SFC Licenceholders of ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司
- hkinfo@ads-securities.com
- Website
- www.adss.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU-YEUNG Kin Hang 歐陽健恒 | RO | 3 | 09 August 2011 | 31 December 2014 |
| BAIG Mohammed Adil | RE | 3 | 14 March 2014 | 28 November 2014 |
| CHAN Chi Hei Andrew 陳志熹 | RE | 1 | 13 July 2017 | 20 July 2018 |
| CHAN Chi Hei Andrew 陳志熹 | RE | 2 | 13 July 2017 | 20 July 2018 |
| CHAN Chi Hei Andrew 陳志熹 | RE | 3 | 13 July 2017 | 20 July 2018 |
| CHAN Chi Hei Andrew 陳志熹 | RE | 4 | 11 October 2017 | 20 July 2018 |
| CHAN Justin Sano 陳生樂 | RO | 1 | 25 January 2017 | 24 September 2018 |
| CHAN Justin Sano 陳生樂 | RO | 6 | 25 January 2017 | 24 September 2018 |
| CHAN Justin Sano 陳生樂 | RE | 3 | 15 May 2017 | 24 September 2018 |
| CHAN Justin Sano 陳生樂 | RO | 4 | 25 August 2017 | 24 September 2018 |
| CHAN Kin Ho 陳健豪 | RE | 4 | 28 September 2017 | 31 May 2018 |
| CHAN Kin Ho 陳健豪 | RE | 2 | 12 December 2016 | 31 May 2018 |
| CHAN Kin Ho 陳健豪 | RE | 1 | 12 December 2016 | 31 May 2018 |
| CHAN Kin Ho 陳健豪 | RO | 3 | 27 August 2014 | 31 May 2018 |
| CHAN Kin Ho 陳健豪 | RE | 3 | 17 July 2014 | 27 August 2014 |
| CHAN Po Ming 陳堡明 | RE | 3 | 05 September 2018 | 09 November 2018 |
| CHAN Po Ming 陳堡明 | RE | 2 | 05 September 2018 | 09 November 2018 |
| CHAN Po Ming 陳堡明 | RE | 1 | 05 September 2018 | 09 November 2018 |
| CHAN Yan 陳欣 | RO | 4 | 31 May 2019 | 01 November 2019 |
| CHAN Yan 陳欣 | RO | 2 | 31 May 2019 | 01 November 2019 |
| CHAN Yan 陳欣 | RE | 4 | 28 September 2017 | 31 May 2019 |
| CHAN Yan 陳欣 | RO | 3 | 31 May 2018 | 01 November 2019 |
| CHAN Yan 陳欣 | RE | 2 | 06 June 2016 | 31 May 2019 |
| CHAN Yan 陳欣 | RO | 1 | 25 May 2016 | 01 November 2019 |
| CHAN Yan 陳欣 | RE | 3 | 22 October 2014 | 31 May 2018 |
| CHENG Sze Long 鄭詩朗 | RE | 4 | 28 September 2017 | 04 April 2018 |
| CHENG Sze Long 鄭詩朗 | RE | 3 | 26 July 2016 | 04 April 2018 |
| CHENG Sze Long 鄭詩朗 | RE | 2 | 26 July 2016 | 04 April 2018 |
| CHENG Sze Long 鄭詩朗 | RE | 1 | 26 July 2016 | 04 April 2018 |
| CHEUNG Ka Wong, Henry 張家煌 | RO | 3 | 09 August 2011 | 01 February 2013 |
| CHOW Hin Yat 周軒逸 | RE | 3 | 07 March 2014 | 31 December 2014 |
| CHOW Lewis Cheuk Hei 周卓熹 | RE | 3 | 15 March 2018 | 31 July 2020 |
| CHOW Lewis Cheuk Hei 周卓熹 | RE | 1 | 15 March 2018 | 04 October 2018 |
| CHOW Lewis Cheuk Hei 周卓熹 | RE | 2 | 15 March 2018 | 04 October 2018 |
| CHOW Lewis Cheuk Hei 周卓熹 | RE | 4 | 15 March 2018 | 04 October 2018 |
| FU See Yuen 傅思源 | RE | 1 | 16 April 2018 | 04 May 2018 |
| FU See Yuen 傅思源 | RE | 2 | 16 April 2018 | 04 May 2018 |
| FU See Yuen 傅思源 | RE | 3 | 16 April 2018 | 04 May 2018 |
| FU See Yuen 傅思源 | RE | 4 | 16 April 2018 | 04 May 2018 |
| GHANEM Mathieu Elias Charbel | RE | 3 | 19 August 2014 | 06 November 2015 |
| HUI Luk Shing 許祿成 | RE | 4 | 18 February 2019 | 05 November 2020 |
| HUI Luk Shing 許祿成 | RE | 3 | 18 February 2019 | 20 November 2020 |
| HUI Luk Shing 許祿成 | RE | 2 | 18 February 2019 | 20 November 2020 |
| HUI Luk Shing 許祿成 | RE | 1 | 18 February 2019 | 20 November 2020 |
| IP Kai Chung 葉繼聰 | RE | 3 | 29 May 2018 | 15 August 2018 |
| IP Kai Chung 葉繼聰 | RE | 2 | 29 May 2018 | 15 August 2018 |
| IP Kai Chung 葉繼聰 | RE | 1 | 29 May 2018 | 15 August 2018 |
| IP Kai Chung 葉繼聰 | RE | 4 | 29 May 2018 | 15 August 2018 |
| LAI Chung Cheong 黎仲昌 | RO | 2 | 25 May 2016 | 28 November 2016 |
| LAI Chung Cheong 黎仲昌 | RO | 1 | 25 May 2016 | 28 November 2016 |
| LAI Chung Cheong 黎仲昌 | RO | 3 | 18 August 2015 | 28 November 2016 |
| LAI Chung Cheong 黎仲昌 | RE | 3 | 03 July 2015 | 18 August 2015 |
| LAM Ho Kan 林浩勤 | RE | 2 | 28 March 2018 | 19 October 2018 |
| LAM Ho Kan 林浩勤 | RE | 1 | 28 March 2018 | 19 October 2018 |
| LAM Ho Kan 林浩勤 | RE | 4 | 28 March 2018 | 19 October 2018 |
| LAM Ho Kan 林浩勤 | RE | 3 | 28 March 2018 | 19 October 2018 |
| LAM Mun Yiu 林滿堯 | RE | 3 | 24 November 2015 | 01 July 2016 |
| LAW Pui Kiu 羅姵喬 | RO | 2 | 19 July 2018 | 03 June 2019 |
| LAW Pui Kiu 羅姵喬 | RO | 1 | 19 July 2018 | 03 June 2019 |
| LAW Pui Kiu 羅姵喬 | RE | 3 | 19 July 2018 | 03 June 2019 |
| LEE Francis 李紀綱 | RO | 4 | 25 August 2017 | 05 November 2020 |
| LEE Francis 李紀綱 | RO | 2 | 25 May 2016 | 08 November 2022 |
| LEE Francis 李紀綱 | RO | 1 | 25 May 2016 | 08 November 2022 |
| LEE Francis 李紀綱 | RO | 3 | 15 September 2015 | 08 November 2022 |
| LI Hiu Keung 李曉強 | RE | 3 | 14 March 2014 | 31 December 2014 |
| LI Po Wa 李寶華 | RE | 4 | 28 September 2017 | 31 December 2017 |
| LI Po Wa 李寶華 | RE | 3 | 12 September 2016 | 31 December 2017 |
| LI Po Wa 李寶華 | RE | 1 | 12 September 2016 | 31 December 2017 |
| LI Po Wa 李寶華 | RE | 2 | 12 September 2016 | 31 December 2017 |
| LI Xiaoting 李小婷 | RO | 4 | 25 August 2017 | 04 May 2019 |
| LI Xiaoting 李小婷 | RO | 6 | 25 January 2017 | 04 May 2019 |
| LI Xiaoting 李小婷 | RO | 1 | 25 January 2017 | 04 May 2019 |
| LUI Cho Mau, Korman 雷祖謀 | RO | 3 | 03 April 2013 | 29 August 2014 |
| LUI Cho Mau, Korman 雷祖謀 | RE | 3 | 07 October 2011 | 03 April 2013 |
| NG Chung Ting 伍頌婷 | RE | 2 | 06 November 2019 | 11 February 2020 |
| NG Chung Ting 伍頌婷 | RE | 3 | 06 November 2019 | 11 February 2020 |
| NG Chung Ting 伍頌婷 | RE | 4 | 06 November 2019 | 11 February 2020 |
| NG Chung Ting 伍頌婷 | RE | 1 | 06 November 2019 | 11 February 2020 |
| NG Florence Man Shan 吳旻珊 | RE | 1 | 21 September 2018 | 24 April 2019 |
| NG Florence Man Shan 吳旻珊 | RO | 6 | 21 September 2018 | 24 April 2019 |
| REINHOLD Lasse | RO | 3 | 19 June 2019 | 28 February 2021 |
| REINHOLD Lasse | RO | 2 | 19 June 2019 | 28 February 2021 |
| REINHOLD Lasse | RO | 1 | 19 June 2019 | 28 February 2021 |
| REINHOLD Lasse | RE | 3 | 15 May 2019 | 19 June 2019 |
| REINHOLD Lasse | RE | 1 | 15 May 2019 | 19 June 2019 |
| REINHOLD Lasse | RE | 2 | 15 May 2019 | 19 June 2019 |
| TAM Ka Hong 譚家康 | RE | 2 | 15 March 2018 | 02 October 2018 |
| TAM Ka Hong 譚家康 | RE | 1 | 26 February 2018 | 02 October 2018 |
| TAM Ka Hong 譚家康 | RE | 3 | 15 March 2018 | 02 October 2018 |
| TAM Ka Hong 譚家康 | RE | 4 | 15 March 2018 | 02 October 2018 |
| TAM Wing Chun 譚永珍 | RE | 1 | 23 July 2018 | 15 February 2019 |
| TAM Wing Chun 譚永珍 | RE | 3 | 23 July 2018 | 15 February 2019 |
| TAM Wing Chun 譚永珍 | RE | 2 | 23 July 2018 | 15 February 2019 |
| TSE Tak Li, Terry 謝德利 | RE | 4 | 02 January 2018 | 25 June 2018 |
| TSE Tak Li, Terry 謝德利 | RO | 2 | 14 November 2017 | 25 June 2018 |
| TSE Tak Li, Terry 謝德利 | RE | 3 | 27 September 2017 | 25 June 2018 |
| TSE Tak Li, Terry 謝德利 | RE | 1 | 27 September 2017 | 25 June 2018 |
| TSE Tak Li, Terry 謝德利 | RE | 2 | 27 September 2017 | 14 November 2017 |
| WAT Tsun Tao 屈駿韜 | RE | 3 | 11 February 2019 | 12 April 2019 |
| WAT Tsun Tao 屈駿韜 | RE | 4 | 28 September 2018 | 12 April 2019 |
| WAT Tsun Tao 屈駿韜 | RE | 1 | 28 September 2018 | 12 April 2019 |
| WONG Chi Leong 黃志亮 | RE | 1 | 26 April 2019 | 19 June 2019 |
| WONG Chi Leong 黃志亮 | RE | 2 | 26 April 2019 | 19 June 2019 |
| WONG Chi Leong 黃志亮 | RE | 3 | 26 April 2019 | 19 June 2019 |
| WONG Chi Leong 黃志亮 | RE | 4 | 26 April 2019 | 19 June 2019 |
| WONG Wai Lam 王煒霖 | RE | 4 | 12 September 2019 | 25 September 2019 |
| WONG Wai Lam 王煒霖 | RE | 3 | 12 September 2019 | 25 September 2019 |
| WONG Wai Lam 王煒霖 | RE | 2 | 12 September 2019 | 25 September 2019 |
| WONG Wai Lam 王煒霖 | RE | 1 | 12 September 2019 | 25 September 2019 |
| WU Chung Pong 胡仲邦 | RE | 4 | 25 April 2018 | 24 July 2018 |
| WU Chung Pong 胡仲邦 | RE | 3 | 25 April 2018 | 24 July 2018 |
| WU Chung Pong 胡仲邦 | RE | 2 | 25 April 2018 | 24 July 2018 |
| WU Chung Pong 胡仲邦 | RE | 1 | 25 April 2018 | 24 July 2018 |
| YEO Boon Chye | RO | 3 | 19 February 2014 | 21 August 2015 |
| YEUNG Ngo Ching 楊傲正 | RE | 1 | 12 January 2018 | 10 July 2019 |
| YEUNG Ngo Ching 楊傲正 | RE | 4 | 12 January 2018 | 10 July 2019 |
| YUEN Siu Lun 阮兆倫 | RE | 3 | 18 October 2011 | 28 November 2012 |