SFC Licenceholders of Keptain Securities and Asset Management Limited 嘉騰證券及資產管理有限公司
- info@keptain.com.hk
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Hon Ping 陳漢平 | RE | 9 | 09 March 2016 | 01 July 2017 |
| CHAN Hon Ping 陳漢平 | RE | 1 | 09 March 2016 | 01 July 2017 |
| CHAN Ngok 陳鄂 | RE | 9 | 02 May 2014 | 21 November 2016 |
| CHAN Ngok 陳鄂 | RE | 1 | 02 May 2014 | 30 August 2016 |
| CHAN Ping Cheung, Alvin 陳秉章 | RO | 4 | 03 August 2020 | 30 November 2023 |
| CHAN Ping Cheung, Alvin 陳秉章 | RO | 9 | 15 July 2019 | 30 November 2023 |
| CHAN Ping Cheung, Alvin 陳秉章 | RO | 1 | 15 July 2019 | 31 August 2022 |
| CHAN Shing Chung 陳承冲 | RE | 9 | 30 January 2015 | 03 November 2016 |
| CHAN Shing Chung 陳承冲 | RE | 1 | 05 June 2014 | 03 November 2016 |
| CHAN Tsz Kin, Ernest 陳子建 | RO | 9 | 24 January 2013 | 31 May 2019 |
| CHAN Tsz Kin, Ernest 陳子建 | RO | 1 | 24 January 2013 | 31 May 2019 |
| FONG Chin Kong, Jason 方展光 | RE | 9 | 15 October 2015 | 15 June 2017 |
| FONG Chin Kong, Jason 方展光 | RE | 1 | 15 October 2015 | 15 June 2017 |
| KUM Kit Ching, Catherine 甘潔貞 | RE | 9 | 26 August 2013 | 01 October 2018 |
| KUM Kit Ching, Catherine 甘潔貞 | RE | 1 | 26 August 2013 | 01 October 2018 |
| LAI Tai Yan 黎大恩 | RO | 9 | 19 February 2024 | |
| LAI Tai Yan 黎大恩 | RO | 4 | 19 February 2024 | |
| LAM Kwun On, Carolina 林筠晏 | RE | 1 | 23 December 2016 | 17 February 2017 |
| LEE Chui Shan 李翠珊 | RE | 9 | 19 September 2013 | 23 January 2019 |
| LEE Chui Shan 李翠珊 | RE | 1 | 19 September 2013 | 23 January 2019 |
| LIU Yuen Shan 廖婉珊 | RO | 4 | 03 August 2020 | 17 April 2024 |
| LIU Yuen Shan 廖婉珊 | RO | 9 | 14 August 2019 | 17 April 2024 |
| LIU Yuen Shan 廖婉珊 | RO | 1 | 14 August 2019 | 31 August 2022 |
| NG Kwok Keung Marco 吳國強 | RE | 1 | 08 June 2015 | 06 August 2018 |
| TANG Chi Kwong 鄧志光 | RE | 9 | 03 February 2016 | 30 January 2019 |
| TANG Chi Kwong 鄧志光 | RE | 1 | 15 December 2015 | 30 January 2019 |
| WONG Chan Wing 王燦榮 | RO | 9 | 24 January 2013 | 14 November 2014 |
| WONG Chan Wing 王燦榮 | RO | 1 | 24 January 2013 | 14 November 2014 |
| WONG Kan Tat, Frederick 黃勤達 | RO | 9 | 21 April 2015 | 30 November 2017 |
| WONG Kan Tat, Frederick 黃勤達 | RO | 1 | 21 April 2015 | 30 November 2017 |
| WONG Kan Tat, Frederick 黃勤達 | RE | 9 | 05 March 2015 | 21 April 2015 |
| WONG Kan Tat, Frederick 黃勤達 | RE | 1 | 05 March 2015 | 21 April 2015 |
| WONG Po 黃宝 | RE | 9 | 14 November 2019 | 15 April 2020 |
| WONG Po 黃宝 | RE | 1 | 14 November 2019 | 15 April 2020 |
| YAM Chung Wai 任仲為 | RO | 9 | 20 February 2024 | |
| YAM Chung Wai 任仲為 | RO | 4 | 20 February 2024 | |
| YEUNG Wai Kit, Eddy 楊偉傑 | RO | 9 | 14 October 2016 | 31 May 2017 |
| YEUNG Wai Kit, Eddy 楊偉傑 | RO | 1 | 14 October 2016 | 31 May 2017 |
| YEUNG Wai Kit, Eddy 楊偉傑 | RE | 9 | 27 August 2013 | 14 October 2016 |
| YEUNG Wai Kit, Eddy 楊偉傑 | RE | 1 | 27 August 2013 | 14 October 2016 |