SFC Licenceholders of Yunfeng Securities Limited 雲鋒證券有限公司
- compliance@yff.com
- Website
- www.yff.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AO Man 敖曼 | RE | 4 | 25 May 2017 | 01 March 2018 |
| AO Man 敖曼 | RE | 1 | 25 May 2017 | 01 March 2018 |
| BAI Huizi 白惠子 | RE | 1 | 18 December 2017 | 17 May 2019 |
| BAI Jie 白洁 | RE | 1 | 25 October 2018 | 20 March 2019 |
| BOYER Jason Jon | RO | 1 | 27 August 2013 | 08 April 2015 |
| CAI Danyun 蔡丹云 | RE | 1 | 04 February 2019 | 24 March 2020 |
| CAI Hua 蔡華 | RE | 4 | 12 May 2017 | 15 November 2018 |
| CAI Hua 蔡華 | RO | 4 | 15 November 2018 | 12 September 2019 |
| CAI Hua 蔡華 | RE | 1 | 23 August 2016 | 12 September 2019 |
| CHAN Cheuk Wing 陳卓榮 | RE | 1 | 03 April 2018 | 27 September 2020 |
| CHAN Cheuk Wing 陳卓榮 | RE | 4 | 19 June 2018 | 27 September 2020 |
| CHAN Chi Leung, Philip 陳子樑 | RE | 1 | 30 March 2017 | 09 June 2017 |
| CHAN Chi Leung, Philip 陳子樑 | RO | 1 | 09 June 2017 | 30 June 2017 |
| CHAN Derrick 陳是誠 | RE | 4 | 22 August 2017 | 15 June 2018 |
| CHAN Derrick 陳是誠 | RE | 1 | 22 August 2017 | 15 June 2018 |
| CHAN Lee Man 陳莉敏 | RE | 1 | 08 August 2019 | 14 April 2022 |
| CHAN Tat Hong 陳達康 | RE | 1 | 28 September 2020 | 30 November 2020 |
| CHAN Tin Shun 陳天順 | RE | 1 | 11 April 2022 | |
| CHAN Tin Shun 陳天順 | RE | 4 | 11 April 2022 | |
| CHEN Huizhu 陳薈竹 | RE | 4 | 18 May 2018 | 12 April 2019 |
| CHEN Junhui 陳俊輝 | RO | 1 | 16 May 2022 | |
| CHEN Junhui 陳俊輝 | RO | 4 | 16 May 2022 | |
| CHEN Wai Lee 陳偉利 | RE | 1 | 03 May 2019 | 05 July 2022 |
| CHEN Wuyou 陳无懮 | RE | 1 | 08 December 2020 | 03 January 2021 |
| CHEN lei 陳磊 | RE | 1 | 26 August 2022 | |
| CHENG Chi Ho 鄭志豪 | RO | 4 | 11 February 2022 | 28 February 2022 |
| CHENG Chi Ho 鄭志豪 | RO | 1 | 01 March 2019 | 28 February 2022 |
| CHENG Chi Ho 鄭志豪 | RE | 1 | 17 January 2019 | 01 March 2019 |
| CHENG Chi Ho 鄭志豪 | RE | 4 | 17 January 2019 | 11 February 2022 |
| CHENG Ho Ming 鄭浩明 | RE | 1 | 13 December 2016 | 03 March 2017 |
| CHENG Hok Kan 鄭學勤 | RE | 1 | 26 March 2018 | 25 March 2019 |
| CHENG Man Wai 鄭文慧 | RE | 1 | 11 June 2021 | 04 April 2022 |
| CHENG Wei Chi Edlyn 鄭慧慈 | RE | 4 | 17 September 2020 | 29 July 2022 |
| CHENG Wei Chi Edlyn 鄭慧慈 | RE | 1 | 17 September 2020 | 29 July 2022 |
| CHEUNG Yuen 張淵 | RE | 1 | 24 March 2016 | 05 September 2016 |
| CHIN Man Yi 錢敏怡 | RE | 4 | 23 March 2017 | 12 June 2018 |
| CHIN Man Yi 錢敏怡 | RE | 1 | 23 March 2017 | 12 June 2018 |
| CHIN Reginald Alvin 陳家暉 | RE | 1 | 02 April 2019 | 24 November 2021 |
| CHO Kai Man 曹繼文 | RE | 1 | 03 August 2018 | 07 August 2020 |
| CHOY Sze Wai 蔡思慧 | RE | 1 | 21 September 2017 | 09 October 2017 |
| CHU Mei Fong 朱美芳 | RE | 1 | 11 November 2019 | 18 September 2021 |
| CHUI Lap Pan 徐立斌 | RE | 4 | 12 May 2017 | 15 June 2018 |
| CHUI Lap Pan 徐立斌 | RE | 1 | 27 July 2016 | 15 June 2018 |
| DING Xiaoxi 丁曉夕 | RE | 4 | 09 April 2018 | 12 October 2018 |
| DING Xiaoxi 丁曉夕 | RE | 1 | 11 November 2016 | 12 October 2018 |
| DONG Na 董納 | RE | 4 | 12 May 2017 | 01 April 2020 |
| DONG Na 董納 | RE | 1 | 29 June 2016 | 01 April 2020 |
| DU Xuan 杜絢 | RE | 1 | 20 December 2019 | 14 August 2020 |
| DU Xuan 杜絢 | RE | 4 | 20 December 2019 | 14 August 2020 |
| FAN Shuai 樊帥 | RE | 4 | 22 October 2018 | 13 December 2018 |
| FANG Yingxue 方映雪 | RE | 1 | 05 October 2020 | |
| FU Wai Chung 傅惠聰 | RE | 1 | 22 January 2021 | |
| GAO Ariana Jiasui 高嘉穗 | RO | 4 | 05 October 2018 | |
| GAO Ariana Jiasui 高嘉穗 | RE | 4 | 31 July 2018 | 05 October 2018 |
| GAO Ariana Jiasui 高嘉穗 | RE | 1 | 31 July 2018 | |
| GAO Ge 高歌 | RE | 4 | 07 December 2018 | 07 August 2019 |
| GAO Ge 高歌 | RE | 1 | 07 December 2018 | 07 August 2019 |
| GUO Zixian 郭紫娴 | RE | 1 | 08 January 2020 | 24 March 2020 |
| HA Wai Cheung, Steve 夏偉祥 | RO | 1 | 21 December 2015 | 06 January 2017 |
| HA Wai Cheung, Steve 夏偉祥 | RE | 1 | 28 April 2014 | 21 December 2015 |
| HAN Mengyu 韓孟煜 | RE | 1 | 10 March 2022 | 09 March 2023 |
| HAN Mengyu 韓孟煜 | RE | 4 | 10 March 2022 | 09 March 2023 |
| HE Kai 賀凱 | RE | 4 | 10 October 2017 | 24 April 2018 |
| HE Kai 賀凱 | RE | 1 | 10 October 2017 | 24 April 2018 |
| HO Ka Ho 何嘉豪 | RO | 1 | 29 January 2019 | 07 June 2020 |
| HO Ka Ho 何嘉豪 | RO | 4 | 29 January 2019 | 07 June 2020 |
| HO Ka Ho 何嘉豪 | RE | 1 | 26 April 2016 | 29 January 2019 |
| HO Siu Man 何小敏 | RE | 1 | 17 August 2020 | 15 March 2021 |
| HONG Fei 洪飞 | RE | 1 | 29 January 2019 | 18 April 2019 |
| HUANG Kai 黃凱 | RE | 4 | 01 March 2021 | 24 March 2022 |
| HUANG Kai 黃凱 | RE | 1 | 01 March 2021 | 24 March 2022 |
| HUI Kam Lee 許錦利 | RE | 1 | 20 January 2014 | |
| HUNG Kwong Ngai 洪岡藝 | RO | 1 | 17 December 2015 | 06 January 2017 |
| HUNG Kwong Ngai 洪岡藝 | RE | 1 | 16 March 2015 | 17 December 2015 |
| JIN Yuanjie 金元杰 | RE | 1 | 16 October 2017 | 25 January 2018 |
| JIN Yuanjie 金元杰 | RE | 4 | 15 December 2017 | 25 January 2018 |
| KU Sanqi 庫三七 | RO | 4 | 23 November 2021 | |
| KU Sanqi 庫三七 | RE | 4 | 02 September 2019 | 19 February 2020 |
| KU Sanqi 庫三七 | RE | 1 | 02 September 2019 | 18 November 2019 |
| KU Sanqi 庫三七 | RO | 1 | 18 November 2019 | |
| KWAN Wing Hang 關榮亨 | RO | 4 | 07 March 2017 | 04 June 2017 |
| KWOK Chun Sing 郭振聲 | RE | 1 | 31 March 2021 | 04 April 2022 |
| LAM Cheuk Sun 林卓燊 | RE | 1 | 07 January 2021 | 31 January 2021 |
| LAM Man Kit 林文傑 | RE | 4 | 12 May 2017 | 31 January 2019 |
| LAM Man Kit 林文傑 | RE | 1 | 09 August 2016 | 31 January 2019 |
| LAM Tsz Chun 林子俊 | RO | 1 | 21 September 2017 | 31 December 2017 |
| LAM Tsz Chun 林子俊 | RE | 1 | 12 July 2017 | 21 September 2017 |
| LAM Tsz Chun 林子俊 | RO | 4 | 21 September 2017 | 31 December 2017 |
| LAM Tsz Chun 林子俊 | RE | 4 | 12 July 2017 | 21 September 2017 |
| LAU Tak Yee, Lucia 劉德怡 | RE | 1 | 31 July 2017 | 21 June 2019 |
| LAU Tak Yee, Lucia 劉德怡 | RE | 4 | 31 July 2017 | 21 June 2019 |
| LEE Ka 李嘉 | RE | 1 | 03 April 2018 | 30 September 2018 |
| LEE Yin Han 李彥嫻 | RE | 1 | 23 September 2020 | 30 April 2021 |
| LEUNG Fiona Man Yee 梁文怡 | RE | 1 | 09 March 2016 | 13 June 2016 |
| LEUNG Mei Shan 梁美珊 | RE | 1 | 05 March 2021 | 10 April 2022 |
| LEUNG Wai Chung 梁偉忠 | RE | 4 | 13 November 2023 | 01 March 2024 |
| LEUNG Wai Chung 梁偉忠 | RE | 1 | 28 August 2023 | 13 November 2023 |
| LEUNG Wai Chung 梁偉忠 | RO | 4 | 01 March 2024 | |
| LEUNG Wai Chung 梁偉忠 | RO | 1 | 13 November 2023 | |
| LI Ting 李婷 | RO | 4 | 07 March 2017 | 22 January 2020 |
| LI Ting 李婷 | RO | 1 | 15 December 2015 | 22 January 2020 |
| LI Weixuan 李瑋璇 | RE | 4 | 26 November 2019 | 05 May 2020 |
| LI Weixuan 李瑋璇 | RE | 1 | 26 November 2019 | 05 May 2020 |
| LI Yuan 李瑗 | RO | 4 | 07 March 2017 | 31 January 2019 |
| LI Yuan 李瑗 | RO | 1 | 10 August 2016 | 31 January 2019 |
| LI Yuan 李瑗 | RE | 1 | 11 May 2016 | 10 August 2016 |
| LIAN Pengfei 连鹏飞 | RE | 1 | 13 December 2017 | 28 April 2018 |
| LIANG Xin 梁昕 | RE | 1 | 14 January 2022 | 11 April 2022 |
| LIAO Yee Ching 廖義禎 | RE | 1 | 22 February 2016 | 22 November 2020 |
| LIN Hongwei 林弘煒 | RE | 4 | 13 August 2019 | 01 April 2020 |
| LIN Jiusong 林久淞 | RE | 1 | 25 August 2016 | 05 September 2016 |
| LIU Hanghang 劉行行 | RE | 1 | 29 January 2018 | |
| LIU Qing 劉勍 | RE | 1 | 17 August 2018 | 26 September 2018 |
| LIU Qing 劉勍 | RE | 4 | 17 August 2018 | 26 September 2018 |
| LIU Rongxin 劉榕欣 | RE | 4 | 17 April 2023 | |
| LIU Rongxin 劉榕欣 | RE | 1 | 04 June 2021 | |
| LIU ShaoJie 劉少杰 | RE | 4 | 28 August 2020 | 18 January 2021 |
| LIU ShaoJie 劉少杰 | RO | 4 | 18 January 2021 | 31 May 2022 |
| LOCK Chun Wai 駱俊瑋 | RE | 1 | 09 April 2021 | 07 July 2022 |
| LUK Hei Kiu 陸晞翹 | RE | 1 | 30 March 2022 | 11 April 2022 |
| LUO Weiqing 羅偉卿 | RE | 4 | 15 May 2017 | 30 September 2018 |
| LUO Weiqing 羅偉卿 | RE | 1 | 19 December 2016 | 30 September 2018 |
| MA Lai Mei 馬麗眉 | RE | 1 | 27 December 2013 | 02 August 2016 |
| MA Ruosi 馬若思 | RE | 4 | 17 August 2017 | 02 August 2019 |
| MA Ruosi 馬若思 | RE | 1 | 17 August 2017 | 02 August 2019 |
| MA Wenhui 馬文慧 | RE | 4 | 06 April 2018 | 21 August 2018 |
| MA Wenhui 馬文慧 | RO | 4 | 21 August 2018 | 15 June 2020 |
| MACKAY Tristan Scott | RE | 1 | 10 June 2014 | 21 July 2014 |
| MAN Ngai Hang 文毅恒 | RE | 1 | 13 September 2019 | 26 December 2020 |
| MAO Xinkai 毛新凱 | RE | 4 | 15 May 2017 | 06 April 2018 |
| MAO Xinkai 毛新凱 | RE | 1 | 03 June 2016 | 06 April 2018 |
| MC GONEGAL Brett Alexander | RO | 1 | 27 August 2013 | 02 February 2016 |
| MULLINS Andrew Arthur Robert | RE | 1 | 27 May 2014 | 16 February 2015 |
| NG Ching Yuen 吳清遠 | RE | 1 | 25 February 2016 | 30 September 2018 |
| NG Tsz Ming 吳子明 | RE | 1 | 28 April 2023 | 29 November 2023 |
| NG Tsz Ming 吳子明 | RE | 4 | 28 April 2023 | |
| NG Tsz Ming 吳子明 | RO | 1 | 29 November 2023 | |
| NG Wing Sze 吳穎思 | RE | 1 | 19 October 2023 | |
| NGAI Yan Hoo 倪恩浩 | RE | 1 | 31 December 2013 | 06 January 2017 |
| PAN Weixiong 潘偉雄 | RE | 1 | 25 July 2022 | |
| PENG Han 彭晗 | RE | 1 | 13 December 2016 | 11 August 2017 |
| PRICE Ryan Daniel | RE | 1 | 28 April 2014 | 02 February 2016 |
| QIN Li 秦莉 | RO | 4 | 04 April 2019 | 07 March 2021 |
| QIN Li 秦莉 | RO | 1 | 15 April 2020 | 07 March 2021 |
| QIN Li 秦莉 | RE | 1 | 05 January 2018 | 15 April 2020 |
| SHEK Chi Ying 石志瑩 | RE | 4 | 30 March 2022 | |
| SHEK Chi Ying 石志瑩 | RE | 1 | 11 February 2022 | |
| SHUM Chin Hong 沈展康 | RE | 1 | 25 July 2022 | 01 March 2024 |
| SUN Kai Man 孫啟文 | RO | 4 | 21 February 2022 | 22 August 2023 |
| SUN Kai Man 孫啟文 | RE | 1 | 21 November 2019 | 04 February 2020 |
| SUN Kai Man 孫啟文 | RO | 1 | 04 February 2020 | 22 August 2023 |
| SZE-TO Winston 司徒治權 | RO | 1 | 27 August 2013 | 06 January 2017 |
| SZETO Pui Yee June 司徒貝頤 | RE | 1 | 29 August 2016 | 01 October 2016 |
| TAM Chun Wai 譚俊偉 | RE | 1 | 08 June 2021 | 04 March 2022 |
| TAM Chun Wai 譚俊偉 | RE | 4 | 08 June 2021 | 04 March 2022 |
| TAM Wai Yin 譚慧妍 | RE | 1 | 27 December 2013 | 30 December 2014 |
| TANG Hiu Yan 鄧曉欣 | RE | 1 | 21 August 2020 | 16 August 2021 |
| TANG Hui 湯暉 | RE | 1 | 22 November 2017 | 23 July 2019 |
| TANG Hui 湯暉 | RE | 4 | 22 November 2017 | 23 July 2019 |
| TIAN Fengcheng 田峰誠 | RE | 4 | 26 May 2017 | 10 August 2017 |
| TIAN Fengcheng 田峰誠 | RE | 1 | 26 May 2017 | 10 August 2017 |
| TIAN Yue 田悅 | RE | 1 | 09 November 2018 | 06 May 2019 |
| TIAN Yue 田悅 | RE | 4 | 09 November 2018 | 06 May 2019 |
| TONG Cheuk Fu Jeffery 湯卓夫 | RO | 4 | 12 August 2020 | 10 January 2021 |
| TONG Cheuk Fu Jeffery 湯卓夫 | RE | 4 | 10 October 2017 | 12 August 2020 |
| TONG Cheuk Fu Jeffery 湯卓夫 | RE | 1 | 10 October 2017 | 10 January 2021 |
| TSANG Kit Chee 曾潔慈 | RE | 1 | 15 July 2019 | 02 August 2019 |
| TUNG Sze Lok 董詩樂 | RE | 1 | 12 June 2023 | |
| TUNG Sze Lok 董詩樂 | RE | 4 | 12 June 2023 | |
| WANG Andi 王安迪 | RE | 4 | 16 December 2021 | 02 May 2023 |
| WANG Andi 王安迪 | RE | 1 | 16 December 2021 | 02 May 2023 |
| WANG Jiyu 王驥宇 | RE | 1 | 10 August 2016 | 03 October 2016 |
| WANG Jiyu 王驥宇 | RO | 1 | 03 October 2016 | 30 September 2018 |
| WANG Runmeng 王润梦 | RE | 4 | 19 June 2019 | 14 August 2020 |
| WANG Xiaofan 王曉帆 | RE | 4 | 21 November 2018 | 13 December 2019 |
| WANG Xiaofan 王曉帆 | RO | 1 | 05 December 2016 | 13 December 2019 |
| WEN Jie 文洁 | RE | 1 | 18 December 2017 | 23 November 2018 |
| WENG Fang 翁放 | RE | 1 | 06 March 2018 | 01 June 2018 |
| WENG Fang 翁放 | RE | 4 | 11 December 2017 | 01 June 2018 |
| WONG Sor Ying 王疏影 | RO | 4 | 07 March 2017 | 25 November 2018 |
| WONG Sor Ying 王疏影 | RO | 1 | 03 November 2016 | 25 November 2018 |
| WONG Sor Ying 王疏影 | RE | 1 | 08 March 2016 | 03 November 2016 |
| WONG Yuk Sheung 王毓霜 | RE | 4 | 08 October 2020 | 05 June 2022 |
| WONG Yuk Sheung 王毓霜 | RE | 1 | 08 October 2020 | 05 June 2022 |
| WU Yang | RE | 1 | 23 March 2018 | 11 June 2018 |
| WU Yang | RE | 4 | 23 March 2018 | 11 June 2018 |
| WU Ziyu 吴子昱 | RE | 4 | 21 March 2022 | 25 March 2024 |
| WU Ziyu 吴子昱 | RE | 1 | 21 March 2022 | 25 March 2024 |
| XU Xu 許煦 | RO | 1 | 31 October 2019 | 05 December 2019 |
| XU Xu 許煦 | RE | 4 | 15 May 2017 | 05 December 2019 |
| XU Xu 許煦 | RE | 1 | 04 November 2016 | 31 October 2019 |
| XU Yani 徐雅妮 | RE | 1 | 06 December 2016 | 09 August 2017 |
| XU Yinqing 徐引擎 | RE | 1 | 30 August 2017 | 05 January 2018 |
| XU Yinqing 徐引擎 | RE | 4 | 30 August 2017 | 05 January 2018 |
| YAN Jing 嚴靜 | RE | 4 | 31 October 2019 | 14 June 2021 |
| YAN Jing 嚴靜 | RE | 1 | 10 October 2017 | 14 June 2021 |
| YICK Ho Chuen 易浩泉 | RO | 1 | 22 November 2016 | 04 November 2019 |
| YIN Li 尹莉 | RE | 1 | 26 April 2017 | 12 September 2018 |
| YIP Pui Man Hayley 葉佩文 | RE | 1 | 26 September 2023 | |
| YU Fang 余芳 | RE | 4 | 22 October 2018 | 19 July 2019 |
| YU Renping 于仁萍 | RE | 1 | 11 January 2023 | |
| YU Yuk Ching 余育貞 | RO | 1 | 02 January 2024 | |
| YU Yuk Ching 余育貞 | RO | 4 | 02 January 2024 | |
| YU Yuk Ching 余育貞 | RE | 4 | 29 December 2021 | 02 January 2024 |
| YU Yuk Ching 余育貞 | RE | 1 | 29 December 2021 | 02 January 2024 |
| YUEN Ho Hin 袁浩軒 | RE | 1 | 11 September 2019 | 24 March 2020 |
| YUEN Ho Hin 袁浩軒 | RE | 4 | 11 September 2019 | 24 March 2020 |
| YUEN Ka Chi 阮家志 | RE | 1 | 02 June 2021 | 04 April 2022 |
| ZHANG Jie 張洁 | RE | 1 | 30 September 2019 | 29 December 2022 |
| ZHANG Jie 張洁 | RE | 4 | 30 September 2019 | 29 December 2022 |
| ZHANG Junhui 張君慧 | RE | 1 | 14 March 2017 | 08 July 2018 |
| ZHANG Letian 張樂天 | RE | 4 | 07 April 2017 | 14 July 2017 |
| ZHANG Letian 張樂天 | RE | 1 | 07 April 2017 | 14 July 2017 |
| ZHANG Lihang 張黎航 | RE | 4 | 12 June 2018 | 27 September 2019 |
| ZHANG Lihang 張黎航 | RE | 1 | 12 June 2018 | 27 September 2019 |
| ZHANG Naitian 张乃天 | RE | 4 | 19 June 2019 | 10 September 2019 |
| ZHANG Tianyi 張天一 | RE | 1 | 13 April 2017 | 24 May 2019 |
| ZHANG Tianyu 張天予 | RE | 1 | 10 December 2018 | 31 May 2019 |
| ZHANG Yiping 張熠平 | RE | 1 | 20 February 2017 | 15 March 2017 |
| ZHANG Yumin 張昱旻 | RE | 1 | 27 December 2023 | |
| ZHANG Yumin 張昱旻 | RE | 4 | 27 December 2023 | |
| ZHAO Fen 趙芬 | RE | 1 | 13 August 2018 | 05 August 2020 |
| ZHOU Daochuan 周道傳 | RO | 4 | 07 March 2017 | 01 June 2018 |
| ZHOU Haigen 周海根 | RO | 4 | 23 February 2022 | 11 August 2023 |
| ZHOU Haigen 周海根 | RO | 1 | 23 February 2022 | 11 August 2023 |
| ZHU Yali 朱亞莉 | RE | 4 | 21 September 2017 | 19 August 2019 |
| ZHU Yali 朱亞莉 | RE | 1 | 21 September 2017 | 22 January 2018 |
| ZHU Yali 朱亞莉 | RO | 1 | 22 January 2018 | 19 August 2019 |
| ZHUANG Lingyi 莊凌毅 | RE | 1 | 19 June 2018 | 10 May 2019 |