SFC Licenceholders of Mirae Asset Capital (China) Limited 未來資產資本(中國)有限公司
- Hk-complianceteam@miraeasset.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BANSAL Jagdeep Singh | RO | 9 | 26 September 2019 | 26 July 2022 |
| BANSAL Jagdeep Singh | RO | 4 | 26 September 2019 | 26 July 2022 |
| BANSAL Jagdeep Singh | RE | 9 | 12 January 2018 | 26 September 2019 |
| BANSAL Jagdeep Singh | RE | 4 | 12 January 2018 | 26 September 2019 |
| CHAN Christopher Lai Yin 陳禮賢 | RE | 4 | 17 May 2021 | 03 March 2023 |
| CHAN Christopher Lai Yin 陳禮賢 | RE | 9 | 17 May 2021 | 03 March 2023 |
| CHAN Pui Kwan 陳佩君 | RE | 9 | 17 December 2012 | 08 June 2014 |
| CHAN Pui Kwan 陳佩君 | RE | 4 | 17 December 2012 | 08 June 2014 |
| CHO Young-Rae | RE | 4 | 03 April 2013 | 31 January 2020 |
| CHOW Shuk Ki 周淑琪 | RE | 9 | 20 June 2022 | 17 July 2023 |
| CHOW Shuk Ki 周淑琪 | RE | 4 | 20 June 2022 | 17 July 2023 |
| DWIVEDI Harshit | RE | 9 | 13 March 2015 | 14 June 2020 |
| DWIVEDI Harshit | RE | 4 | 13 March 2015 | 14 June 2020 |
| FOK Kenrick Henry 霍君行 | RE | 4 | 08 January 2013 | 03 March 2014 |
| FOK Kenrick Henry 霍君行 | RO | 9 | 29 November 2012 | 03 March 2014 |
| HAI Feng 海峰 | RE | 9 | 05 November 2021 | 15 March 2024 |
| IM Sung Ho 任星虎 | RO | 9 | 29 November 2012 | 17 March 2019 |
| IM Sung Ho 任星虎 | RO | 4 | 29 November 2012 | 17 March 2019 |
| KIM Byung Ha 金炳夏 | RO | 1 | 28 February 2024 | |
| KIM Byung Ha 金炳夏 | RO | 9 | 29 November 2012 | |
| KIM Byung Ha 金炳夏 | RO | 4 | 29 November 2012 | |
| LEE Pilsang 李泌相 | RO | 9 | 02 January 2020 | 26 July 2022 |
| LEE Pilsang 李泌相 | RO | 4 | 02 January 2020 | 26 July 2022 |
| LEE Wing Kit 李穎傑 | RE | 9 | 06 August 2021 | 26 July 2022 |
| LEE Wing Kit 李穎傑 | RE | 4 | 06 August 2021 | 26 July 2022 |
| LIU Mengchen 劉夢晨 | RE | 9 | 27 March 2014 | 16 September 2015 |
| LIU Mengchen 劉夢晨 | RE | 4 | 27 March 2014 | 16 September 2015 |
| LIU Xiaoning 劉晓宁 | RE | 1 | 22 March 2024 | |
| LIU Xiaoning 劉晓宁 | RE | 9 | 22 February 2023 | |
| LIU Xiaoning 劉晓宁 | RE | 4 | 22 February 2023 | |
| LO Wing Hang 盧永恆 | RE | 4 | 05 August 2014 | |
| LO Wing Hang 盧永恆 | RE | 9 | 12 August 2013 | |
| MAK Tsz Ho 麥梓豪 | RE | 4 | 13 March 2023 | |
| MAK Tsz Ho 麥梓豪 | RE | 9 | 13 March 2023 | |
| MO Zhiyu 莫芝宇 | RE | 4 | 10 March 2017 | 09 June 2021 |
| MO Zhiyu 莫芝宇 | RE | 9 | 10 March 2017 | 09 June 2021 |
| RHEE Jung Ho 李禎鎬 | RO | 9 | 29 November 2012 | 01 January 2023 |
| RHEE Jung Ho 李禎鎬 | RO | 4 | 29 November 2012 | 01 January 2023 |
| SHEA Kwan Chun Godfrey 佘君雋 | RE | 9 | 22 January 2021 | 07 March 2021 |
| SHEA Kwan Chun Godfrey 佘君雋 | RE | 4 | 22 January 2021 | 07 March 2021 |
| TSE Ho Ting 謝浩廷 | RE | 9 | 05 October 2021 | 17 June 2022 |
| TSE Ho Ting 謝浩廷 | RE | 4 | 05 October 2021 | 17 June 2022 |
| WANG Jinyin 王金印 | RO | 1 | 28 February 2024 | |
| WANG Jinyin 王金印 | RO | 9 | 24 February 2022 | |
| WANG Jinyin 王金印 | RO | 4 | 24 February 2022 | |
| WONG Chung Tin 王仲天 | RE | 9 | 26 January 2015 | 24 December 2017 |
| WONG Chung Tin 王仲天 | RE | 4 | 26 January 2015 | 24 December 2017 |
| WONG Lok Ting, Adrian 黃洛庭 | RE | 9 | 31 July 2014 | 23 December 2020 |
| WONG Lok Ting, Adrian 黃洛庭 | RE | 4 | 31 July 2014 | 23 December 2020 |
| YEUNG Fu Ngai 楊富藝 | RE | 9 | 11 January 2013 | 16 March 2014 |
| YEUNG Fu Ngai 楊富藝 | RE | 4 | 11 January 2013 | 16 March 2014 |
| YIP Ho Man, Kirk 葉浩文 | RE | 4 | 17 December 2012 | 23 August 2013 |
| YOO Hyek 俞赫 | RE | 9 | 12 September 2014 | 31 December 2018 |
| YOO Hyek 俞赫 | RE | 4 | 12 September 2014 | 31 December 2018 |
| YUEN Chun Yiu, Curtis 袁焌耀 | RE | 9 | 02 October 2015 | 31 January 2019 |
| YUEN Chun Yiu, Curtis 袁焌耀 | RE | 4 | 02 October 2015 | 31 January 2019 |