SFC Licenceholders of Ord Minnett Hong Kong Limited
- compliance@ords.com.au
- Website
- www.ords.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALDER Campbell Robert | RE | 1 | 01 February 2013 | 16 July 2014 |
| BURMESTER Nicholas | RE | 1 | 28 January 2019 | 31 August 2021 |
| BURMESTER Nicholas | RE | 4 | 28 January 2019 | 31 August 2021 |
| CAMPION Boe Jon-paul | RE | 4 | 08 July 2014 | 20 February 2017 |
| CAMPION Boe Jon-paul | RE | 1 | 08 July 2014 | 20 February 2017 |
| CARROLL Gavan Mark | RE | 4 | 29 July 2019 | 29 January 2020 |
| CARROLL Gavan Mark | RE | 1 | 29 July 2019 | 29 January 2020 |
| CHAPPEL Christopher Lee | RO | 1 | 18 December 2017 | 03 July 2018 |
| CHAPPEL Christopher Lee | RE | 1 | 03 July 2018 | 20 August 2018 |
| CHAPPEL Christopher Lee | RE | 4 | 07 October 2015 | 20 August 2018 |
| CHAPPEL Christopher Lee | RE | 1 | 17 September 2014 | 16 December 2014 |
| CHAPPEL Christopher Lee | RE | 4 | 17 September 2014 | 16 December 2014 |
| CHAPPEL Christopher Lee | RO | 1 | 16 December 2014 | 07 October 2015 |
| CHAPPEL Christopher Lee | RO | 4 | 16 December 2014 | 07 October 2015 |
| CHAPPEL Christopher Lee | RE | 1 | 07 October 2015 | 18 December 2017 |
| DONOVAN Michael Joseph | RE | 4 | 16 April 2014 | |
| DONOVAN Michael Joseph | RE | 1 | 16 April 2014 | |
| GLADSTONE George Alexander | RO | 9 | 02 May 2018 | |
| GLADSTONE George Alexander | RO | 1 | 22 December 2017 | |
| GLADSTONE George Alexander | RO | 4 | 22 December 2017 | |
| GLADSTONE George Alexander | RE | 1 | 05 October 2016 | 22 December 2017 |
| GLADSTONE George Alexander | RE | 4 | 05 October 2016 | 22 December 2017 |
| GUNNING Timothy James | RO | 9 | 09 October 2017 | 31 December 2019 |
| GUNNING Timothy James | RO | 4 | 17 January 2014 | 31 December 2019 |
| GUNNING Timothy James | RO | 1 | 15 January 2013 | 31 December 2019 |
| HAN Andrew Jaeho | RO | 9 | 09 February 2024 | |
| HAN Andrew Jaeho | RO | 4 | 09 February 2024 | |
| HAN Andrew Jaeho | RO | 1 | 09 February 2024 | |
| HAN Andrew Jaeho | RE | 9 | 10 September 2018 | 09 February 2024 |
| HAN Andrew Jaeho | RE | 4 | 13 July 2015 | 09 February 2024 |
| HAN Andrew Jaeho | RE | 1 | 13 July 2015 | 09 February 2024 |
| HON Timothy Chi Hang 韓知行 | RE | 1 | 08 June 2015 | 10 August 2016 |
| HON Timothy Chi Hang 韓知行 | RE | 4 | 08 June 2015 | 10 August 2016 |
| KELLY Dylan Francis Tuck | RE | 4 | 26 November 2019 | 24 November 2021 |
| LAST Timothy Philip | RO | 4 | 17 January 2014 | 31 March 2020 |
| LAST Timothy Philip | RO | 1 | 15 January 2013 | 31 March 2020 |
| MOORE Christopher David | RE | 4 | 24 December 2018 | |
| MOORE Christopher David | RE | 1 | 24 December 2018 | |
| NORRIS Jeremy Anthony | RE | 1 | 03 October 2013 | 24 November 2014 |
| PATTERSON Brooke Ainsley | RE | 1 | 17 November 2015 | 30 June 2017 |
| PATTERSON Brooke Ainsley | RE | 4 | 17 November 2015 | 30 June 2017 |
| PATTERSON Brooke Ainsley | RO | 4 | 17 January 2014 | 17 November 2015 |
| PATTERSON Brooke Ainsley | RO | 1 | 15 January 2013 | 17 November 2015 |
| PHILLIPS Sam Johnathon | RO | 4 | 13 April 2018 | 03 July 2018 |
| PHILLIPS Sam Johnathon | RO | 1 | 13 April 2018 | 03 July 2018 |
| PHILLIPS Sam Johnathon | RE | 1 | 03 July 2018 | 20 August 2018 |
| PHILLIPS Sam Johnathon | RE | 4 | 03 July 2018 | 20 August 2018 |
| PHILLIPS Sam Johnathon | RE | 4 | 03 July 2017 | 13 April 2018 |
| PHILLIPS Sam Johnathon | RE | 1 | 03 July 2017 | 13 April 2018 |
| SEXTON Angus John | RO | 9 | 09 October 2017 | |
| SEXTON Angus John | RO | 4 | 09 January 2015 | |
| SEXTON Angus John | RO | 1 | 09 January 2015 | |
| SEXTON Angus John | RE | 4 | 10 March 2014 | 09 January 2015 |
| SEXTON Angus John | RE | 1 | 06 February 2013 | 09 January 2015 |
| SMALLACOMBE David Scott | RE | 9 | 03 February 2020 | 02 June 2022 |
| SMALLACOMBE David Scott | RE | 4 | 03 February 2020 | 02 June 2022 |
| SMALLACOMBE David Scott | RE | 1 | 03 February 2020 | 02 June 2022 |
| SMALLACOMBE David Scott | RO | 9 | 24 July 2019 | 03 February 2020 |
| SMALLACOMBE David Scott | RO | 4 | 24 July 2019 | 03 February 2020 |
| SMALLACOMBE David Scott | RO | 1 | 24 July 2019 | 03 February 2020 |
| SMALLACOMBE David Scott | RE | 4 | 29 May 2018 | 24 July 2019 |
| SMALLACOMBE David Scott | RE | 1 | 29 May 2018 | 24 July 2019 |
| SMALLACOMBE David Scott | RE | 9 | 29 May 2018 | 24 July 2019 |
| STANNARD Kathryn Louise | RO | 9 | 09 October 2017 | 04 February 2022 |
| STANNARD Kathryn Louise | RE | 4 | 14 July 2015 | 04 February 2022 |
| STANNARD Kathryn Louise | RE | 1 | 14 July 2015 | 04 February 2022 |
| SUTTIE Ben Charles | RE | 1 | 19 April 2016 | 05 July 2016 |
| SUTTIE Ben Charles | RE | 4 | 19 April 2016 | 05 July 2016 |
| VUJASINOVIC Vlada | RE | 1 | 20 November 2017 | |
| VUJASINOVIC Vlada | RE | 4 | 20 November 2017 | |
| VUJASINOVIC Vlada | RE | 9 | 20 November 2017 | |
| WALLER Brett Morris | RE | 9 | 15 February 2019 | |
| WALLER Brett Morris | RE | 4 | 15 February 2019 | |
| WALLER Brett Morris | RE | 1 | 15 February 2019 | |
| WELLS Alan Frank | RE | 1 | 14 June 2016 | 16 August 2017 |
| WELLS Alan Frank | RE | 4 | 14 June 2016 | 16 August 2017 |
| YAP Li Li | RE | 4 | 19 September 2014 | 16 June 2017 |
| YAP Li Li | RE | 1 | 19 September 2014 | 16 June 2017 |