SFC Licenceholders of Rockhampton Management Limited
- hkregulatory@rockhampton-mgt.com
- Website
- www.rockhampton-mgt.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BHARWANI Kamni | RE | 4 | 26 January 2011 | |
| BHARWANI Kamni | RE | 9 | 26 January 2011 | |
| BRILLAUD Gregoire Daniel Remi | RE | 9 | 06 September 2011 | 31 October 2012 |
| BRILLAUD Gregoire Daniel Remi | RE | 4 | 06 September 2011 | 31 October 2012 |
| CHAN Yi Yuen, Lily 陳宜宛 | RE | 9 | 26 January 2011 | 18 April 2012 |
| CHAN Yi Yuen, Lily 陳宜宛 | RE | 4 | 26 January 2011 | 18 April 2012 |
| DALGETY Matthew Hilton | RE | 9 | 26 January 2011 | 31 March 2017 |
| DALGETY Matthew Hilton | RE | 4 | 26 January 2011 | 31 March 2017 |
| FORDAY Eric Donald | RO | 4 | 26 January 2011 | |
| FORDAY Eric Donald | RO | 9 | 26 January 2011 | |
| GUPTA Gaurav | RE | 9 | 17 May 2021 | 05 May 2023 |
| HU Tan Nei, Denise 胡妲妮 | RO | 4 | 26 January 2011 | |
| HU Tan Nei, Denise 胡妲妮 | RO | 9 | 26 January 2011 | |
| HUNG Wan Chong, Dora 熊韞莊 | RO | 9 | 26 January 2011 | 18 March 2016 |
| KIM Pau Lam | RE | 9 | 19 June 2015 | 19 February 2016 |
| LAM Sai Ki, Leilani 林世淇 | RE | 9 | 02 February 2012 | 24 July 2012 |
| LAM Sai Ki, Leilani 林世淇 | RE | 4 | 02 February 2012 | 24 July 2012 |
| LAU HIU CHING KATHY 劉曉晴 | RE | 9 | 25 May 2021 | 22 May 2023 |
| LAU Ming Ho 劉明皓 | RO | 9 | 07 October 2022 | |
| LAU Ming Ho 劉明皓 | RO | 4 | 07 October 2022 | |
| LAU Ming Ho 劉明皓 | RE | 9 | 26 January 2011 | 07 October 2022 |
| LAU Ming Ho 劉明皓 | RE | 4 | 26 January 2011 | 07 October 2022 |
| LEE Jinchul 李鎮喆 | RE | 4 | 26 January 2011 | 17 June 2011 |
| LEE Jinchul 李鎮喆 | RE | 9 | 26 January 2011 | 17 June 2011 |
| LEUNG Wing Hang, Lydia 梁詠恆 | RE | 4 | 26 January 2011 | 27 April 2018 |
| LEUNG Wing Hang, Lydia 梁詠恆 | RE | 9 | 26 January 2011 | |
| LIAN Daniel Da | RO | 9 | 11 October 2022 | 22 May 2023 |
| LIAN Daniel Da | RE | 9 | 08 September 2016 | 11 October 2022 |
| LIU Ho Fung Alvin 廖浩鋒 | RE | 9 | 10 January 2022 | 22 May 2023 |
| LOCKROW Michael Edward | RE | 9 | 13 February 2014 | 19 September 2014 |
| LU Szu-Ying 盧思穎 | RE | 9 | 23 September 2014 | 25 September 2020 |
| NIE Shengshen 聶晟申 | RE | 9 | 03 May 2018 | 05 April 2021 |
| ONG Chin Aisling | RE | 9 | 08 July 2019 | 18 May 2021 |
| QI Xin 齊新 | RE | 9 | 24 August 2018 | 30 March 2020 |
| QI Xin 齊新 | RE | 9 | 08 May 2014 | 31 August 2017 |
| ROH Yong Ho 盧龍鎬 | RE | 9 | 09 March 2022 | 22 May 2023 |
| SHEK Gillian 石家欣 | RE | 9 | 26 January 2011 | 24 July 2012 |
| SHEK Gillian 石家欣 | RE | 4 | 26 January 2011 | 24 July 2012 |
| TOGO Tomoyuki | RE | 4 | 01 April 2011 | 05 September 2018 |
| TOGO Tomoyuki | RE | 9 | 01 April 2011 | 12 June 2020 |
| TSOI Queenie 蔡培郡 | RE | 9 | 18 November 2016 | |
| WAN Ka Nin, Kenneth 溫嘉年 | RE | 4 | 26 January 2011 | 25 May 2017 |
| WAN Ka Nin, Kenneth 溫嘉年 | RE | 9 | 26 January 2011 | 25 May 2017 |
| WONG Jonathan Wai Tun | RE | 9 | 14 June 2017 | 28 June 2019 |
| XIANG Yuhao 向宇豪 | RE | 9 | 06 May 2021 | 22 May 2023 |
| YIU Yan Ki 姚欣岐 | RE | 9 | 31 May 2021 | 22 May 2023 |
| YORK Sharon Lai | RO | 4 | 26 January 2011 | 07 June 2021 |
| YORK Sharon Lai | RO | 9 | 26 January 2011 | 07 June 2021 |