SFC Licenceholders of Legal & General Investment Management Asia Limited
- lgimasiacompliance@lgim.com
- Website
- www.lgimasia.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BENNETT Benjamin | RO | 9 | 25 March 2021 | |
| BENNETT Benjamin | RO | 1 | 25 March 2021 | |
| BENNETT Benjamin | RO | 2 | 25 March 2021 | |
| CHAN Chi Long Ronald 陳志朗 | RE | 1 | 21 June 2022 | |
| CHAN Chi Long Ronald 陳志朗 | RE | 2 | 21 June 2022 | |
| CHAN Chi Long Ronald 陳志朗 | RE | 9 | 21 June 2022 | |
| CHAN Sin Nei, Sindy 陳仙妮 | RE | 9 | 23 February 2015 | |
| CHAN Sin Nei, Sindy 陳仙妮 | RE | 1 | 31 October 2013 | |
| CHAU Yi Yan Betty 周怡茵 | RE | 9 | 26 October 2022 | |
| CHAU Yi Yan Betty 周怡茵 | RE | 1 | 26 October 2022 | |
| CHAU Yi Yan Betty 周怡茵 | RE | 2 | 26 October 2022 | |
| CHEUNG Man Kit 張文傑 | RE | 9 | 10 March 2023 | |
| CHEUNG Man Kit 張文傑 | RE | 1 | 10 March 2023 | |
| CHEUNG Man Kit 張文傑 | RE | 2 | 10 March 2023 | |
| CHNG Oon Jin 庄溫仁 | RO | 1 | 25 January 2017 | 14 October 2018 |
| CHNG Oon Jin 庄溫仁 | RE | 9 | 07 January 2016 | 14 October 2018 |
| CHNG Oon Jin 庄溫仁 | RE | 1 | 07 January 2016 | 25 January 2017 |
| CRASTON Michael David Thomas | RO | 9 | 01 December 2014 | 14 April 2015 |
| CRASTON Michael David Thomas | RO | 1 | 22 July 2013 | 14 April 2015 |
| DAVIES Chad Matthew Francis | RE | 9 | 11 December 2017 | 29 December 2021 |
| DAVIES Chad Matthew Francis | RE | 2 | 11 December 2017 | 29 December 2021 |
| DAVIES Chad Matthew Francis | RE | 1 | 15 August 2017 | 29 December 2021 |
| DIETZ Martin Dietrich | RE | 1 | 01 March 2018 | 02 March 2018 |
| ESER Anton Norman Karl | RE | 1 | 10 October 2018 | 12 October 2018 |
| FLYNN Alan Gordon | RE | 9 | 24 October 2018 | 07 December 2018 |
| FLYNN Alan Gordon | RE | 1 | 24 October 2018 | 07 December 2018 |
| FLYNN Alan Gordon | RO | 9 | 20 April 2015 | 24 October 2018 |
| FLYNN Alan Gordon | RO | 1 | 22 July 2013 | 24 October 2018 |
| GILBERT Courtenay Taylor | RE | 1 | 26 October 2022 | |
| GILBERT Courtenay Taylor | RE | 2 | 26 October 2022 | |
| GILBERT Courtenay Taylor | RE | 9 | 26 October 2022 | |
| GUISSI Mehdi | RE | 1 | 08 October 2018 | 12 October 2018 |
| HUNG Yiu Keung, Horace 熊耀強 | RE | 1 | 23 July 2013 | 06 October 2014 |
| KO Yui Chit, Janice 高睿哲 | RE | 2 | 05 January 2022 | 13 May 2022 |
| KO Yui Chit, Janice 高睿哲 | RE | 1 | 05 January 2022 | 13 May 2022 |
| KWOK Danny 郭世傑 | RO | 9 | 09 February 2021 | |
| KWOK Danny 郭世傑 | RO | 2 | 16 October 2017 | |
| KWOK Danny 郭世傑 | RO | 1 | 29 September 2017 | |
| KWOK Danny 郭世傑 | RE | 9 | 14 June 2017 | 09 February 2021 |
| KWOK Danny 郭世傑 | RE | 1 | 14 June 2017 | 29 September 2017 |
| LOI Sze Kim Jackson 呂詩劍 | RO | 9 | 24 November 2021 | |
| LOI Sze Kim Jackson 呂詩劍 | RO | 1 | 24 November 2021 | |
| LOI Sze Kim Jackson 呂詩劍 | RE | 1 | 04 October 2021 | 24 November 2021 |
| PARK Sung Yul | RE | 1 | 24 November 2022 | |
| PARK Sung Yul | RE | 9 | 24 November 2022 | |
| PENG David Hoantee 彭宏逖 | RO | 2 | 08 January 2019 | 31 December 2020 |
| PENG David Hoantee 彭宏逖 | RO | 9 | 13 September 2018 | 31 December 2020 |
| PENG David Hoantee 彭宏逖 | RO | 1 | 13 September 2018 | 31 December 2020 |
| PENG David Hoantee 彭宏逖 | RE | 9 | 25 June 2018 | 13 September 2018 |
| PENG David Hoantee 彭宏逖 | RE | 1 | 25 June 2018 | 13 September 2018 |
| SO Ho Ching, Paul 蘇浩程 | RO | 2 | 16 October 2017 | 31 December 2020 |
| SO Ho Ching, Paul 蘇浩程 | RO | 9 | 01 December 2014 | 31 December 2020 |
| SO Ho Ching, Paul 蘇浩程 | RO | 1 | 01 December 2014 | 31 December 2020 |
| STANSBURY Nicholas Irvin | RE | 1 | 16 September 2019 | 20 September 2019 |
| TONG Ngai 唐毅 | RE | 9 | 25 October 2016 | 09 March 2021 |
| TONG Ngai 唐毅 | RE | 1 | 25 October 2016 | 09 March 2021 |
| TOON Sarah Louise | RE | 1 | 15 May 2019 | 22 May 2019 |
| TOON Sarah Louise | RE | 1 | 06 September 2018 | 07 September 2018 |
| VAN DEN HEILIGENBERG Emilius Paulus Antonius Maria | RE | 1 | 19 June 2018 | 20 June 2018 |
| WANG Haiman 王海曼 | RE | 9 | 02 March 2020 | 01 December 2020 |
| WANG Haiman 王海曼 | RE | 1 | 02 March 2020 | 01 December 2020 |
| WANG Yi 王毅 | RE | 9 | 22 November 2021 | 10 June 2022 |
| WANG Yi 王毅 | RE | 2 | 22 November 2021 | 10 June 2022 |
| WANG Yi 王毅 | RE | 1 | 22 November 2021 | 10 June 2022 |
| WICKS Edward Vivian | RO | 2 | 16 October 2017 | 19 March 2018 |
| WONG Raymond Siu Kau 黃兆銶 | RE | 9 | 02 November 2021 | 27 September 2023 |
| WONG Raymond Siu Kau 黃兆銶 | RE | 2 | 02 November 2021 | 27 September 2023 |
| WONG Raymond Siu Kau 黃兆銶 | RE | 1 | 02 November 2021 | 27 September 2023 |
| WU Ho Kwan, Janice 胡可筠 | RO | 9 | 01 December 2014 | 12 April 2023 |
| WU Ho Kwan, Janice 胡可筠 | RO | 1 | 22 July 2013 | 12 April 2023 |
| YONG Kok Onn 楊國安 | RE | 9 | 06 December 2019 | |
| YONG Kok Onn 楊國安 | RE | 1 | 06 December 2019 |