SFC Licenceholders of China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司
- compliance.reg@ebshk.com
- Website
- www.ebshk.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ka Ho 陳嘉豪 | RE | 1 | 01 August 2019 | 10 May 2022 |
| CHAN Ka Ho 陳嘉豪 | RE | 9 | 01 August 2019 | 10 May 2022 |
| CHAN Ka Ho 陳嘉豪 | RE | 4 | 01 August 2019 | 10 May 2022 |
| CHAN Kam Hop 陳錦合 | RO | 9 | 22 June 2012 | 01 June 2014 |
| CHAN Kam Hop 陳錦合 | RO | 4 | 22 June 2012 | 01 June 2014 |
| CHAN Kam Hop 陳錦合 | RO | 1 | 22 June 2012 | 01 June 2014 |
| CHEN Yajun 陳雅珺 | RE | 9 | 18 July 2022 | 29 January 2023 |
| CHEN Yajun 陳雅珺 | RE | 4 | 18 July 2022 | 29 January 2023 |
| CHEN Yajun 陳雅珺 | RE | 1 | 18 July 2022 | 29 January 2023 |
| CHEN Yiwen 陳譯文 | RE | 9 | 21 September 2022 | 13 October 2022 |
| CHEN Yiwen 陳譯文 | RE | 4 | 21 September 2022 | 13 October 2022 |
| CHEN Yujin 陳昱瑾 | RE | 1 | 15 December 2021 | 31 December 2022 |
| CHEN Yujin 陳昱瑾 | RE | 4 | 15 December 2021 | 31 December 2022 |
| CHEN Yujin 陳昱瑾 | RE | 9 | 15 December 2021 | 31 December 2022 |
| CHEUNG Pang To 張鵬圖 | RO | 9 | 13 June 2014 | 18 June 2017 |
| CHEUNG Pang To 張鵬圖 | RO | 4 | 13 June 2014 | 18 June 2017 |
| CHEUNG Pang To 張鵬圖 | RO | 1 | 13 June 2014 | 18 June 2017 |
| CHIU Ming Chi 趙明志 | RE | 4 | 20 September 2021 | 31 December 2023 |
| CHIU Ming Chi 趙明志 | RE | 9 | 20 September 2021 | 31 December 2023 |
| CHIU Ming Chi 趙明志 | RE | 1 | 23 December 2021 | 31 December 2023 |
| CHOW Wing Yan, Joseph 周永忻 | RO | 9 | 14 June 2016 | 18 October 2016 |
| CHOW Wing Yan, Joseph 周永忻 | RE | 4 | 31 July 2015 | 18 October 2016 |
| CHOW Wing Yan, Joseph 周永忻 | RE | 1 | 31 July 2015 | 18 October 2016 |
| CHOW Wing Yan, Joseph 周永忻 | RE | 9 | 18 September 2012 | 14 June 2016 |
| CHU Lap Shun 朱立信 | RE | 1 | 03 January 2018 | 29 July 2018 |
| CHU Lap Shun 朱立信 | RE | 4 | 03 January 2018 | 29 July 2018 |
| CHU Lap Shun 朱立信 | RE | 9 | 03 January 2018 | 29 July 2018 |
| FUNG Ho Tak 馮浩德 | RE | 9 | 16 August 2017 | 23 October 2017 |
| FUNG Ho Tak 馮浩德 | RE | 1 | 16 August 2017 | 31 July 2019 |
| FUNG Ho Tak 馮浩德 | RE | 4 | 16 August 2017 | 31 July 2019 |
| FUNG Ho Tak 馮浩德 | RO | 9 | 23 October 2017 | 31 July 2019 |
| GE Chen 葛琛 | RE | 1 | 18 July 2022 | 22 November 2023 |
| GE Chen 葛琛 | RE | 4 | 18 July 2022 | 22 November 2023 |
| GE Chen 葛琛 | RE | 9 | 18 July 2022 | 22 November 2023 |
| GUO Zhenxian | RE | 4 | 19 January 2018 | 16 October 2020 |
| GUO Zhenxian | RE | 9 | 19 January 2018 | 16 October 2020 |
| GUO Zhenxian | RE | 1 | 19 January 2018 | 16 October 2020 |
| HO Tse Chung, Billy 何子聰 | RO | 9 | 22 June 2012 | 24 March 2014 |
| HO Tse Chung, Billy 何子聰 | RO | 4 | 22 June 2012 | 24 March 2014 |
| HO Tse Chung, Billy 何子聰 | RO | 1 | 22 June 2012 | 24 March 2014 |
| HUANG Tao 黃轁 | RE | 4 | 16 June 2017 | 11 October 2017 |
| HUANG Tao 黃轁 | RE | 9 | 16 June 2017 | 11 October 2017 |
| HUANG Tao 黃轁 | RO | 1 | 11 October 2017 | 16 August 2018 |
| HUANG Tao 黃轁 | RO | 4 | 11 October 2017 | 16 August 2018 |
| HUANG Tao 黃轁 | RO | 9 | 11 October 2017 | 16 August 2018 |
| JIANG Zhengtai 姜征泰 | RE | 1 | 16 February 2017 | 25 October 2019 |
| JIANG Zhengtai 姜征泰 | RE | 4 | 16 February 2017 | 25 October 2019 |
| JIANG Zhengtai 姜征泰 | RE | 9 | 28 January 2016 | 25 October 2019 |
| LAM Lai Yung Sara 林麗蓉 | RE | 1 | 27 February 2018 | 22 December 2023 |
| LAM Lai Yung Sara 林麗蓉 | RE | 9 | 27 February 2018 | 22 December 2023 |
| LAM Lai Yung Sara 林麗蓉 | RE | 4 | 27 February 2018 | 22 December 2023 |
| LAM Yee Mei 林綺薇 | RE | 1 | 03 January 2018 | 30 September 2018 |
| LAM Yee Mei 林綺薇 | RE | 9 | 03 January 2018 | 30 September 2018 |
| LAM Yee Mei 林綺薇 | RE | 4 | 03 January 2018 | 30 September 2018 |
| LAM Yiu Ting 林瑤婷 | RE | 4 | 03 January 2018 | 01 February 2020 |
| LAM Yiu Ting 林瑤婷 | RE | 1 | 03 January 2018 | 01 February 2020 |
| LAM Yiu Ting 林瑤婷 | RE | 9 | 03 January 2018 | 01 February 2020 |
| LAU King Yan 劉璟欣 | RE | 1 | 24 May 2019 | 06 April 2023 |
| LAU King Yan 劉璟欣 | RE | 4 | 24 May 2019 | 06 April 2023 |
| LAU King Yan 劉璟欣 | RE | 9 | 24 May 2019 | 06 April 2023 |
| LAU Yiu Wai 劉耀威 | RO | 4 | 18 July 2014 | 05 June 2015 |
| LAU Yiu Wai 劉耀威 | RO | 1 | 18 July 2014 | 05 June 2015 |
| LAU Yiu Wai 劉耀威 | RO | 9 | 23 November 2012 | 05 June 2015 |
| LAU Yiu Wai 劉耀威 | RE | 4 | 23 November 2012 | 18 July 2014 |
| LAU Yiu Wai 劉耀威 | RE | 1 | 23 November 2012 | 18 July 2014 |
| LEE Siu San Rocky 李少燊 | RO | 1 | 22 May 2017 | 09 February 2018 |
| LEE Siu San Rocky 李少燊 | RO | 4 | 22 May 2017 | 09 February 2018 |
| LEE Siu San Rocky 李少燊 | RE | 4 | 29 December 2016 | 22 May 2017 |
| LEE Siu San Rocky 李少燊 | RE | 1 | 29 December 2016 | 22 May 2017 |
| LEE Yat Chun 李逸俊 | RO | 9 | 22 March 2013 | 16 May 2014 |
| LEE Yat Chun 李逸俊 | RE | 4 | 16 November 2012 | 16 May 2014 |
| LEE Yat Chun 李逸俊 | RE | 1 | 16 November 2012 | 16 May 2014 |
| LEE Yat Chun 李逸俊 | RE | 9 | 16 November 2012 | 22 March 2013 |
| LEUNG Hang Kin 梁行健 | RE | 4 | 12 September 2018 | 22 October 2019 |
| LEUNG Hang Kin 梁行健 | RE | 1 | 20 September 2018 | 22 October 2019 |
| LEUNG Hang Kin 梁行健 | RE | 9 | 20 September 2018 | 22 October 2019 |
| LEUNG Man Hong 梁文康 | RE | 1 | 29 December 2021 | 13 December 2022 |
| LEUNG Man Hong 梁文康 | RE | 4 | 29 December 2021 | 13 December 2022 |
| LEUNG Man Hong 梁文康 | RE | 9 | 29 December 2021 | 13 December 2022 |
| LI ZIXUAN 李紫璇 | RE | 9 | 19 March 2024 | |
| LI ZIXUAN 李紫璇 | RE | 4 | 19 March 2024 | |
| LIANG Yi 梁奕 | RE | 1 | 22 June 2020 | |
| LIANG Yi 梁奕 | RE | 4 | 22 June 2020 | |
| LIANG Yi 梁奕 | RE | 9 | 22 June 2020 | |
| LIN Xiangli 林相立 | RO | 4 | 17 April 2020 | 28 December 2020 |
| LIN Xiangli 林相立 | RO | 1 | 17 April 2020 | 28 December 2020 |
| LIN Xiangli 林相立 | RO | 9 | 17 April 2020 | 28 December 2020 |
| LU Jiayang 陸佳阳 | RE | 4 | 18 July 2022 | 19 April 2023 |
| LU Jiayang 陸佳阳 | RE | 1 | 18 July 2022 | 19 April 2023 |
| LU Jiayang 陸佳阳 | RE | 9 | 18 July 2022 | 19 April 2023 |
| MA Kai 馬凱 | RO | 1 | 29 December 2021 | |
| MA Kai 馬凱 | RO | 4 | 25 March 2021 | |
| MA Kai 馬凱 | RE | 9 | 12 January 2021 | 25 March 2021 |
| MA Kai 馬凱 | RE | 4 | 12 January 2021 | 25 March 2021 |
| MA Kai 馬凱 | RO | 9 | 25 March 2021 | |
| NG Sai Tong 伍世棠 | RE | 1 | 03 January 2018 | 14 April 2020 |
| NG Sai Tong 伍世棠 | RE | 4 | 03 January 2018 | 14 April 2020 |
| NG Sai Tong 伍世棠 | RE | 9 | 03 January 2018 | 14 April 2020 |
| PENG Yuze 彭雨澤 | RE | 4 | 09 June 2022 | |
| PENG Yuze 彭雨澤 | RE | 1 | 09 June 2022 | |
| PENG Yuze 彭雨澤 | RE | 9 | 22 August 2022 | |
| RAO Chao 饒超 | RE | 1 | 17 April 2018 | 20 July 2018 |
| RAO Chao 饒超 | RO | 1 | 20 July 2018 | 15 September 2019 |
| RAO Chao 饒超 | RO | 4 | 20 July 2018 | 15 September 2019 |
| RAO Chao 饒超 | RO | 9 | 20 July 2018 | 15 September 2019 |
| RAO Chao 饒超 | RE | 9 | 12 April 2018 | 20 July 2018 |
| RAO Chao 饒超 | RE | 4 | 12 April 2018 | 20 July 2018 |
| SHEN Jie 沈洁 | RE | 9 | 11 January 2019 | 24 January 2022 |
| SHUM Chun 沈震 | RE | 1 | 11 December 2019 | 07 February 2020 |
| SHUM Chun 沈震 | RE | 9 | 19 November 2019 | 07 February 2020 |
| SHUM Chun 沈震 | RE | 4 | 19 November 2019 | 07 February 2020 |
| SHUM Chun 沈震 | RO | 9 | 07 February 2020 | 15 November 2021 |
| SHUM Chun 沈震 | RO | 4 | 07 February 2020 | 15 November 2021 |
| SHUM Chun 沈震 | RO | 1 | 07 February 2020 | 15 November 2021 |
| SHUM Chun 沈震 | RE | 1 | 24 August 2017 | 31 July 2018 |
| SHUM Chun 沈震 | RE | 9 | 24 August 2017 | 31 July 2018 |
| SO Hin Pong 蘇顯邦 | RO | 9 | 22 June 2012 | 12 March 2017 |
| SO Hin Pong 蘇顯邦 | RO | 4 | 22 June 2012 | 12 March 2017 |
| SO Hin Pong 蘇顯邦 | RO | 1 | 22 June 2012 | 12 March 2017 |
| SO Wai Pui, Herbert 蘇偉培 | RE | 9 | 16 February 2017 | 13 July 2019 |
| SO Wai Pui, Herbert 蘇偉培 | RE | 4 | 16 February 2017 | 13 July 2019 |
| SO Wai Pui, Herbert 蘇偉培 | RE | 1 | 16 February 2017 | 13 July 2019 |
| SUN Shu 孫舒 | RE | 4 | 06 June 2019 | 11 December 2021 |
| SUN Shu 孫舒 | RE | 1 | 06 June 2019 | 11 December 2021 |
| SUN Shu 孫舒 | RE | 9 | 06 June 2019 | 11 December 2021 |
| SUN Yi 孫佚 | RO | 9 | 18 July 2017 | 21 January 2022 |
| SUN Yi 孫佚 | RO | 1 | 27 September 2017 | 21 January 2022 |
| SUN Yi 孫佚 | RO | 4 | 05 February 2018 | 21 January 2022 |
| TONG Yim 唐焱 | RE | 9 | 05 December 2012 | 27 December 2017 |
| TSAO Ching Tsung 曹清宗 | RE | 1 | 23 March 2022 | 13 October 2022 |
| TSAO Ching Tsung 曹清宗 | RE | 9 | 23 March 2022 | 01 August 2022 |
| TSAO Ching Tsung 曹清宗 | RE | 4 | 23 March 2022 | 01 August 2022 |
| TSAO Ching Tsung 曹清宗 | RO | 4 | 01 August 2022 | |
| TSAO Ching Tsung 曹清宗 | RO | 9 | 01 August 2022 | |
| TSAO Ching Tsung 曹清宗 | RO | 1 | 13 October 2022 | |
| TSE King Fai, Philip 謝景暉 | RE | 4 | 17 October 2016 | 30 March 2017 |
| TSE King Fai, Philip 謝景暉 | RE | 1 | 17 October 2016 | 30 March 2017 |
| TSE King Fai, Philip 謝景暉 | RE | 9 | 17 October 2016 | 04 January 2017 |
| TSOI Ka Yan 蔡嘉欣 | RE | 9 | 01 March 2019 | 14 August 2020 |
| TSOI Ka Yan 蔡嘉欣 | RE | 1 | 01 March 2019 | 14 August 2020 |
| TSOI Ka Yan 蔡嘉欣 | RE | 4 | 01 March 2019 | 14 August 2020 |
| WANG Li-Jen 汪立人 | RE | 9 | 20 December 2016 | 18 August 2017 |
| WANG Yu 王彧 | RO | 9 | 20 April 2017 | 03 February 2020 |
| WANG Yu 王彧 | RO | 4 | 20 April 2017 | 03 February 2020 |
| WANG Yu 王彧 | RO | 1 | 20 April 2017 | 03 February 2020 |
| WEN Yuxiang 文宇翔 | RE | 1 | 27 July 2022 | |
| WEN Yuxiang 文宇翔 | RE | 4 | 27 July 2022 | |
| WEN Yuxiang 文宇翔 | RE | 9 | 27 July 2022 | |
| WENG Ming Sung 翁敏松 | RO | 9 | 03 May 2016 | 30 April 2017 |
| WENG Ming Sung 翁敏松 | RE | 4 | 30 April 2015 | 30 April 2017 |
| WENG Ming Sung 翁敏松 | RE | 1 | 30 April 2015 | 30 April 2017 |
| WENG Ming Sung 翁敏松 | RE | 9 | 30 April 2015 | 03 May 2016 |
| XU Man 徐漫 | RE | 1 | 07 October 2020 | 25 May 2022 |
| XU Man 徐漫 | RE | 4 | 07 October 2020 | 25 May 2022 |
| XU Man 徐漫 | RE | 9 | 07 October 2020 | 25 May 2022 |
| XU Qiumeng 徐秋梦 | RE | 4 | 11 May 2020 | 04 September 2021 |
| XU Qiumeng 徐秋梦 | RE | 9 | 11 May 2020 | 04 September 2021 |
| XU Qiumeng 徐秋梦 | RE | 1 | 01 June 2020 | 04 September 2021 |
| YANG Fan 楊帆 | RE | 1 | 05 June 2023 | |
| YANG Fan 楊帆 | RE | 4 | 05 June 2023 | |
| YANG Fan 楊帆 | RE | 9 | 05 June 2023 | |
| YANG Jiawei 楊家威 | RE | 4 | 08 February 2021 | |
| YANG Jiawei 楊家威 | RE | 9 | 08 February 2021 | |
| YE Qian 叶芊 | RO | 4 | 30 October 2019 | 06 September 2022 |
| YE Qian 叶芊 | RO | 1 | 30 October 2019 | 06 September 2022 |
| YE Qian 叶芊 | RO | 9 | 20 June 2017 | 06 September 2022 |
| YE Qian 叶芊 | RE | 4 | 22 July 2015 | 30 October 2019 |
| YE Qian 叶芊 | RE | 1 | 22 July 2015 | 30 October 2019 |
| YE Qian 叶芊 | RE | 9 | 11 April 2013 | 20 June 2017 |
| YUE Yi 岳藝 | RE | 9 | 15 March 2017 | 26 May 2017 |
| YUE Yi 岳藝 | RE | 4 | 15 March 2017 | 26 May 2017 |
| YUE Yi 岳藝 | RE | 1 | 15 March 2017 | 26 May 2017 |
| ZHANG Mengjiao 張夢姣 | RE | 9 | 10 November 2016 | 07 July 2017 |
| ZHANG Mengjiao 張夢姣 | RE | 1 | 26 September 2016 | 07 July 2017 |
| ZHANG Mengjiao 張夢姣 | RE | 4 | 26 September 2016 | 07 July 2017 |
| ZHANG Tiansheng 張天晟 | RE | 1 | 24 July 2017 | 31 March 2019 |
| ZHANG Tiansheng 張天晟 | RE | 4 | 24 July 2017 | 31 March 2019 |
| ZHANG Tiansheng 張天晟 | RE | 9 | 24 July 2017 | 31 March 2019 |
| ZHENG Jiachuang 鄭嘉創 | RE | 9 | 06 March 2020 | 20 June 2021 |
| ZHENG Jiachuang 鄭嘉創 | RE | 1 | 19 March 2020 | 20 June 2021 |
| ZHENG Jiachuang 鄭嘉創 | RE | 4 | 06 March 2020 | 20 June 2021 |