SFC Licenceholders of Soochow Securities International Asset Management Limited 東吳證券國際資產管理有限公司
- complaint@dwzq.com.hk
- Website
- www.dwzq.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CAI Chengxi 蔡琤西 | RO | 9 | 11 April 2018 | |
CAI Chengxi 蔡琤西 | RO | 4 | 11 April 2018 | |
CHAN Hoi Yee 陳凱怡 | RE | 9 | 24 September 2012 | 14 December 2012 |
CHAN Hoi Yee 陳凱怡 | RE | 4 | 24 September 2012 | 14 December 2012 |
CHAN Ka Fai, Stephen 陳家輝 | RO | 9 | 12 January 2012 | 01 January 2013 |
CHAN Ka Fai, Stephen 陳家輝 | RO | 4 | 12 January 2012 | 01 January 2013 |
CHEN Chi Hung 陳志雄 | RE | 9 | 08 December 2016 | 31 March 2020 |
CHEN Chi Hung 陳志雄 | RE | 4 | 08 December 2016 | 31 March 2020 |
CHEN Peijie 陳佩婕 | RE | 4 | 13 March 2019 | 24 April 2019 |
CHEN Peijie 陳佩婕 | RE | 9 | 13 March 2019 | 24 April 2019 |
CHENG Kong Wai 鄭江偉 | RE | 9 | 22 January 2019 | 28 August 2019 |
DENG Yunyi 鄧云逸 | RO | 9 | 09 July 2019 | 14 June 2020 |
DENG Yunyi 鄧云逸 | RO | 4 | 09 July 2019 | 14 June 2020 |
DENG Yunyi 鄧云逸 | RE | 9 | 27 May 2019 | 09 July 2019 |
DENG Yunyi 鄧云逸 | RE | 4 | 27 May 2019 | 09 July 2019 |
DU Dan 杜丹 | RO | 9 | 27 December 2012 | 22 March 2018 |
DU Dan 杜丹 | RO | 4 | 27 December 2012 | 22 March 2018 |
HUANG Hongping 黃洪萍 | RE | 9 | 23 June 2014 | 21 July 2016 |
HUANG Hongping 黃洪萍 | RE | 4 | 23 June 2014 | 21 July 2016 |
KUANG Enqi 匡恩琪 | RE | 9 | 24 December 2019 | 03 August 2020 |
KUANG Enqi 匡恩琪 | RE | 4 | 24 December 2019 | 03 August 2020 |
KWOK Bing Wah 郭冰樺 | RE | 4 | 20 November 2012 | 16 January 2013 |
LAM Siu Hi 林少喜 | RE | 9 | 08 May 2015 | 08 January 2016 |
LAU Ming Chung 劉銘聰 | RE | 9 | 08 September 2014 | 23 August 2015 |
LAU Ming Chung 劉銘聰 | RE | 4 | 08 September 2014 | 23 August 2015 |
LI Xiaowen 李曉文 | RE | 9 | 07 March 2013 | 04 July 2014 |
LI Xiaowen 李曉文 | RE | 4 | 07 March 2013 | 04 July 2014 |
LIANG Xiaojun 梁晓鈞 | RE | 9 | 29 September 2021 | 11 July 2023 |
LIANG Xiaojun 梁晓鈞 | RE | 4 | 29 September 2021 | 11 July 2023 |
LIU Hui 劉輝 | RO | 9 | 21 October 2022 | 20 April 2023 |
LIU Hui 劉輝 | RO | 4 | 21 October 2022 | 20 April 2023 |
LIU Sufeng 劉蘇鋒 | RE | 9 | 04 January 2021 | |
LIU Sufeng 劉蘇鋒 | RE | 4 | 04 January 2021 | |
LIU Yihe 劉一賀 | RO | 9 | 30 October 2023 | |
LIU Yihe 劉一賀 | RO | 4 | 30 October 2023 | |
LIU Yihe 劉一賀 | RE | 9 | 08 August 2023 | 30 October 2023 |
LIU Yihe 劉一賀 | RE | 4 | 08 August 2023 | 30 October 2023 |
LIU Yihe 劉一賀 | RE | 9 | 02 November 2021 | 13 January 2022 |
LIU Yihe 劉一賀 | RE | 4 | 02 November 2021 | 13 January 2022 |
LUO Yi 羅毅 | RO | 9 | 18 July 2019 | 16 January 2020 |
LUO Yi 羅毅 | RO | 4 | 18 July 2019 | 16 January 2020 |
QI Jue 齊覺 | RO | 9 | 29 January 2013 | 08 May 2015 |
QI Jue 齊覺 | RO | 4 | 29 January 2013 | 08 May 2015 |
SHEN Jinting 沈錦婷 | RE | 4 | 28 September 2018 | 15 September 2020 |
SHEN Jinting 沈錦婷 | RE | 9 | 28 September 2018 | 15 September 2020 |
SO Zelong 蘇澤龍 | RE | 4 | 14 August 2020 | 30 April 2021 |
SO Zelong 蘇澤龍 | RE | 9 | 14 August 2020 | 30 April 2021 |
TSOI Kwok Keung 蔡國強 | RO | 9 | 12 January 2012 | 26 November 2012 |
TSOI Kwok Keung 蔡國強 | RO | 4 | 12 January 2012 | 26 November 2012 |
WANG Dong 王棟 | RO | 9 | 28 September 2023 | |
WANG Dong 王棟 | RO | 4 | 28 September 2023 | |
WANG Hanzhi 王含之 | RE | 9 | 23 September 2021 | 21 October 2022 |
WANG Hanzhi 王含之 | RE | 4 | 23 September 2021 | 21 October 2022 |
WANG Shali 汪沙莉 | RO | 9 | 20 January 2020 | |
WANG Shali 汪沙莉 | RO | 4 | 20 January 2020 | |
WANG Shali 汪沙莉 | RE | 9 | 11 September 2019 | 20 January 2020 |
WANG Shali 汪沙莉 | RE | 4 | 11 September 2019 | 20 January 2020 |
WEI Chong 韋翀 | RE | 9 | 03 December 2021 | 30 June 2023 |
WEI Chong 韋翀 | RE | 4 | 03 December 2021 | 30 June 2023 |
WONG Mang Nam 王萌南 | RO | 9 | 25 March 2015 | 16 August 2017 |
WONG Mang Nam 王萌南 | RO | 4 | 25 March 2015 | 16 August 2017 |
WU Qingbo 鄔清波 | RO | 9 | 27 June 2018 | 25 June 2019 |
WU Qingbo 鄔清波 | RO | 4 | 27 June 2018 | 25 June 2019 |
XING Lei 邢蕾 | RE | 9 | 26 March 2015 | 12 June 2016 |
XING Lei 邢蕾 | RE | 4 | 26 March 2015 | 12 June 2016 |
ZHAN Xinlan 詹心蘭 | RE | 9 | 21 February 2014 | 30 April 2015 |
ZHAN Xinlan 詹心蘭 | RE | 4 | 21 February 2014 | 30 April 2015 |
ZHU Min 朱敏 | RE | 4 | 31 July 2020 | 27 November 2020 |
ZHU Min 朱敏 | RE | 9 | 31 July 2020 | 27 November 2020 |