2012 | 23 January 2015 |
| YANG Fan 楊帆 | RE | 9 | 26 September 2017 | 28 September 2018 |
| YANG Fan 楊帆 | RE | 4 | 26 September 2017 | 28 September 2018 |
| YANG Fan 楊帆 | RE | 1 | 26 September 2017 | 28 September 2018 |
| YE Jun 叶峻 | RE | 4 | 18 June 2015 | 31 May 2016 |
| YE Jun 叶峻 | RE | 9 | 18 June 2015 | 31 May 2016 |
| YE Jun 叶峻 | RE | 1 | 18 June 2015 | 31 May 2016 |
| YE Jun 叶峻 | RE | 1 | 06 December 2016 | 26 March 2018 |
| YE Jun 叶峻 | RE | 4 | 06 December 2016 | 26 March 2018 |
| YE Jun 叶峻 | RE | 9 | 06 December 2016 | 26 March 2018 |
| YUAN Lixi 苑里溪 | RE | 1 | 27 January 2023 | |
| YUAN Lixi 苑里溪 | RE | 4 | 27 January 2023 | |
| YUAN Lixi 苑里溪 | RE | 9 | 27 January 2023 | |
| YUNG Yu Ming 翁耀明 | RE | 1 | 11 February 2014 | 11 March 2014 |
| YUNG Yu Ming 翁耀明 | RE | 4 | 11 February 2014 | 11 March 2014 |
| YUNG Yu Ming 翁耀明 | RE | 9 | 11 February 2014 | 11 March 2014 |
| ZENG Huidi 曾慧頔 | RE | 9 | 20 May 2022 | |
| ZENG Huidi 曾慧頔 | RE | 4 | 20 May 2022 | |
| ZENG Huidi 曾慧頔 | RE | 1 | 20 May 2022 | |
| ZHANG Zhao 張照 | RE | 4 | 19 February 2020 | 13 March 2020 |
| ZHANG Zhao 張照 | RE | 9 | 19 February 2020 | 13 March 2020 |
| ZHOU Fan 周凡 | RE | 4 | 20 December 2019 | 11 September 2020 |
| ZHOU Fan 周凡 | RE | 9 | 20 December 2019 | 11 September 2020 |
| ZHOU Mi 周蜜 | RE | 9 | 22 September 2014 | 28 February 2015 |
| ZHOU Mi 周蜜 | RE | 4 | 22 September 2014 | 28 February 2015 |
| ZHOU Mi 周蜜 | RE | 1 | 22 September 2014 | 28 February 2015 |