SFC Licenceholders of SoFi Securities (Hong Kong) Limited
- hello@sofi.hk
- Website
- www.sofi.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BLASETTI Karim | RE | 1 | 24 August 2017 | 12 October 2017 |
| BLASETTI Karim | RE | 4 | 24 August 2017 | 12 October 2017 |
| CHAN Ka Chun Kenneth 陳嘉駿 | RE | 4 | 30 October 2020 | 01 March 2023 |
| CHAN Ka Chun Kenneth 陳嘉駿 | RE | 1 | 30 October 2020 | 01 March 2023 |
| CHAN Ka Kin 陳家建 | RE | 1 | 28 September 2020 | 09 March 2021 |
| CHAN Ka Kin 陳家建 | RE | 4 | 28 September 2020 | 09 March 2021 |
| CHAN Kwun Yin 陳冠賢 | RE | 1 | 27 March 2017 | 02 August 2019 |
| CHAN Kwun Yin 陳冠賢 | RE | 4 | 27 March 2017 | 02 August 2019 |
| CHAN Yuk Wah 陳玉華 | RE | 1 | 28 January 2019 | 11 January 2021 |
| CHAN Yuk Wah 陳玉華 | RE | 4 | 28 January 2019 | 11 January 2021 |
| CHANG Chung Kan 鄭忠勤 | RE | 1 | 11 August 2020 | 03 November 2020 |
| CHANG Chung Kan 鄭忠勤 | RO | 1 | 03 November 2020 | 25 November 2022 |
| CHANG Chung Kan 鄭忠勤 | RO | 4 | 03 November 2020 | 25 November 2022 |
| CHENG Greenie 鄭桂瑩 | RE | 1 | 11 January 2012 | 01 May 2013 |
| CHEUNG Joanna Wai Sze 張慧施 | RE | 1 | 23 March 2012 | 25 September 2012 |
| CHEUNG Kin Sang 張健生 | RE | 4 | 25 May 2021 | |
| CHEUNG Kin Sang 張健生 | RE | 1 | 25 May 2021 | |
| CHING Tai Kong, Gregory 程大剛 | RO | 1 | 22 December 2011 | 04 July 2013 |
| CHOI Lan Fong 蔡蘭芳 | RO | 4 | 01 December 2015 | |
| CHOI Lan Fong 蔡蘭芳 | RO | 1 | 18 February 2014 | |
| CHOI Lan Fong 蔡蘭芳 | RE | 1 | 27 January 2014 | 18 February 2014 |
| CHOW Tsz Kwan 周芷君 | RE | 1 | 06 January 2021 | 01 January 2022 |
| CHOW Tsz Kwan 周芷君 | RE | 4 | 06 January 2021 | 01 January 2022 |
| CHOW Yu Ting, Beverly 周汝婷 | RE | 1 | 17 February 2012 | 07 July 2015 |
| CHU Pak Yin 朱柏燃 | RE | 4 | 01 February 2021 | 06 April 2022 |
| CHU Pak Yin 朱柏燃 | RE | 1 | 01 February 2021 | 06 April 2022 |
| D'HAUSSY Charles Francois Valery 夏多希 | RE | 4 | 04 January 2016 | 03 September 2016 |
| D'HAUSSY Charles Francois Valery 夏多希 | RE | 1 | 10 August 2015 | 03 September 2016 |
| DONG Yue 董玥 | RE | 1 | 01 December 2017 | 31 August 2018 |
| DONG Yue 董玥 | RE | 4 | 01 December 2017 | 31 August 2018 |
| FONG Man Kin 方文健 | RO | 1 | 10 July 2020 | |
| FONG Man Kin 方文健 | RE | 1 | 18 May 2020 | 10 July 2020 |
| FONG Man Kin 方文健 | RO | 4 | 10 July 2020 | |
| FONG Man Kin 方文健 | RO | 4 | 31 May 2018 | 31 December 2018 |
| FONG Man Kin 方文健 | RO | 1 | 15 March 2018 | 31 December 2018 |
| FONG Man Kin 方文健 | RE | 1 | 11 December 2017 | 15 March 2018 |
| HEUNG Chun Kit 香俊傑 | RO | 4 | 19 June 2018 | 11 August 2018 |
| HEUNG Chun Kit 香俊傑 | RE | 4 | 11 January 2018 | 19 June 2018 |
| HEUNG Chun Kit 香俊傑 | RE | 1 | 11 January 2018 | 26 March 2018 |
| HEUNG Chun Kit 香俊傑 | RO | 1 | 26 March 2018 | 11 August 2018 |
| HUI Mark Sui-cheung 許紹昌 | RE | 1 | 22 March 2012 | 10 October 2012 |
| JUEN Kam Wing 磚錦榮 | RE | 1 | 19 July 2018 | 04 December 2018 |
| KATO Keiko 加藤惠子 | RE | 1 | 08 May 2013 | 20 January 2016 |
| KO Lap Wai, Lawerance 高立緯 | RE | 1 | 16 March 2021 | |
| KO Lap Wai, Lawerance 高立緯 | RE | 4 | 16 March 2021 | |
| KUNG Chuen Fai Jeffrey 龔傳輝 | RE | 1 | 13 June 2012 | 10 October 2012 |
| KWOK Tsun Leung 郭晉良 | RE | 1 | 09 March 2012 | 10 October 2012 |
| LAM Chun Yin John 林進彥 | RE | 1 | 21 September 2022 | 01 March 2023 |
| LAM Chun Yin John 林進彥 | RE | 4 | 21 September 2022 | 01 March 2023 |
| LAM Hiu Tung 林曉彤 | RE | 4 | 04 January 2021 | 04 January 2021 |
| LAM Hiu Tung 林曉彤 | RE | 1 | 07 December 2020 | 04 January 2021 |
| LAU Hoi Fu Martin 柳凱富 | RE | 1 | 21 July 2021 | 28 May 2023 |
| LAU Hoi Fu Martin 柳凱富 | RE | 4 | 21 July 2021 | 28 May 2023 |
| LAU Pui Yan 劉沛茵 | RE | 1 | 16 April 2014 | 07 September 2015 |
| LAU Siu Chit 劉韶哲 | RO | 4 | 14 July 2023 | |
| LAU Siu Chit 劉韶哲 | RO | 1 | 15 November 2018 | |
| LAU Siu Chit 劉韶哲 | RE | 4 | 19 July 2016 | 14 July 2023 |
| LAU Siu Chit 劉韶哲 | RE | 1 | 19 July 2016 | 15 November 2018 |
| LEE Chun Hoi 李震海 | RE | 1 | 01 March 2021 | |
| LEE Chun Hoi 李震海 | RE | 4 | 01 March 2021 | |
| LEE Kin Sang, Kenneth 李健生 | RE | 4 | 09 November 2018 | |
| LEE Kin Sang, Kenneth 李健生 | RE | 1 | 09 November 2018 | |
| LEE Tai Tong 李棣棠 | RO | 1 | 29 December 2015 | 26 August 2016 |
| LEE Tai Tong 李棣棠 | RE | 4 | 23 December 2015 | 26 August 2016 |
| LEE Tai Tong 李棣棠 | RE | 1 | 09 February 2015 | 29 December 2015 |
| LEUNG Lok Kin 梁洛乾 | RE | 4 | 01 February 2016 | 26 November 2016 |
| LEUNG Lok Kin 梁洛乾 | RE | 1 | 01 February 2016 | 26 November 2016 |
| LI Chi Hang 李志衡 | RE | 4 | 23 March 2020 | 30 September 2022 |
| LI Chi Hang 李志衡 | RE | 1 | 23 March 2020 | 30 September 2022 |
| LI Ching Cheung 李正璋 | RE | 4 | 26 July 2017 | 08 December 2017 |
| LI Ching Cheung 李正璋 | RE | 1 | 26 July 2017 | 08 December 2017 |
| LI Ho Pan 李皓斌 | RE | 4 | 04 January 2016 | 22 January 2016 |
| LI Ho Pan 李皓斌 | RE | 1 | 27 August 2015 | 22 January 2016 |
| NAKAMURA Kan 中村幹 | RO | 1 | 07 May 2013 | 19 February 2014 |
| NG Cheuk Nin 吳焯年 | RE | 4 | 15 August 2016 | 14 July 2017 |
| NG Cheuk Nin 吳焯年 | RE | 1 | 15 August 2016 | 14 July 2017 |
| NG Chi Hung 伍智鴻 | RE | 4 | 23 October 2020 | 01 December 2020 |
| NG Chi Hung 伍智鴻 | RE | 1 | 23 October 2020 | 01 December 2020 |
| NG Chung Ming 吳仲明 | RO | 4 | 01 December 2015 | 30 November 2022 |
| NG Chung Ming 吳仲明 | RO | 1 | 22 December 2011 | 30 November 2022 |
| NGAN Shing Him 顏承謙 | RE | 4 | 14 May 2018 | 25 November 2022 |
| NGAN Shing Him 顏承謙 | RE | 1 | 14 May 2018 | 25 November 2022 |
| OOI Syn Yee 黃心怡 | RE | 1 | 03 August 2012 | 04 July 2014 |
| TO Man Ting 杜敏婷 | RE | 1 | 30 March 2021 | 21 September 2022 |
| TO Man Ting 杜敏婷 | RE | 4 | 30 March 2021 | 21 September 2022 |
| TSANG Fu Hang 曾賦衡 | RE | 1 | 22 July 2013 | 19 May 2014 |
| TSUI Wai Chi 徐偉智 | RE | 1 | 11 January 2012 | 25 January 2013 |
| WONG Sung Chun 王崇峻 | RE | 1 | 15 January 2020 | 25 November 2022 |
| WONG Sung Chun 王崇峻 | RE | 4 | 13 March 2020 | 25 November 2022 |
| WONG Yat Lung 黃溢隆 | RE | 1 | 05 November 2020 | 05 January 2021 |
| WONG Yat Lung 黃溢隆 | RE | 4 | 05 November 2020 | 05 January 2021 |
| YAU Chung Hei, Tiffany 邱仲希 | RE | 4 | 08 October 2018 | |
| YAU Chung Hei, Tiffany 邱仲希 | RE | 1 | 08 October 2018 | |
| YEUNG Ming Yan 楊明欣 | RE | 1 | 20 April 2021 | |
| YEUNG Ming Yan 楊明欣 | RE | 4 | 20 April 2021 | |
| YONEDA Rie 米田吏英 | RE | 1 | 22 July 2013 | 21 October 2013 |
| ZHOU Yihang 周一行 | RE | 4 | 04 January 2016 | 21 July 2017 |
| ZHOU Yihang 周一行 | RE | 1 | 29 October 2015 | 21 July 2017 |