SFC Licenceholders of Soochow Securities International Futures Limited 東吳證券國際期貨有限公司
- complaint@dwzq.com.hk
- Website
- www.dwzq.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Tik Sun 區迪新 | RE | 2 | 01 February 2021 | 16 April 2023 |
| CHAK Ka Fai, Samuel 翟家輝 | RO | 2 | 27 August 2012 | 07 March 2014 |
| CHAK Ka Fai, Samuel 翟家輝 | RO | 5 | 27 August 2012 | 07 March 2014 |
| CHAM Suet Lin 湛雪蓮 | RE | 2 | 06 May 2013 | 03 March 2014 |
| CHAN Amy 陳安薇 | RE | 2 | 14 January 2014 | 14 February 2014 |
| CHAN Amy 陳安薇 | RO | 2 | 14 February 2014 | 14 August 2018 |
| CHAN Eric Ho Chuen 陳浩存 | RE | 2 | 29 March 2021 | |
| CHAN Ka Keung 陳家強 | RE | 2 | 05 May 2021 | |
| CHAN Kei Yin 陳紀賢 | RE | 2 | 21 July 2015 | 22 January 2019 |
| CHAN Sin Ping, Stephanie 陳倩萍 | RE | 2 | 17 April 2014 | 18 June 2021 |
| CHAN Siu Kay, Stanley 陳紹基 | RE | 2 | 25 May 2022 | |
| CHAN Wai Hing, Cookie 陳惠兄 | RE | 2 | 16 May 2019 | 30 November 2019 |
| CHAN Wai Sing 陳偉星 | RE | 2 | 28 November 2017 | 28 April 2019 |
| CHAN Yee Man 陳綺雯 | RE | 2 | 11 July 2013 | 02 October 2013 |
| CHAU Yat Ming, Ellis 周日明 | RO | 2 | 27 August 2012 | 12 May 2014 |
| CHAU Yat Ming, Ellis 周日明 | RO | 5 | 27 August 2012 | 12 May 2014 |
| CHEN Chi Hung 陳志雄 | RE | 2 | 05 August 2015 | 29 October 2016 |
| CHEN Wen-Chung 陳文聰 | RE | 2 | 12 June 2014 | 30 September 2014 |
| CHEN Yu 陳昱 | RE | 2 | 14 November 2014 | 14 November 2016 |
| CHENG Kong Wai 鄭江偉 | RO | 5 | 19 November 2018 | 28 August 2019 |
| CHENG Kong Wai 鄭江偉 | RO | 2 | 19 November 2018 | 28 August 2019 |
| CHENG Kong Wai 鄭江偉 | RE | 5 | 24 September 2018 | 19 November 2018 |
| CHENG Kong Wai 鄭江偉 | RE | 2 | 24 September 2018 | 19 November 2018 |
| CHENG Kwok Sum 鄭國森 | RE | 2 | 27 May 2015 | 18 March 2016 |
| CHENG Man Wai 鄭文慧 | RE | 2 | 17 June 2020 | 01 June 2021 |
| CHENG Sim Kuen 鄭嬋娟 | RE | 2 | 20 May 2013 | 04 March 2014 |
| CHEUNG Chun Wing 張晉榮 | RE | 2 | 04 May 2016 | 16 June 2017 |
| CHEUNG Ho Wen Owen 蔣浩雲 | RO | 5 | 05 March 2019 | |
| CHEUNG Ho Wen Owen 蔣浩雲 | RO | 2 | 14 February 2018 | |
| CHEUNG Ho Wen Owen 蔣浩雲 | RE | 2 | 05 June 2014 | 14 February 2018 |
| CHEUNG Lai Mui, Eva 張麗梅 | RE | 2 | 17 August 2015 | 24 May 2019 |
| CHEUNG Pui Shan 張珮珊 | RE | 2 | 13 January 2014 | |
| CHEUNG Shui Fai 張水輝 | RE | 2 | 07 November 2023 | |
| CHEUNG Wai Hang 張煒桁 | RE | 2 | 26 August 2015 | 31 August 2018 |
| CHEUNG Wan Wah 張韻華 | RE | 2 | 07 August 2023 | |
| CHEUNG Yuet Wah, Ruann 張月華 | RE | 2 | 30 June 2014 | |
| CHIEN Chung Lam 錢仲霖 | RE | 5 | 16 September 2014 | 17 July 2015 |
| CHIU Yat Shuk 趙一粟 | RE | 2 | 04 September 2014 | |
| CHOI Chi Cheong, Antonius 蔡熾昌 | RE | 2 | 02 February 2021 | 23 November 2023 |
| CHONG Wai Hung 莊偉雄 | RE | 2 | 10 April 2014 | 31 July 2019 |
| CHOW Siu Hung 周小雄 | RE | 2 | 08 May 2015 | 26 April 2016 |
| CHOY Wan Ling 蔡昀凌 | RE | 2 | 05 May 2021 | |
| CHU Wai Leung 朱偉良 | RE | 2 | 10 March 2015 | 29 September 2017 |
| CHUNG Lap Kei, Ken 鍾立基 | RE | 2 | 02 September 2014 | 10 June 2017 |
| CHUNG Sek Nin, Edmund 鍾錫年 | RE | 2 | 05 June 2014 | |
| DING Jun 丁俊 | RE | 2 | 11 September 2019 | 30 September 2022 |
| FAN Kam Ho 范錦濠 | RE | 2 | 30 April 2014 | 30 July 2015 |
| FONG Ka Kiu 方家翹 | RE | 2 | 15 November 2012 | 19 June 2014 |
| GAO Tengzhe 高藤哲 | RE | 2 | 24 June 2015 | 27 April 2017 |
| GU Xiangyun 顧翔芸 | RE | 2 | 25 January 2018 | |
| HO Kin Wan, Sammy 何建寰 | RE | 2 | 29 April 2014 | 31 July 2020 |
| HO Pak Yim 何栢焰 | RE | 2 | 07 September 2023 | 16 February 2024 |
| HSU Wei-Chi 徐瑋祺 | RE | 2 | 10 November 2014 | 18 March 2016 |
| HU Yanling 胡艷玲 | RE | 2 | 09 October 2013 | 15 September 2017 |
| HUANG Songbo 黃松博 | RO | 2 | 27 August 2012 | 20 September 2012 |
| HUANG Songbo 黃松博 | RO | 5 | 27 August 2012 | 20 September 2012 |
| HUANG Yue Yumi 黃越 | RE | 2 | 19 October 2015 | 25 April 2018 |
| HUI Chuk Kwan 許祝君 | RE | 2 | 10 October 2012 | 13 June 2018 |
| HUI Gibson Kwong Yiu 許光堯 | RE | 2 | 10 November 2014 | 31 January 2020 |
| HUI Yik 許奕 | RE | 2 | 26 November 2015 | 03 December 2016 |
| HUNG Chiu Loi 洪超來 | RE | 2 | 02 April 2014 | 17 June 2018 |
| IP Yu Pang 葉如鵬 | RE | 2 | 17 September 2014 | 04 January 2019 |
| JIANG Lixue 江利雪 | RE | 2 | 23 May 2018 | 31 July 2019 |
| KAM Chi Shing 甘志城 | RE | 2 | 01 March 2013 | 13 August 2016 |
| KANG Wai Tung 耿偉東 | RE | 2 | 28 May 2014 | 23 February 2020 |
| KING Tat Hung, Alex 金達鴻 | RO | 5 | 22 November 2017 | 07 August 2018 |
| KING Tat Hung, Alex 金達鴻 | RO | 2 | 03 January 2014 | 07 August 2018 |
| KWAN Chung Tsz 關頌慈 | RE | 2 | 04 January 2021 | 20 March 2023 |
| KWOK Bing Wah 郭冰樺 | RO | 5 | 23 January 2014 | 03 January 2017 |
| KWOK Bing Wah 郭冰樺 | RE | 5 | 20 December 2012 | 23 January 2014 |
| LAI Sui Ting 黎瑞婷 | RE | 2 | 02 December 2019 | |
| LAI Yeuk Kam, Lawrence 黎若錦 | RE | 2 | 29 September 2014 | 03 January 2020 |
| LAM Chi Hsin 林志興 | RE | 2 | 27 July 2020 | 06 November 2020 |
| LAU Kin On, Kenneth 劉健安 | RE | 2 | 26 June 2017 | |
| LAU Sai Kit, Dennis 劉世傑 | RE | 2 | 25 June 2015 | 18 February 2017 |
| LAU Wai Mei, Debby 劉惠媚 | RE | 2 | 27 January 2021 | |
| LAU Yuk Lim 劉旭濂 | RE | 2 | 29 June 2020 | 21 August 2022 |
| LEE James Siu Lung 李小龍 | RE | 5 | 30 May 2014 | 10 September 2014 |
| LEE James Siu Lung 李小龍 | RE | 2 | 30 May 2014 | 10 September 2014 |
| LEE Ka Ki 李家祺 | RE | 2 | 08 April 2019 | 02 August 2020 |
| LEE Man Sa 利曼莎 | RE | 2 | 11 June 2014 | 31 July 2019 |
| LEE Wai Man, Priscilla 李慧敏 | RE | 2 | 22 August 2014 | 31 October 2014 |
| LEE Wai Yip 李偉業 | RE | 2 | 08 October 2012 | 01 December 2018 |
| LEUNG Chi Kong 梁智剛 | RE | 2 | 18 March 2015 | 23 June 2019 |
| LEUNG Lok Fai 梁樂暉 | RE | 2 | 08 November 2012 | 30 January 2015 |
| LEUNG Shing Hey 梁承熙 | RE | 2 | 27 June 2013 | 30 June 2019 |
| LEUNG Shing Hey 梁承熙 | RE | 5 | 27 June 2013 | 11 April 2019 |
| LEUNG Shuk Ping 梁淑萍 | RE | 2 | 18 May 2021 | 08 December 2021 |
| LEUNG Wai Ming 梁偉明 | RE | 2 | 17 April 2014 | 27 July 2018 |
| LI Hanyue 李晗玥 | RE | 5 | 04 January 2021 | 23 June 2022 |
| LI Hiu Tung 李曉東 | RE | 2 | 18 October 2012 | 27 October 2016 |
| LI Jiacheng 李家城 | RE | 2 | 02 March 2021 | 15 November 2021 |
| LI Mingyi 李明憶 | RE | 5 | 10 June 2016 | 23 March 2017 |
| LI Wei 李巍 | RE | 5 | 23 June 2014 | 25 November 2014 |
| LIU Hui 劉輝 | RO | 5 | 21 October 2022 | 20 April 2023 |
| LIU Hui 劉輝 | RO | 2 | 21 October 2022 | 20 April 2023 |
| LIU Kit Yi, Elkey 廖潔儀 | RE | 2 | 17 April 2014 | 23 August 2019 |
| LIU Ningzi 劉宁子 | RE | 2 | 30 March 2016 | 30 November 2016 |
| LIU Ruiqing 劉瑞青 | RE | 2 | 28 December 2012 | 15 August 2017 |
| LIU Sui Man 廖瑞文 | RE | 2 | 25 February 2016 | |
| LIU Yuen Nam 廖遠南 | RE | 2 | 26 June 2015 | 31 August 2018 |
| LO Tsz Him 羅子謙 | RE | 2 | 11 May 2015 | 30 October 2015 |
| MA Ching Miu, Priscilla 馬清梅 | RE | 2 | 30 April 2014 | 31 July 2020 |
| MA Yuen Por, Patrick 馬遠波 | RE | 2 | 16 September 2014 | 10 January 2020 |
| MAK Suk Kuen 麥淑娟 | RE | 2 | 10 January 2014 | |
| MAK Yue Shing 麥汝成 | RO | 2 | 11 August 2015 | 25 January 2019 |
| MAK Yue Shing 麥汝成 | RO | 5 | 11 August 2015 | 25 January 2019 |
| NG Fung Lam 吳鳳霖 | RE | 2 | 25 February 2016 | 10 September 2020 |
| NG Pan 吳斌 | RE | 2 | 16 August 2013 | 29 May 2014 |
| NG So Yi 吳素宜 | RE | 2 | 25 February 2019 | 17 May 2020 |
| OR Chui Yin, Loletta 柯翠賢 | RE | 2 | 17 July 2014 | 01 August 2015 |
| OUYANG Shirui 歐陽詩睿 | RE | 5 | 29 July 2020 | |
| OZORIO Joseph Marian Laurence | RE | 2 | 17 April 2014 | 09 January 2017 |
| PAN Baodong 潘包東 | RE | 2 | 26 April 2023 | |
| PANG Cho Kam 彭佐鑑 | RE | 2 | 08 January 2016 | |
| PAT Hon Kit 畢漢杰 | RE | 2 | 26 October 2021 | 06 November 2022 |
| POON Yun Keung 潘潤強 | RE | 2 | 19 July 2017 | 21 June 2019 |
| PUN Chun Fung 潘振鋒 | RE | 2 | 08 December 2021 | |
| PUN Tze Miu 潘子苗 | RO | 2 | 02 July 2014 | 03 March 2019 |
| PUN Tze Miu 潘子苗 | RE | 2 | 17 April 2014 | 02 July 2014 |
| QIN Yue 秦越 | RE | 5 | 10 June 2016 | 26 March 2017 |
| QIU Jin 邱瑾 | RE | 5 | 05 July 2021 | |
| QIU Jin 邱瑾 | RE | 2 | 05 July 2021 | |
| REN Huaijin 任懷瑾 | RE | 5 | 17 September 2019 | |
| REN Huaijin 任懷瑾 | RE | 2 | 03 September 2019 | |
| SHANG Yanan 尚亞南 | RE | 2 | 22 July 2016 | 01 April 2018 |
| SHIU Chi Man 蕭智文 | RE | 2 | 25 March 2015 | 30 July 2016 |
| SHUM Kai Fung 岑啟豐 | RE | 2 | 17 December 2012 | 05 March 2013 |
| SIT Chi Hang 薛智恆 | RE | 2 | 16 April 2019 | 30 June 2020 |
| SIU Po Cheung 蕭宝祥 | RE | 2 | 30 June 2021 | |
| SO Ting Sau 蘇廷修 | RE | 2 | 08 April 2019 | 08 May 2021 |
| SONG Weiguang 宋為光 | RE | 2 | 13 March 2013 | 07 June 2015 |
| SONG Weiguang 宋為光 | RE | 5 | 14 May 2013 | 07 June 2015 |
| SUN Kai Man 孫啟文 | RE | 2 | 21 February 2017 | 27 October 2017 |
| SUN Xiaowen 孫小文 | RE | 2 | 12 April 2018 | 01 March 2019 |
| TAM Chi Yip, Kenny 譚梓業 | RE | 2 | 29 October 2012 | 24 June 2014 |
| TAM Kai Yi, Kelly 譚啟兒 | RE | 2 | 01 June 2017 | 27 September 2017 |
| TANG Chiu Ming, Jeremy 鄧照明 | RE | 2 | 02 December 2014 | |
| TANG Wai Chun 鄧惠珍 | RE | 2 | 06 February 2015 | 17 August 2017 |
| TENG Da 滕達 | RE | 2 | 11 June 2015 | 07 June 2017 |
| TSUI Shek Hung 徐碩鴻 | RE | 2 | 06 June 2019 | 01 November 2020 |
| WAN Chun Man 尹俊文 | RE | 2 | 09 May 2019 | 31 December 2019 |
| WANG Anyuan 王安元 | RE | 2 | 17 December 2012 | 23 March 2013 |
| WANG Dong 王棟 | RE | 2 | 30 July 2019 | 13 November 2019 |
| WANG Dong 王棟 | RO | 5 | 13 November 2019 | |
| WANG Dong 王棟 | RO | 2 | 13 November 2019 | |
| WANG Fang 王放 | RE | 2 | 02 October 2018 | 12 June 2021 |
| WANG Xuegang 王學剛 | RE | 5 | 08 May 2023 | |
| WANG Xuegang 王學剛 | RE | 2 | 08 May 2023 | |
| WONG Che Shing, Nelson 黃志成 | RE | 2 | 22 October 2015 | |
| WONG Ching Ching 王晶晶 | RE | 2 | 01 February 2021 | 10 August 2022 |
| WONG Chun Wa 王振華 | RE | 2 | 19 August 2014 | |
| WONG Hin Lun, Brian 黃顯倫 | RE | 2 | 29 May 2015 | 31 August 2018 |
| WONG Kam Shing 黃錦成 | RE | 2 | 15 December 2017 | 08 February 2019 |
| WONG Kin Sing, Allen 黃健星 | RE | 5 | 06 April 2018 | 12 December 2020 |
| WONG Mei Han, Aljak 黃美嫻 | RE | 2 | 30 April 2014 | |
| WONG Pui Ling, Emenry 黃佩玲 | RE | 2 | 26 July 2013 | 04 April 2014 |
| WONG Sau Chun, Carrie 王秀珍 | RE | 2 | 30 April 2014 | 31 July 2020 |
| WONG Sung Chun 王崇峻 | RE | 2 | 10 March 2016 | 25 September 2017 |
| WONG Syndia D 王詩迪 | RE | 2 | 18 August 2014 | 30 September 2015 |
| WOO Ping, Peter 胡平 | RO | 5 | 09 May 2014 | 21 October 2014 |
| WOO Ping, Peter 胡平 | RE | 2 | 30 April 2014 | 21 October 2014 |
| WOO Ping, Peter 胡平 | RE | 5 | 30 April 2014 | 09 May 2014 |
| WU Bin 吳斌 | RE | 2 | 11 March 2013 | 28 March 2014 |
| WU Chun Wan, David 胡震寰 | RO | 5 | 03 September 2019 | 15 November 2020 |
| WU Chun Wan, David 胡震寰 | RO | 2 | 03 September 2019 | 15 November 2020 |
| WU Chun Wan, David 胡震寰 | RE | 2 | 10 June 2019 | 03 September 2019 |
| WU Kwok Mei 鄔幗美 | RE | 2 | 30 June 2014 | |
| WU Linman 吳林蔓 | RE | 2 | 23 November 2012 | 28 August 2014 |
| WU Po 胡波 | RE | 2 | 05 May 2021 | |
| WU Qingbo 鄔清波 | RO | 5 | 27 June 2018 | 18 February 2019 |
| WU Qingbo 鄔清波 | RO | 2 | 27 June 2018 | 18 February 2019 |
| XIE Hongjun 謝鴻俊 | RE | 2 | 11 March 2013 | 20 March 2014 |
| YANG Jie 楊洁 | RE | 2 | 03 January 2019 | 02 July 2019 |
| YAU Ka Hei 游嘉熙 | RE | 2 | 22 November 2023 | |
| YAU Ka Hei 游嘉熙 | RE | 2 | 08 August 2014 | 26 February 2021 |
| YEUNG Chun Pong 楊振邦 | RE | 2 | 15 May 2015 | 21 February 2021 |
| YEUNG Ho Lun 楊皓麟 | RE | 2 | 01 February 2021 | 31 December 2021 |
| YEUNG Tsan Ho 楊燦豪 | RE | 2 | 17 October 2017 | 31 March 2020 |
| YIP Chin Ho 葉展灝 | RO | 5 | 29 April 2020 | |
| YIP Chin Ho 葉展灝 | RE | 2 | 02 April 2020 | 29 April 2020 |
| YIP Chin Ho 葉展灝 | RE | 5 | 02 April 2020 | 29 April 2020 |
| YIP Chin Ho 葉展灝 | RO | 2 | 29 April 2020 | |
| YU Ho Wing 余可榮 | RE | 2 | 20 July 2020 | 01 August 2022 |
| YUAN Feiwen 袁斐文 | RE | 5 | 23 June 2014 | 14 May 2016 |
| ZHANG Chaofan 張超帆 | RE | 2 | 08 December 2021 | 11 November 2022 |
| ZHANG Yunduan 張韵端 | RE | 2 | 03 December 2021 | 03 February 2022 |
| ZHANG Yunduan 張韵端 | RE | 5 | 03 December 2021 | 03 February 2022 |
| ZHANG Zhixiao 張知晓 | RE | 2 | 23 June 2021 | |
| ZHAO Siyu 趙思雨 | RE | 2 | 20 July 2021 | 02 June 2022 |
| ZHENG Kaiwen 鄭凱文 | RE | 2 | 12 January 2015 | 05 May 2020 |
| ZHENG Yuanyuan 鄭媛媛 | RE | 2 | 21 February 2020 | 06 January 2023 |
| ZHENG Yuanyuan 鄭媛媛 | RE | 5 | 17 March 2020 | 06 January 2023 |