SFC Licenceholders of CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
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Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
BIAN Yang | RE | 1 | 29 December 2022 | 20 March 2023 |
CAI Xi 蔡希 | RE | 1 | 27 March 2023 | 16 June 2023 |
CHAN Ka Chun 陳家俊 | RO | 1 | 26 July 2011 | |
CHAN Ka Chun 陳家俊 | RE | 1 | 24 June 2011 | 26 July 2011 |
CHAN Man Lok 陳文樂 | RE | 1 | 14 September 2016 | |
CHEN Jiaqi 陳嘉琦 | RE | 1 | 03 July 2018 | 31 July 2020 |
CHEN Xiaowei 陳小薇 | RE | 1 | 24 October 2023 | |
CHENG Yizhe 程一喆 | RE | 1 | 28 April 2023 | |
CHOW Long Ching 周朗程 | RE | 1 | 12 July 2023 | 18 September 2023 |
DENG Yuchen 鄧宇晨 | RE | 1 | 20 July 2023 | |
DONG Jing 董璟 | RE | 1 | 07 September 2023 | |
FOWLER Luke | RE | 1 | 02 August 2011 | |
GU Danxia 顧丹夏 | RE | 1 | 11 August 2017 | |
HAO Xin 郝心 | RE | 1 | 20 May 2021 | |
HE Peng 何鵬 | RE | 1 | 11 September 2014 | 29 September 2017 |
HO KA HO 何嘉豪 | RE | 1 | 06 December 2023 | |
HO Yuen Pang, Jason 何遠鵬 | RE | 1 | 09 April 2020 | 31 October 2022 |
HU Qiongdan 胡瓊丹 | RE | 1 | 21 August 2023 | |
JI Yanbin 冀燕彬 | RO | 1 | 25 May 2023 | |
JUNG Christopher Lam 曾俊文 | RO | 1 | 24 October 2013 | 23 December 2013 |
JUNG Christopher Lam 曾俊文 | RE | 1 | 28 November 2012 | 24 October 2013 |
KO Margaret Yuyin | RE | 1 | 15 July 2011 | 20 July 2012 |
KONG Kin Hang 江健恆 | RE | 1 | 23 July 2021 | |
KONG Wei 孔蔚 | RO | 1 | 23 December 2013 | |
KWOK Pui Ying 郭佩瑛 | RE | 1 | 22 April 2014 | 06 July 2016 |
KWOK Pui Ying 郭佩瑛 | RO | 1 | 30 September 2013 | 22 April 2014 |
LAM Pui Ming 林沛銘 | RE | 1 | 28 April 2023 | |
LAU Pong Wong 劉邦鍠 | RE | 1 | 29 January 2021 | |
LAU Tsz Wing 劉子頴 | RE | 1 | 23 October 2018 | 23 May 2023 |
LEE Chun Hin 李俊軒 | RE | 1 | 23 January 2024 | |
LEE Ka Ming 李嘉銘 | RE | 1 | 28 April 2023 | |
LI Haoyi 李豪翼 | RE | 1 | 05 May 2016 | 30 March 2017 |
LI Junpei 李浚沛 | RE | 1 | 21 July 2023 | |
LI Litong 李麗彤 | RE | 1 | 08 February 2021 | 22 July 2021 |
LI Xinyi 李欣怡 | RE | 1 | 20 April 2023 | |
LI Yanlin 李豔琳 | RE | 1 | 28 August 2014 | |
LIANG Yuanyun 梁元蘊 | RE | 1 | 20 December 2022 | 08 September 2023 |
LIN Shanshan 林姍姍 | RE | 1 | 26 June 2014 | 21 May 2019 |
LIN Yu Hong 林妤虹 | RE | 1 | 05 May 2016 | |
LIN Yuqing 林雨青 | RE | 1 | 28 April 2023 | |
LIU Bin 劉斌 | RE | 1 | 18 June 2014 | |
LIU Kui 刘奎 | RE | 1 | 28 April 2023 | |
LIU Xi 劉西 | RE | 1 | 28 April 2023 | |
LU Ning 陸宁 | RE | 1 | 28 May 2014 | 18 May 2020 |
LU Yilin 呂禕麟 | RO | 1 | 25 May 2011 | 23 October 2013 |
MA Junrui 馬隽睿 | RE | 1 | 12 June 2014 | 31 August 2015 |
MA Kui 馬葵 | RO | 1 | 26 March 2018 | |
MA Xiaoqi 馬曉琦 | RE | 1 | 24 May 2023 | 15 December 2023 |
NGOK Tung King, Linda 岳彤璟 | RE | 1 | 28 April 2023 | |
PANG Wai Mei, Maria 彭慧薇 | RE | 1 | 27 December 2017 | |
ROBINSON David Stuart | RE | 1 | 13 December 2021 | 02 May 2023 |
SU Shixian 蘇詩銜 | RE | 1 | 28 April 2023 | |
TANG Hin Lun 鄧衍鏻 | RE | 1 | 22 February 2019 | |
TANG Hung Wong 鄧洪旺 | RE | 1 | 13 September 2019 | |
TO Derek Kai Chung 杜啟聰 | RO | 1 | 08 March 2023 | 04 July 2023 |
TRINH Eddie Khang Thach 鄭凱天 | RE | 1 | 16 February 2015 | |
TUERSHUNJIANG Ahemaitijiang 圖尔順江阿合 | RE | 1 | 16 March 2021 | |
WAN Li 萬里 | RE | 1 | 11 September 2014 | 19 March 2020 |
WAN Li 萬里 | RO | 1 | 25 May 2011 | 17 February 2012 |
WAN Tin Chi 尹天賜 | RE | 1 | 15 January 2018 | 14 December 2018 |
WANG Beichen 王北辰 | RE | 1 | 29 November 2017 | |
WANG Jingyi 王靖儀 | RE | 1 | 11 January 2024 | |
WANG Tianyu 王田羽 | RE | 1 | 27 March 2023 | |
WONG Chi Man 黃智雯 | RE | 1 | 28 May 2014 | |
WONG Yin Yee 黃燕儀 | RE | 1 | 09 August 2019 | |
WOO Cheung Yee, Jimmy 吳祥貽 | RO | 1 | 25 May 2011 | 28 June 2011 |
WU Ying 伍瑩 | RE | 1 | 05 October 2020 | |
XIE Yunang 謝韞昂 | RE | 1 | 27 March 2023 | |
XU Minggang 徐明港 | RE | 1 | 25 July 2023 | |
XU Xueqing 許雪晴 | RE | 1 | 28 October 2020 | |
YAN Yiran 嚴一然 | RE | 1 | 08 March 2017 | 10 May 2019 |
YANG Rui 楊睿 | RE | 1 | 19 June 2023 | |
YAO Jack Hsin-Chou 姚信州 | RE | 1 | 28 November 2012 | 21 November 2019 |
YAO Junfei 姚駿飛 | RE | 1 | 02 July 2020 | 02 July 2021 |
YAO Simone Tong | RE | 1 | 09 September 2019 | |
YIM Chun Kit 嚴俊傑 | RE | 1 | 18 February 2021 | |
YU Cho Ming Jeremy 虞祚銘 | RE | 1 | 19 January 2021 | |
ZHANG Duke Du | RE | 1 | 18 August 2021 | 02 November 2022 |
ZHANG Qian 張前 | RE | 1 | 18 May 2018 | |
ZHANG Tianli 張天力 | RE | 1 | 05 May 2016 | 14 September 2023 |
ZHANG Xudong 張旭東 | RE | 1 | 25 July 2023 | |
ZHANG Yi 張易 | RE | 1 | 05 May 2016 | 31 July 2020 |
ZHAO Ronghua 趙榮華 | RE | 1 | 21 October 2019 | |
ZHOU Jishen 周濟申 | RO | 1 | 25 April 2023 | |
ZHOU Jishen 周濟申 | RE | 1 | 21 February 2023 | 25 April 2023 |
ZHOU Min 周敏 | RE | 1 | 25 July 2023 | |
ZHOU Xinyuan 周歆媛 | RE | 1 | 03 October 2019 | 24 December 2020 |
ZHU Fengyin 朱馮寅 | RE | 1 | 08 March 2024 | |
ZHU Tianan 朱天安 | RE | 1 | 27 March 2023 | |
ZHUANG Jiejing 庄洁婧 | RE | 1 | 23 July 2019 | 22 April 2021 |