SFC Licenceholders of Leading Securities Company Limited 立鼎證券有限公司
- Compliance@leading-sec.com.hk
- Website
- www.leading-sec.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHENG Shih-jen 鄭世仁 | RO | 4 | 04 June 2013 | 12 August 2013 |
| CHENG Shih-jen 鄭世仁 | RO | 1 | 04 June 2013 | 12 August 2013 |
| CHOW Rick Kaiwui 周啟匯 | RE | 4 | 31 August 2015 | 31 January 2016 |
| CHOW Rick Kaiwui 周啟匯 | RE | 9 | 31 August 2015 | 31 January 2016 |
| CHOW Yan, Inez 周茵 | RO | 9 | 25 February 2014 | 06 February 2015 |
| CHOW Yan, Inez 周茵 | RO | 4 | 10 October 2013 | 06 February 2015 |
| CHU Hau Yi, Priscilla 朱巧儀 | RO | 1 | 27 October 2021 | |
| CHU Hau Yi, Priscilla 朱巧儀 | RE | 1 | 28 September 2016 | 27 October 2021 |
| DA Yang 笪洋 | RO | 1 | 08 March 2017 | 17 May 2019 |
| DA Yang 笪洋 | RO | 4 | 08 March 2017 | 17 May 2019 |
| DA Yang 笪洋 | RE | 9 | 25 November 2016 | 09 December 2016 |
| DA Yang 笪洋 | RO | 9 | 09 December 2016 | 17 May 2019 |
| DENG Bin 鄧斌 | RE | 9 | 09 January 2020 | |
| DENG Bin 鄧斌 | RE | 1 | 09 January 2020 | |
| DENG Bin 鄧斌 | RE | 4 | 09 January 2020 | |
| DING Wenxin 丁文昕 | RE | 9 | 25 August 2016 | 31 December 2017 |
| DING Wenxin 丁文昕 | RE | 4 | 25 August 2016 | 31 December 2017 |
| DING Wenxin 丁文昕 | RE | 1 | 25 August 2016 | 31 December 2017 |
| DING Xipu 丁希璞 | RE | 4 | 14 October 2020 | 29 December 2020 |
| DING Xipu 丁希璞 | RE | 1 | 14 October 2020 | 29 December 2020 |
| DONG Hao 董浩 | RE | 4 | 23 August 2019 | 30 November 2021 |
| DONG Hao 董浩 | RE | 1 | 23 August 2019 | 30 November 2021 |
| DU Jialu 杜佳璐 | RE | 4 | 19 January 2018 | 23 November 2020 |
| DU Jialu 杜佳璐 | RE | 1 | 19 January 2018 | 23 November 2020 |
| DU Jialu 杜佳璐 | RE | 9 | 19 January 2018 | 23 November 2020 |
| FEI Meiling 費美玲 | RE | 1 | 15 August 2019 | |
| FEI Meiling 費美玲 | RE | 4 | 15 August 2019 | |
| GAO Tengzhe 高藤哲 | RE | 9 | 24 April 2018 | 16 May 2018 |
| GAO Tengzhe 高藤哲 | RE | 4 | 24 April 2018 | 16 May 2018 |
| GAO Tengzhe 高藤哲 | RE | 1 | 24 April 2018 | 16 May 2018 |
| HO Ying Wo 何應和 | RE | 4 | 19 September 2019 | 02 February 2021 |
| HO Ying Wo 何應和 | RE | 1 | 19 September 2019 | 02 February 2021 |
| HON Kai Lai 韓嘉麗 | RO | 4 | 29 January 2016 | 03 April 2017 |
| HON Kai Lai 韓嘉麗 | RE | 1 | 14 January 2016 | 29 January 2016 |
| HON Kai Lai 韓嘉麗 | RE | 4 | 14 January 2016 | 29 January 2016 |
| HON Kai Lai 韓嘉麗 | RO | 1 | 29 January 2016 | 03 April 2017 |
| HSIAO Shen-Hung 蕭盛弘 | RE | 9 | 14 June 2023 | |
| HU Letian 胡樂天 | RE | 1 | 01 March 2019 | 26 April 2019 |
| HU Letian 胡樂天 | RE | 4 | 01 March 2019 | 26 April 2019 |
| HU Letian 胡樂天 | RE | 9 | 01 March 2019 | 26 April 2019 |
| HU Letian 胡樂天 | RO | 1 | 26 April 2019 | |
| HU Letian 胡樂天 | RO | 4 | 26 April 2019 | |
| HU Letian 胡樂天 | RO | 9 | 26 April 2019 | |
| HUANG Chuan 黃川 | RE | 9 | 15 August 2019 | 21 December 2022 |
| HUANG Chuan 黃川 | RE | 4 | 15 August 2019 | 21 December 2022 |
| HUANG Chuan 黃川 | RE | 1 | 15 August 2019 | 21 December 2022 |
| JIA Hui 贾慧 | RE | 4 | 27 August 2019 | 05 August 2022 |
| JIA Hui 贾慧 | RE | 1 | 27 August 2019 | 05 August 2022 |
| KIM Anna Yen 嚴立恬 | RE | 1 | 10 May 2016 | 29 August 2016 |
| KIM Anna Yen 嚴立恬 | RE | 9 | 10 May 2016 | 29 August 2016 |
| KIM Anna Yen 嚴立恬 | RE | 4 | 10 May 2016 | 29 August 2016 |
| KO Kwok Kuen 柯國權 | RE | 1 | 22 January 2018 | 17 October 2023 |
| LAU Cheuk Lai 劉卓禮 | RE | 1 | 19 September 2016 | 09 June 2017 |
| LAU Cheuk Lai 劉卓禮 | RE | 4 | 19 September 2016 | 09 June 2017 |
| LI Guangyu 李光宇 | RO | 4 | 31 May 2019 | 31 August 2020 |
| LI Guangyu 李光宇 | RO | 1 | 31 May 2019 | 31 August 2020 |
| LI Guangyu 李光宇 | RE | 9 | 02 April 2019 | 31 May 2019 |
| LI Guangyu 李光宇 | RE | 4 | 02 April 2019 | 31 May 2019 |
| LI Guangyu 李光宇 | RO | 9 | 31 May 2019 | 31 August 2020 |
| LI Guo 李果 | RE | 9 | 30 July 2018 | 17 December 2018 |
| LI Guo 李果 | RE | 4 | 30 July 2018 | 17 December 2018 |
| LI Guo 李果 | RE | 1 | 30 July 2018 | 17 December 2018 |
| LI Meng 李蒙 | RE | 4 | 07 June 2021 | 30 September 2022 |
| LI Meng 李蒙 | RE | 1 | 23 August 2019 | 30 September 2022 |
| LI Meng 李蒙 | RE | 4 | 23 August 2019 | 21 May 2020 |
| LI Meng 李蒙 | RO | 4 | 21 May 2020 | 07 June 2021 |
| LI Mengxuan 李夢旋 | RE | 1 | 22 March 2019 | |
| LI Mengxuan 李夢旋 | RE | 9 | 22 March 2019 | |
| LI Mengxuan 李夢旋 | RE | 4 | 22 March 2019 | |
| LI Nan 李楠 | RE | 4 | 30 October 2017 | 13 December 2019 |
| LI Nan 李楠 | RE | 9 | 14 June 2017 | 23 August 2017 |
| LI Nan 李楠 | RE | 1 | 30 October 2017 | 13 December 2019 |
| LI Nan 李楠 | RE | 1 | 14 June 2017 | 23 August 2017 |
| LI Nan 李楠 | RE | 4 | 14 June 2017 | 23 August 2017 |
| LI Nan 李楠 | RE | 9 | 30 October 2017 | 13 December 2019 |
| LI Yuyu 李育禹 | RE | 4 | 16 September 2019 | 11 June 2021 |
| LI Yuyu 李育禹 | RE | 9 | 17 February 2021 | 11 June 2021 |
| LI Yuyu 李育禹 | RE | 1 | 16 September 2019 | 11 June 2021 |
| LI Yuyu 李育禹 | RE | 9 | 16 August 2018 | 17 May 2019 |
| LI Yuyu 李育禹 | RE | 4 | 16 August 2018 | 17 May 2019 |
| LI Yuyu 李育禹 | RE | 1 | 16 August 2018 | 17 May 2019 |
| LI Zihao 李子豪 | RE | 4 | 22 June 2020 | 07 August 2020 |
| LI Zihao 李子豪 | RE | 1 | 22 June 2020 | 07 August 2020 |
| LIAO Jianmin 廖健敏 | RE | 1 | 02 March 2020 | 07 August 2020 |
| LIAO Jianmin 廖健敏 | RE | 4 | 02 March 2020 | 07 August 2020 |
| LIAO Jianmin 廖健敏 | RE | 9 | 02 March 2020 | 07 August 2020 |
| LIN Ni 林昵 | RO | 1 | 12 November 2014 | 04 May 2015 |
| LIN Ni 林昵 | RO | 4 | 12 November 2014 | 04 May 2015 |
| LIN Ni 林昵 | RE | 9 | 12 June 2014 | 22 January 2015 |
| LIN Ni 林昵 | RE | 4 | 21 February 2013 | 12 November 2014 |
| LIN Ni 林昵 | RE | 1 | 21 February 2013 | 12 November 2014 |
| LIU Yawen 劉亞穩 | RE | 9 | 25 March 2022 | |
| LIU Yawen 劉亞穩 | RE | 4 | 25 March 2022 | |
| LIU Yawen 劉亞穩 | RE | 1 | 25 March 2022 | |
| MACINTOSH Andrew Keith | RO | 9 | 25 February 2014 | 31 December 2014 |
| MACINTOSH Andrew Keith | RO | 4 | 21 February 2013 | 31 December 2014 |
| MACINTOSH Andrew Keith | RO | 1 | 21 February 2013 | 31 December 2014 |
| MCDONALD Nicholas William | RO | 1 | 12 February 2015 | 01 February 2016 |
| MCDONALD Nicholas William | RO | 9 | 12 February 2015 | 01 February 2016 |
| MCDONALD Nicholas William | RO | 4 | 12 February 2015 | 01 February 2016 |
| MOK Hiu Lam 莫曉籃 | RO | 4 | 29 June 2017 | 01 November 2017 |
| MOK Hiu Lam 莫曉籃 | RE | 4 | 27 April 2017 | 29 June 2017 |
| MOK Hiu Lam 莫曉籃 | RE | 1 | 27 April 2017 | 29 June 2017 |
| MOK Hiu Lam 莫曉籃 | RO | 1 | 29 June 2017 | 01 November 2017 |
| NG Wai Kwong 伍偉光 | RE | 1 | 03 March 2015 | 05 May 2015 |
| SEE Anne Yu 施柔安 | RO | 1 | 27 March 2014 | 17 April 2014 |
| SEE Anne Yu 施柔安 | RE | 4 | 14 January 2014 | 17 April 2014 |
| SEE Anne Yu 施柔安 | RE | 1 | 14 January 2014 | 27 March 2014 |
| SHEATHER Neil John | RO | 1 | 06 January 2015 | 15 January 2016 |
| SHEATHER Neil John | RO | 9 | 06 January 2015 | 15 January 2016 |
| SHEATHER Neil John | RO | 4 | 06 January 2015 | 15 January 2016 |
| SO Po Ching 蘇寶清 | RO | 4 | 28 January 2019 | 11 October 2019 |
| SO Po Ching 蘇寶清 | RE | 4 | 27 October 2017 | 28 January 2019 |
| SO Po Ching 蘇寶清 | RO | 1 | 27 October 2017 | 11 October 2019 |
| SO Po Ching 蘇寶清 | RE | 1 | 11 April 2017 | 27 October 2017 |
| SO Po Ching 蘇寶清 | RO | 9 | 10 March 2017 | 11 October 2019 |
| SO Po Ching 蘇寶清 | RE | 9 | 14 February 2017 | 10 March 2017 |
| SUN Yang 孫楊 | RE | 4 | 23 August 2019 | |
| SUN Yang 孫楊 | RE | 1 | 23 August 2019 | |
| TONG Ching Po 湯正保 | RE | 1 | 19 April 2016 | 09 August 2016 |
| TONG Ching Po 湯正保 | RO | 1 | 09 August 2016 | 06 April 2017 |
| WAI Anthony Bosco Sze Yuen 韋思源 | RE | 9 | 17 June 2014 | 24 April 2015 |
| WAI Anthony Bosco Sze Yuen 韋思源 | RO | 1 | 09 May 2014 | 24 April 2015 |
| WAI Anthony Bosco Sze Yuen 韋思源 | RE | 4 | 18 December 2013 | 24 April 2015 |
| WAI Anthony Bosco Sze Yuen 韋思源 | RE | 1 | 18 December 2013 | 09 May 2014 |
| WANG Pinyue 王品月 | RE | 4 | 23 April 2020 | 30 June 2020 |
| WANG Pinyue 王品月 | RE | 1 | 23 April 2020 | 30 June 2020 |
| WANG Pinyue 王品月 | RE | 9 | 19 May 2020 | 30 June 2020 |
| WANG Yixin 王祎馨 | RE | 4 | 01 June 2020 | 18 August 2021 |
| WANG Yixin 王祎馨 | RE | 1 | 01 June 2020 | 18 August 2021 |
| WEN Qiang 闻强 | RE | 9 | 02 March 2023 | |
| WEN Qiang 闻强 | RE | 4 | 13 August 2019 | |
| WEN Qiang 闻强 | RE | 1 | 13 August 2019 | |
| WONG Chi Tai 黃志泰 | RO | 4 | 25 April 2016 | 13 February 2017 |
| WONG Chi Tai 黃志泰 | RO | 9 | 25 April 2016 | 13 February 2017 |
| WONG Chun Lun 王俊麟 | RE | 1 | 06 September 2023 | |
| WONG Kai Chung, Arthur 王啟聰 | RE | 9 | 25 February 2014 | 28 February 2014 |
| WONG Kai Chung, Arthur 王啟聰 | RO | 4 | 21 February 2013 | 28 February 2014 |
| WONG Kai Chung, Arthur 王啟聰 | RO | 1 | 21 February 2013 | 28 February 2014 |
| WOO Wai Tong 胡偉堂 | RE | 1 | 14 January 2016 | 15 January 2016 |
| WOO Wai Tong 胡偉堂 | RE | 4 | 14 January 2016 | 15 January 2016 |
| WOO Wai Tong 胡偉堂 | RE | 9 | 14 January 2016 | 15 January 2016 |
| WOO Wai Tong 胡偉堂 | RO | 1 | 15 January 2016 | 09 December 2016 |
| WOO Wai Tong 胡偉堂 | RO | 4 | 15 January 2016 | 09 December 2016 |
| WOO Wai Tong 胡偉堂 | RO | 9 | 15 January 2016 | 09 December 2016 |
| WU Chi Sik 胡智晰 | RE | 9 | 23 September 2021 | 22 October 2021 |
| WU Chi Sik 胡智晰 | RE | 4 | 23 September 2021 | 22 October 2021 |
| WU Chi Sik 胡智晰 | RE | 1 | 23 September 2021 | 22 October 2021 |
| WU Haozong 吴浩宗 | RE | 1 | 25 November 2020 | 03 June 2021 |
| WU Haozong 吴浩宗 | RE | 4 | 25 November 2020 | 03 June 2021 |
| WU Miaomiao 武苗苗 | RE | 4 | 28 April 2020 | |
| WU Miaomiao 武苗苗 | RE | 9 | 28 April 2020 | |
| WU Miaomiao 武苗苗 | RE | 1 | 28 April 2020 | |
| XIE Jun 谢骏 | RO | 1 | 03 July 2019 | |
| XIE Jun 谢骏 | RO | 4 | 03 July 2019 | |
| XIE Jun 谢骏 | RO | 9 | 03 July 2019 | |
| XIE Yunqin 解云欽 | RE | 1 | 02 January 2018 | 03 March 2019 |
| XIE Yunqin 解云欽 | RE | 4 | 02 January 2018 | 03 March 2019 |
| XIE Yunqin 解云欽 | RE | 9 | 02 January 2018 | 03 March 2019 |
| XING Li 邢莉 | RE | 1 | 17 May 2018 | 16 April 2021 |
| XING Li 邢莉 | RE | 4 | 17 May 2018 | 16 April 2021 |
| XING Li 邢莉 | RE | 9 | 17 May 2018 | 16 April 2021 |
| XU Chanjuan 徐嬋娟 | RE | 1 | 29 April 2019 | 02 July 2021 |
| XU Chanjuan 徐嬋娟 | RE | 4 | 29 April 2019 | 02 July 2021 |
| YE Dandan 叶丹丹 | RE | 1 | 28 February 2019 | |
| YE Dandan 叶丹丹 | RE | 4 | 28 February 2019 | |
| YE Dandan 叶丹丹 | RE | 9 | 28 February 2019 | |
| YEH Wei-Kuo 葉為國 | RO | 4 | 13 June 2017 | 17 May 2019 |
| YEH Wei-Kuo 葉為國 | RO | 1 | 13 June 2017 | 17 May 2019 |
| YEH Wei-Kuo 葉為國 | RE | 4 | 21 April 2017 | 13 June 2017 |
| YEH Wei-Kuo 葉為國 | RE | 1 | 21 April 2017 | 13 June 2017 |
| YEUNG Siu Hang 楊少恒 | RE | 4 | 16 January 2014 | 30 April 2014 |
| YEUNG Siu Hang 楊少恒 | RE | 1 | 16 January 2014 | 30 April 2014 |
| ZHANG Chune 张春娥 | RE | 4 | 25 September 2019 | 19 May 2020 |
| ZHANG Chune 张春娥 | RE | 1 | 25 September 2019 | 19 May 2020 |
| ZHANG Jin 張瑾 | RE | 1 | 26 September 2016 | 09 June 2017 |
| ZHANG Jin 張瑾 | RE | 4 | 26 September 2016 | 09 June 2017 |
| ZHANG Jin 張瑾 | RE | 9 | 30 November 2016 | 09 June 2017 |