SFC Licenceholders of TransAsia Private Capital Limited 寰亞資本管理有限公司
- compliance@taprivatecapital.com
- Website
- www.taprivatecapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
AGARWAL Amit Vikram | RE | 4 | 21 January 2021 | |
AGARWAL Amit Vikram | RE | 9 | 21 January 2021 | |
ATUP Mary Desiree Tahud | RE | 9 | 26 September 2019 | 13 January 2021 |
ATUP Mary Desiree Tahud | RE | 4 | 26 September 2019 | 13 January 2021 |
ATUP Mary Desiree Tahud | RE | 1 | 26 September 2019 | 13 January 2021 |
CHAN Chun Yat 陳進一 | RE | 9 | 19 July 2022 | |
CHAN Chun Yat 陳進一 | RE | 4 | 19 July 2022 | |
CHAN Chun Yat 陳進一 | RE | 1 | 19 July 2022 | |
CHAN Junson 陳駿盛 | RE | 4 | 10 May 2018 | 15 March 2021 |
CHAN Junson 陳駿盛 | RE | 9 | 10 May 2018 | 15 March 2021 |
CHAN Tung Mui, Kelly 陳冬梅 | RE | 1 | 20 February 2020 | |
CHAN Tung Mui, Kelly 陳冬梅 | RE | 9 | 28 August 2015 | |
CHAN Tung Mui, Kelly 陳冬梅 | RE | 4 | 02 May 2014 | |
CHANDRA Jiffriy 陳震斌 | RO | 1 | 11 March 2019 | |
CHANDRA Jiffriy 陳震斌 | RO | 4 | 09 August 2013 | |
CHANDRA Jiffriy 陳震斌 | RO | 9 | 19 March 2013 | |
CHEUNG Cheuk Fung 張卓峰 | RE | 9 | 03 October 2016 | 15 July 2017 |
CHEUNG Cheuk Fung 張卓峰 | RE | 4 | 03 October 2016 | 15 July 2017 |
CHEUNG Ting Kin, Bernard 張廷堅 | RE | 9 | 19 August 2021 | 06 March 2022 |
CHEUNG Ting Kin, Bernard 張廷堅 | RE | 4 | 19 August 2021 | 06 March 2022 |
CHEUNG Ting Kin, Bernard 張廷堅 | RE | 1 | 19 August 2021 | 06 March 2022 |
CLOTHIER Samuel Brian | RE | 1 | 22 January 2020 | 08 January 2021 |
CLOTHIER Samuel Brian | RE | 9 | 20 February 2020 | 08 January 2021 |
CLOTHIER Samuel Brian | RE | 4 | 20 February 2020 | 08 January 2021 |
DANA Justin Robert | RE | 1 | 11 January 2021 | |
DANA Justin Robert | RE | 4 | 11 January 2021 | |
DANA Justin Robert | RE | 9 | 11 January 2021 | |
HAN Chia Lin 韓佳玲 | RE | 4 | 13 August 2013 | 01 April 2014 |
HAN Chia Lin 韓佳玲 | RE | 9 | 12 April 2013 | 01 April 2014 |
HAN Yu | RE | 4 | 10 September 2019 | 31 July 2020 |
HAN Yu | RE | 9 | 10 September 2019 | 31 July 2020 |
HAN Yu | RE | 1 | 10 September 2019 | 31 July 2020 |
HE Yuheng 何宇恆 | RE | 9 | 11 April 2014 | 15 July 2016 |
HE Yuheng 何宇恆 | RE | 4 | 11 April 2014 | 15 July 2016 |
HO Ka Yan 何家恩 | RE | 9 | 28 March 2022 | 30 June 2022 |
HO Ka Yan 何家恩 | RE | 4 | 28 March 2022 | 30 June 2022 |
HOLLAND Thomas Patrick | RO | 9 | 16 December 2019 | 31 August 2020 |
HOLLAND Thomas Patrick | RE | 9 | 01 August 2019 | 16 December 2019 |
HOLLAND Thomas Patrick | RE | 4 | 12 November 2019 | 31 August 2020 |
HOLLAND Thomas Patrick | RE | 1 | 12 November 2019 | 31 August 2020 |
HOU Tsun Ming 侯峻明 | RE | 4 | 19 January 2023 | 17 July 2023 |
HOU Tsun Ming 侯峻明 | RE | 9 | 19 January 2023 | 17 July 2023 |
JENA Jayashree | RE | 1 | 26 September 2019 | 03 November 2019 |
JENA Jayashree | RE | 4 | 26 September 2019 | 03 November 2019 |
JENA Jayashree | RE | 9 | 26 September 2019 | 03 November 2019 |
KAUR Jasmine | RE | 9 | 12 October 2021 | |
KAUR Jasmine | RE | 4 | 12 October 2021 | |
KHO Wai 許維 | RE | 4 | 05 February 2021 | |
KHO Wai 許維 | RE | 1 | 05 February 2021 | |
KHO Wai 許維 | RE | 9 | 05 February 2021 | |
KIU Po Han 喬寶嫻 | RE | 1 | 16 September 2019 | |
KIU Po Han 喬寶嫻 | RE | 4 | 16 September 2019 | |
KIU Po Han 喬寶嫻 | RE | 9 | 16 September 2019 | |
KWAN Yee Mui Tonette 關儀梅 | RE | 1 | 29 October 2019 | 31 January 2022 |
KWAN Yee Mui Tonette 關儀梅 | RE | 4 | 29 October 2019 | 31 January 2022 |
KWAN Yee Mui Tonette 關儀梅 | RE | 9 | 29 October 2019 | 31 January 2022 |
LEE William Li-Wei | RE | 9 | 20 March 2015 | 19 September 2016 |
LEE William Li-Wei | RE | 4 | 20 March 2015 | 19 September 2016 |
LIAN Katherine Qing 廉青 | RE | 4 | 27 May 2020 | |
LIAN Katherine Qing 廉青 | RE | 1 | 27 May 2020 | |
LIAN Katherine Qing 廉青 | RE | 9 | 27 May 2020 | |
LIM Robert Warren 林華銓 | RO | 4 | 09 August 2013 | 30 April 2017 |
LIM Robert Warren 林華銓 | RO | 9 | 19 March 2013 | 30 April 2017 |
LKHAGVAJAV ENKHTUR | RE | 4 | 14 August 2020 | 30 October 2020 |
LKHAGVAJAV ENKHTUR | RE | 9 | 14 August 2020 | 30 October 2020 |
LYU Chenshuo 呂晨碩 | RE | 4 | 30 June 2016 | 06 June 2022 |
LYU Chenshuo 呂晨碩 | RE | 9 | 30 June 2016 | 06 June 2022 |
RILWAN Naveed Ahamed | RE | 1 | 23 December 2021 | |
RILWAN Naveed Ahamed | RE | 9 | 23 December 2021 | |
RILWAN Naveed Ahamed | RE | 4 | 23 December 2021 | |
SHI Hui 史卉 | RE | 1 | 03 January 2020 | 28 October 2020 |
SHI Hui 史卉 | RE | 4 | 03 January 2020 | 28 October 2020 |
SHI Hui 史卉 | RE | 9 | 03 January 2020 | 28 October 2020 |
SHU Chun Kong | RE | 9 | 02 January 2018 | 13 November 2020 |
SHU Chun Kong | RE | 4 | 02 January 2018 | 13 November 2020 |
TAN Shih Min 陳世民 | RE | 4 | 18 February 2021 | 16 January 2022 |
TAN Shih Min 陳世民 | RE | 1 | 18 February 2021 | 16 January 2022 |
TAN Shih Min 陳世民 | RO | 1 | 31 July 2019 | 18 February 2021 |
TAN Shih Min 陳世民 | RO | 9 | 31 July 2019 | 16 January 2022 |
TAN Shih Min 陳世民 | RO | 4 | 31 July 2019 | 18 February 2021 |
TAN Shih Min 陳世民 | RE | 9 | 28 May 2018 | 31 July 2019 |
TAN Shih Min 陳世民 | RE | 4 | 20 April 2018 | 31 July 2019 |
TSENG Calvin C | RE | 4 | 04 May 2021 | |
TSENG Calvin C | RE | 9 | 04 May 2021 | |
VOON David Hian-Fook 溫賢福 | RO | 4 | 09 August 2013 | 01 November 2013 |
VOON David Hian-Fook 溫賢福 | RO | 9 | 19 March 2013 | 01 November 2013 |
WONG Fusheng Tenzan 王富胜 | RE | 4 | 06 July 2020 | |
WONG Fusheng Tenzan 王富胜 | RE | 9 | 06 July 2020 | |
WONG Fusheng Tenzan 王富胜 | RE | 1 | 06 July 2020 | |
WONG Joon Kwang 王運光 | RO | 1 | 11 March 2019 | |
WONG Joon Kwang 王運光 | RO | 9 | 13 May 2015 | |
WONG Joon Kwang 王運光 | RO | 4 | 13 May 2015 | |
WONG Joon Kwang 王運光 | RE | 9 | 25 June 2014 | 13 May 2015 |
WONG Joon Kwang 王運光 | RE | 4 | 25 June 2014 | 13 May 2015 |
WONG Xuanhui Nicola 王璇惠 | RE | 4 | 02 September 2019 | 13 March 2023 |
WONG Xuanhui Nicola 王璇惠 | RE | 1 | 02 September 2019 | 13 March 2023 |
WONG Xuanhui Nicola 王璇惠 | RE | 9 | 02 September 2019 | 13 March 2023 |
WOOD Alexander George | RE | 1 | 03 January 2020 | 22 June 2021 |
WOOD Alexander George | RE | 4 | 03 January 2020 | 22 June 2021 |
WOOD Alexander George | RE | 9 | 03 January 2020 | 22 June 2021 |
YANG Aston 楊子賢 | RO | 4 | 17 June 2019 | |
YANG Aston 楊子賢 | RO | 1 | 17 June 2019 | |
YANG Aston 楊子賢 | RO | 4 | 06 February 2018 | 06 September 2018 |
YANG Aston 楊子賢 | RO | 9 | 06 February 2018 | |
YANG Aston 楊子賢 | RE | 4 | 13 August 2013 | 06 February 2018 |
YANG Aston 楊子賢 | RE | 9 | 20 March 2013 | 06 February 2018 |
YEUNG Kee Ming 楊基銘 | RE | 9 | 03 January 2018 | 09 February 2018 |
YEUNG Kee Ming 楊基銘 | RE | 4 | 03 January 2018 | 09 February 2018 |
ZHAI Hongwu 翟泓武 | RE | 9 | 30 December 2020 | 19 February 2021 |
ZHAI Hongwu 翟泓武 | RE | 4 | 30 December 2020 | 19 February 2021 |
ZHOU Jialei 周佳雷 | RE | 9 | 03 October 2016 | 24 June 2017 |
ZHOU Jialei 周佳雷 | RE | 4 | 03 October 2016 | 24 June 2017 |