Current licenceholders of AZN279 DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholder | Role | Licences | Start date |
|---|---|---|---|
| WANG Yan 王琰 | RE | 4 (Advising on Securities), 1 (Dealing in Securities) | 2021-01-11 |
| XU Tiantian 徐天添 | RO | 4 (Advising on Securities) | 2021-01-11 |
| XU Tiantian 徐天添 | RE | 1 (Dealing in Securities) | 2021-01-05 |
| LI Kin Sang 李鍵生 | RE | 1 (Dealing in Securities) | 2020-12-28 |
| ZHAO Gangyi 趙崗誼 | RE | 1 (Dealing in Securities) | 2020-12-07 |
| ZHOU Yuting 周毓庭 | RE | 1 (Dealing in Securities) | 2020-12-07 |
| WONG Kenty 黃仲祺 | RO | 4 (Advising on Securities) | 2020-11-13 |
| CHENG Wang Ming 鄭宏明 | RO | 6 (Advising on Corporate Finance) | 2020-09-02 |
| LU Tsz Hin, David 陸子軒 | RE | 1 (Dealing in Securities) | 2020-08-18 |
| LU Tsz Hin, David 陸子軒 | RE | 4 (Advising on Securities) | 2020-08-10 |
| YAU Tung Shing 邱東成 | RE | 6 (Advising on Corporate Finance) | 2020-07-13 |
| WONG Kenty 黃仲祺 | RO | 1 (Dealing in Securities) | 2020-07-07 |
| AU Tsz Chung 區子聰 | RE | 6 (Advising on Corporate Finance) | 2020-06-29 |
| ZHOU Yuting 周毓庭 | RE | 4 (Advising on Securities) | 2020-05-06 |
| ZHAO Gangyi 趙崗誼 | RE | 4 (Advising on Securities) | 2019-08-19 |
| LEE Sung Yol | RE | 1 (Dealing in Securities), 4 (Advising on Securities), 6 (Advising on Corporate Finance) | 2019-03-21 |
| ZHOU Zhou 周烐 | RE | 6 (Advising on Corporate Finance) | 2018-11-12 |
| TSANG Chun Man 曾晉文 | RO | 1 (Dealing in Securities), 4 (Advising on Securities) | 2018-08-30 |
| CHO Pak Keung 曹伯強 | RO | 1 (Dealing in Securities) | 2018-08-29 |
| YEN Chanan 霍震南 | RO | 6 (Advising on Corporate Finance) | 2018-08-01 |