SFC Licenceholders of Caitong International Securities Co., Limited 財通國際證券有限公司
- compliance@ctsec.com.hk
- Website
- www.ctsec.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
CAI Linfeng 蔡林峰 | RE | 4 | 15 February 2023 | 12 April 2023 |
CAI Linfeng 蔡林峰 | RE | 1 | 15 February 2023 | 12 April 2023 |
CHAN Chi Sheung, Henry 陳志尚 | RO | 4 | 19 March 2013 | 03 September 2021 |
CHAN Chi Sheung, Henry 陳志尚 | RE | 4 | 04 March 2013 | 19 March 2013 |
CHAN Chung Hang Vincent 陳中行 | RE | 1 | 05 May 2023 | |
CHAN Ka Cheong 陳家昌 | RE | 1 | 27 June 2016 | 06 August 2021 |
CHAN Ka Ho 陳家豪 | RE | 4 | 18 April 2017 | 16 August 2018 |
CHAN Ka Ho 陳家豪 | RE | 1 | 11 November 2016 | 06 February 2017 |
CHAN Ka Ho 陳家豪 | RO | 1 | 06 February 2017 | 16 August 2018 |
CHAN Kwok Hay 陳國禧 | RO | 1 | 18 May 2015 | 13 July 2016 |
CHAN Mong Lee Lily 陳夢莉 | RE | 1 | 01 September 2015 | 16 January 2016 |
CHAN Sei Yuen 陳詩苑 | RE | 1 | 23 April 2015 | |
CHAN Sze Hoo 陳詩豪 | RE | 1 | 28 July 2016 | 01 April 2017 |
CHAN Wai Lun 陳韋倫 | RE | 1 | 23 August 2021 | 10 June 2022 |
CHEN Ronghua 陳蓉華 | RO | 4 | 18 August 2022 | |
CHEN Yanqi 陳艷琪 | RE | 1 | 28 March 2014 | 16 January 2015 |
CHENG Sim Kuen 鄭嬋娟 | RE | 1 | 06 August 2012 | 08 February 2013 |
CHENG Tak Choi 鄭德財 | RE | 1 | 08 March 2016 | 25 March 2019 |
CHEUNG Shing Chun 張珹畯 | RE | 1 | 06 June 2017 | 30 April 2021 |
CHIN Chi Kui 錢智駒 | RO | 1 | 06 September 2013 | 01 April 2014 |
CHIN Wai Hung, Jack 錢偉雄 | RE | 1 | 03 November 2016 | 14 December 2020 |
CHIU Kam Fong 肖金枋 | RE | 1 | 06 August 2012 | 09 January 2016 |
CHOI Chi Cheong, Antonius 蔡熾昌 | RE | 4 | 06 October 2020 | 15 December 2020 |
CHOI Chi Cheong, Antonius 蔡熾昌 | RE | 1 | 06 October 2020 | 15 December 2020 |
CHOI Marcus 蔡耀賢 | RE | 1 | 10 June 2016 | |
CHOI Wai Chiu 蔡偉超 | RE | 1 | 17 August 2015 | 01 March 2019 |
CHOW Chi Wing, Simon 鄒至榮 | RE | 1 | 05 December 2016 | 19 June 2018 |
CHOW Ting Yuen 周霆遠 | RE | 1 | 07 March 2016 | 15 June 2018 |
CHUA Tsz Lan 蔡紫蘭 | RO | 4 | 02 June 2015 | 11 March 2016 |
CHUA Tsz Lan 蔡紫蘭 | RE | 1 | 12 December 2014 | 11 March 2016 |
CHUNG Wai Ming, Roger 鍾偉明 | RE | 1 | 16 November 2015 | 05 December 2016 |
DING Yan 丁燕 | RE | 4 | 15 June 2022 | 18 October 2022 |
DOU Yan 竇艷 | RE | 1 | 15 January 2014 | 02 August 2014 |
FONG Yuk, Sunny 方旭 | RE | 1 | 02 July 2020 | 18 November 2020 |
FU Shuk Man, Joanne 符淑雯 | RE | 1 | 23 August 2021 | 26 January 2023 |
GAO Liyun 高麗韞 | RE | 4 | 08 August 2012 | 04 July 2013 |
HO King Fai 何勁輝 | RO | 4 | 08 November 2023 | 28 November 2023 |
HO King Fai 何勁輝 | RO | 1 | 08 November 2023 | 28 November 2023 |
HO King Fai 何勁輝 | RE | 4 | 21 September 2023 | 08 November 2023 |
HO King Fai 何勁輝 | RE | 1 | 21 September 2023 | 08 November 2023 |
HO Kwok Hoi 何國海 | RE | 1 | 14 September 2015 | 15 October 2021 |
HO Yiu Chung, Ivan 何耀宗 | RE | 1 | 22 February 2016 | 24 May 2018 |
HO Yuk Wa, Janet 何鈺華 | RE | 1 | 10 November 2015 | |
HONG Xinguang 洪信光 | RE | 1 | 01 August 2017 | |
HOU Hongyan 侯紅燕 | RE | 1 | 02 April 2013 | 27 October 2014 |
HU Christine 胡紫絢 | RE | 1 | 12 June 2015 | 16 October 2018 |
HUANG Han 黃涵 | RE | 1 | 26 May 2022 | |
HUANG Han 黃涵 | RE | 4 | 12 August 2022 | |
HUNG Ka Wing, Jimson 洪嘉榮 | RE | 4 | 08 June 2022 | 11 August 2023 |
HUNG Ka Wing, Jimson 洪嘉榮 | RO | 1 | 18 November 2021 | 11 August 2023 |
HUNG Ka Wing, Jimson 洪嘉榮 | RE | 1 | 16 October 2018 | 18 November 2021 |
IEONG Ut Hong 楊月紅 | RE | 1 | 08 August 2012 | 16 April 2018 |
KAN Cheuk Wah 簡卓華 | RE | 1 | 17 September 2015 | 26 November 2019 |
KAN Michelle Katherine Maygig 簡美潔 | RE | 1 | 25 August 2017 | |
KE Yanqing 柯焱卿 | RE | 1 | 18 July 2022 | 31 August 2023 |
KE Yanqing 柯焱卿 | RE | 4 | 18 July 2022 | 31 August 2023 |
KWAN Sing Yan 關承恩 | RE | 1 | 17 February 2021 | 18 June 2021 |
KWAN Wing Keung 關永強 | RE | 1 | 08 February 2017 | 18 February 2021 |
KWOK Kwong Yin 郭廣賢 | RE | 1 | 09 September 2015 | 05 October 2022 |
KWOK Tack Yan 郭德恩 | RE | 1 | 01 November 2022 | |
LAI Iris Chin Yan 賴展昕 | RE | 1 | 19 April 2017 | 14 February 2020 |
LAM Chun Yuk 林俊旭 | RO | 1 | 30 September 2016 | 31 August 2018 |
LAM Chun Yuk 林俊旭 | RE | 1 | 16 June 2016 | 30 September 2016 |
LAM Chun Yuk 林俊旭 | RE | 4 | 18 April 2017 | 31 August 2018 |
LAM Chun, Wilson 林峻 | RE | 1 | 15 May 2014 | 16 May 2016 |
LAM Man Hon, Geoffrey 林汶翰 | RE | 1 | 06 March 2017 | 31 May 2018 |
LAM Man Hon, Geoffrey 林汶翰 | RE | 1 | 16 April 2013 | 22 April 2013 |
LAM Man Hon, Geoffrey 林汶翰 | RO | 1 | 22 April 2013 | 06 March 2017 |
LAU Chun Hung 劉俊雄 | RE | 4 | 14 November 2019 | 26 June 2020 |
LAU Chung Wai 劉仲威 | RE | 1 | 29 April 2015 | 11 January 2016 |
LAU Hong 劉康 | RE | 1 | 12 August 2022 | 27 September 2022 |
LAU Kai Yam 劉佳鑫 | RE | 1 | 02 December 2016 | 28 December 2016 |
LAU Ki Fung 劉奇峯 | RE | 4 | 23 November 2016 | 22 June 2018 |
LAU Ki Fung 劉奇峯 | RE | 1 | 23 November 2016 | 22 June 2018 |
LAU Tsz Yeung 劉子楊 | RE | 1 | 14 July 2017 | |
LAU Ying Kit 劉英傑 | RE | 1 | 13 December 2016 | |
LEE Ka Ki 李家祺 | RE | 1 | 15 June 2022 | |
LEE Kwok Chu 利國柱 | RE | 1 | 21 September 2015 | 10 August 2017 |
LEE Kwok Po 李國寶 | RE | 4 | 30 August 2013 | 19 August 2016 |
LEE Ming Cere 李明思 | RE | 1 | 10 November 2015 | |
LEE Pui Ki 李佩琪 | RE | 1 | 18 August 2016 | 12 February 2018 |
LEE Tsz Yan 李慈恩 | RE | 1 | 20 April 2017 | 21 May 2021 |
LEUNG Chu Hei 梁主曦 | RE | 1 | 09 March 2017 | 22 June 2018 |
LEUNG Siu Mun 梁小敏 | RE | 4 | 08 June 2022 | |
LEUNG Siu Mun 梁小敏 | RO | 1 | 09 April 2019 | |
LEUNG Siu Mun 梁小敏 | RE | 1 | 13 April 2016 | 09 April 2019 |
LEUNG Yu Hin 梁宇軒 | RE | 1 | 12 February 2016 | 13 July 2016 |
LIN Pak Nin 練柏年 | RE | 1 | 28 October 2016 | 30 April 2021 |
LIONG Fung Wai 梁豐煒 | RE | 1 | 09 September 2015 | 27 June 2018 |
LO Ho Fung 盧浩鋒 | RE | 1 | 18 July 2022 | 11 January 2024 |
LU Yishi 魯軼仕 | RE | 1 | 20 January 2017 | 22 November 2019 |
LUK Hing Man 陸興民 | RE | 1 | 14 September 2015 | 31 March 2022 |
MA Tak Wah 馬德華 | RE | 4 | 15 February 2016 | 23 August 2016 |
MA Tak Wah 馬德華 | RE | 1 | 15 February 2016 | 23 August 2016 |
MAK Chong Kei, Vincent 麥創基 | RE | 1 | 12 November 2015 | |
MAK Hoi Ching 麥凱晴 | RE | 1 | 03 August 2017 | 23 July 2018 |
MOK Hiu Lam 莫曉籃 | RE | 1 | 11 November 2021 | 31 July 2022 |
NG Chi Fat, Summy 伍志發 | RE | 1 | 01 April 2022 | |
NG Kwok Kit 伍國傑 | RE | 1 | 09 November 2020 | 21 December 2020 |
NGAI Sin Yu 魏鐥䨞 | RO | 4 | 22 September 2016 | 31 May 2022 |
NGAI Sin Yu 魏鐥䨞 | RO | 1 | 25 April 2016 | 31 May 2022 |
NI Ying 倪瑩 | RE | 1 | 07 August 2018 | |
OU Qiuyan 歐秋燕 | RE | 1 | 17 September 2020 | |
PAU Chi Wing 鮑自榮 | RE | 1 | 09 September 2015 | 05 October 2022 |
POON Wing Man 潘詠雯 | RE | 1 | 17 September 2019 | |
QIAN Bin 錢斌 | RO | 4 | 21 May 2015 | |
QIAN Bin 錢斌 | RO | 1 | 01 August 2012 | |
RUAN Li 阮靂 | RO | 1 | 01 February 2024 | |
RUAN Li 阮靂 | RO | 4 | 01 February 2024 | |
SIU Wing Sin 蕭詠善 | RE | 1 | 17 April 2014 | 18 April 2014 |
SO Wai Ying 蘇維英 | RE | 1 | 06 August 2012 | 17 March 2014 |
TAI Sheung Chi, Jonathan 戴上智 | RE | 1 | 09 September 2015 | 19 February 2016 |
TAM Cheuk Ho 譚卓豪 | RE | 1 | 20 April 2017 | |
TAM Sze Chun Christopher 譚思駿 | RE | 1 | 24 March 2015 | 05 February 2018 |
TAM Yui Chit Jeffrey 譚睿哲 | RE | 1 | 17 February 2023 | 23 May 2023 |
TAM Yui Chit Jeffrey 譚睿哲 | RE | 4 | 17 February 2023 | 04 July 2023 |
TAM Yui Chit Jeffrey 譚睿哲 | RO | 1 | 23 May 2023 | 04 July 2023 |
TANG Wing Wo, Stanley 鄧永和 | RE | 1 | 02 December 2016 | 06 June 2017 |
TONG Wing Yung, Richard 唐榮勇 | RE | 1 | 03 February 2016 | 25 February 2016 |
TONG Yuk Sun 唐玉臣 | RE | 1 | 05 May 2022 | |
TSANG Ka Li 曾嘉莉 | RE | 1 | 24 August 2021 | 05 October 2022 |
TSANG Wai Ming 曾慧明 | RE | 1 | 25 January 2016 | 04 November 2016 |
WANG Yang 王洋 | RE | 4 | 22 January 2018 | 14 October 2019 |
WONG Ching Shui 黃清穗 | RE | 1 | 03 August 2016 | |
WONG Ka Mei 黃嘉媚 | RE | 4 | 30 May 2022 | 30 January 2024 |
WONG Ka Mei 黃嘉媚 | RE | 1 | 31 July 2019 | 30 January 2024 |
WONG King Chung 王競鍾 | RE | 1 | 29 March 2016 | 05 December 2022 |
WONG Long Sau, Ivis 黃朗修 | RO | 4 | 01 August 2012 | 26 May 2015 |
WONG Long Sau, Ivis 黃朗修 | RO | 1 | 01 August 2012 | 26 May 2015 |
WONG Ping Wai 黃萍惠 | RE | 1 | 12 May 2016 | 24 April 2017 |
WONG Shu Ho 黃書顥 | RE | 1 | 22 October 2020 | 15 October 2021 |
WONG Wai Leung 黃偉良 | RE | 1 | 01 April 2016 | 28 December 2016 |
WONG Wing Sum, Vincent 黃穎琛 | RE | 4 | 11 July 2013 | 24 April 2014 |
WONG Wing Sum, Vincent 黃穎琛 | RE | 1 | 11 July 2013 | 24 April 2014 |
WONG Ying 黃瑩 | RE | 4 | 30 December 2016 | 08 December 2017 |
WONG Yuk Ping 王玉冰 | RE | 1 | 23 September 2020 | 14 February 2022 |
WU Danni 吳丹妮 | RE | 4 | 11 September 2020 | 30 June 2022 |
XU Gang 徐剛 | RE | 1 | 06 November 2013 | 09 April 2014 |
YAO Zhongyuan 姚中遠 | RE | 1 | 12 May 2016 | 31 October 2016 |
YAU Fuk Yuk, Alice 游馥玉 | RE | 1 | 04 January 2016 | 14 June 2016 |
YE Zhijian 葉志堅 | RE | 1 | 23 November 2018 | 03 January 2019 |
YEUN Sin Yee 印倩怡 | RE | 4 | 02 May 2017 | |
YEUN Sin Yee 印倩怡 | RE | 1 | 11 June 2015 | |
YEUNG Kai Yin 楊啟賢 | RE | 1 | 06 January 2017 | 18 September 2017 |
YEUNG Yan Chuen 楊恩存 | RE | 1 | 09 July 2015 | 09 October 2015 |
YIM Wa 嚴驊 | RE | 1 | 27 January 2022 | 23 November 2022 |
YUEN Ka Chi 阮家志 | RE | 1 | 31 March 2021 | 14 May 2021 |
YUEN Man King 阮汶敬 | RE | 1 | 26 August 2022 | 29 December 2023 |
YUNG Hon Fai 翁漢輝 | RE | 1 | 08 September 2015 | 07 May 2021 |
ZHANG Xi 張曦 | RO | 4 | 01 August 2012 | 01 January 2013 |
ZHANG Ye 張曄 | RO | 1 | 06 December 2018 | 29 May 2020 |
ZHANG Ye 張曄 | RE | 1 | 28 November 2013 | 06 December 2018 |
ZHAO Yining 趙依宁 | RE | 1 | 29 July 2022 | |
ZHAO Yining 趙依宁 | RE | 4 | 29 July 2022 | |
ZHOU Ling 周凌 | RO | 1 | 01 August 2012 | 30 April 2013 |
ZHOU Penghui 周鵬輝 | RE | 1 | 05 September 2023 | |
ZHOU Penghui 周鵬輝 | RE | 4 | 05 September 2023 |