SFC Licenceholders of Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司

Email
complaint@dwzq.com.hk
Website
www.dwzq.com.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CAI Chengxi 蔡琤西 RO 9 11 April 2018
CAI Chengxi 蔡琤西 RO 4 11 April 2018
CHAN Hoi Yee 陳凱怡 RE 9 24 September 2012 14 December 2012
CHAN Hoi Yee 陳凱怡 RE 4 24 September 2012 14 December 2012
CHAN Ka Fai, Stephen 陳家輝 RO 9 12 January 2012 01 January 2013
CHAN Ka Fai, Stephen 陳家輝 RO 4 12 January 2012 01 January 2013
CHEN Chi Hung 陳志雄 RE 9 08 December 2016 31 March 2020
CHEN Chi Hung 陳志雄 RE 4 08 December 2016 31 March 2020
CHEN Peijie 陳佩婕 RE 4 13 March 2019 24 April 2019
CHEN Peijie 陳佩婕 RE 9 13 March 2019 24 April 2019
CHENG Kong Wai 鄭江偉 RE 9 22 January 2019 28 August 2019
DENG Yunyi 鄧云逸 RO 9 09 July 2019 14 June 2020
DENG Yunyi 鄧云逸 RO 4 09 July 2019 14 June 2020
DENG Yunyi 鄧云逸 RE 9 27 May 2019 09 July 2019
DENG Yunyi 鄧云逸 RE 4 27 May 2019 09 July 2019
DU Dan 杜丹 RO 9 27 December 2012 22 March 2018
DU Dan 杜丹 RO 4 27 December 2012 22 March 2018
HUANG Hongping 黃洪萍 RE 9 23 June 2014 21 July 2016
HUANG Hongping 黃洪萍 RE 4 23 June 2014 21 July 2016
KUANG Enqi 匡恩琪 RE 9 24 December 2019 03 August 2020
KUANG Enqi 匡恩琪 RE 4 24 December 2019 03 August 2020
KWOK Bing Wah 郭冰樺 RE 4 20 November 2012 16 January 2013
LAM Siu Hi 林少喜 RE 9 08 May 2015 08 January 2016
LAU Ming Chung 劉銘聰 RE 9 08 September 2014 23 August 2015
LAU Ming Chung 劉銘聰 RE 4 08 September 2014 23 August 2015
LI Xiaowen 李曉文 RE 9 07 March 2013 04 July 2014
LI Xiaowen 李曉文 RE 4 07 March 2013 04 July 2014
LIANG Xiaojun 梁晓鈞 RE 9 29 September 2021 11 July 2023
LIANG Xiaojun 梁晓鈞 RE 4 29 September 2021 11 July 2023
LIU Hui 劉輝 RO 9 21 October 2022 20 April 2023
LIU Hui 劉輝 RO 4 21 October 2022 20 April 2023
LIU Sufeng 劉蘇鋒 RE 9 04 January 2021
LIU Sufeng 劉蘇鋒 RE 4 04 January 2021
LIU Yihe 劉一賀 RO 9 30 October 2023
LIU Yihe 劉一賀 RO 4 30 October 2023
LIU Yihe 劉一賀 RE 9 08 August 2023 30 October 2023
LIU Yihe 劉一賀 RE 4 08 August 2023 30 October 2023
LIU Yihe 劉一賀 RE 9 02 November 2021 13 January 2022
LIU Yihe 劉一賀 RE 4 02 November 2021 13 January 2022
LUO Yi 羅毅 RO 9 18 July 2019 16 January 2020
LUO Yi 羅毅 RO 4 18 July 2019 16 January 2020
QI Jue 齊覺 RO 9 29 January 2013 08 May 2015
QI Jue 齊覺 RO 4 29 January 2013 08 May 2015
SHEN Jinting 沈錦婷 RE 4 28 September 2018 15 September 2020
SHEN Jinting 沈錦婷 RE 9 28 September 2018 15 September 2020
SO Zelong 蘇澤龍 RE 4 14 August 2020 30 April 2021
SO Zelong 蘇澤龍 RE 9 14 August 2020 30 April 2021
TSOI Kwok Keung 蔡國強 RO 9 12 January 2012 26 November 2012
TSOI Kwok Keung 蔡國強 RO 4 12 January 2012 26 November 2012
WANG Dong 王棟 RO 9 28 September 2023
WANG Dong 王棟 RO 4 28 September 2023
WANG Hanzhi 王含之 RE 9 23 September 2021 21 October 2022
WANG Hanzhi 王含之 RE 4 23 September 2021 21 October 2022
WANG Shali 汪沙莉 RO 9 20 January 2020
WANG Shali 汪沙莉 RO 4 20 January 2020
WANG Shali 汪沙莉 RE 9 11 September 2019 20 January 2020
WANG Shali 汪沙莉 RE 4 11 September 2019 20 January 2020
WEI Chong 韋翀 RE 9 03 December 2021 30 June 2023
WEI Chong 韋翀 RE 4 03 December 2021 30 June 2023
WONG Mang Nam 王萌南 RO 9 25 March 2015 16 August 2017
WONG Mang Nam 王萌南 RO 4 25 March 2015 16 August 2017
WU Qingbo 鄔清波 RO 9 27 June 2018 25 June 2019
WU Qingbo 鄔清波 RO 4 27 June 2018 25 June 2019
XING Lei 邢蕾 RE 9 26 March 2015 12 June 2016
XING Lei 邢蕾 RE 4 26 March 2015 12 June 2016
ZHAN Xinlan 詹心蘭 RE 9 21 February 2014 30 April 2015
ZHAN Xinlan 詹心蘭 RE 4 21 February 2014 30 April 2015
ZHU Min 朱敏 RE 4 31 July 2020 27 November 2020
ZHU Min 朱敏 RE 9 31 July 2020 27 November 2020