SFC Licenceholders of Soochow Securities International Capital Limited 東吳證券國際融資有限公司
- complaint@dwzq.com.hk
- Website
- www.dwzq.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU-YEUNG Wing Sum 歐陽榮深 | RE | 6 | 18 July 2014 | 02 August 2018 |
| AU-YEUNG Yan Lun 歐陽欣麟 | RE | 6 | 02 May 2019 | 11 June 2019 |
| AU-YEUNG Yan Lun 歐陽欣麟 | RO | 6 | 11 June 2019 | |
| CAO Qi 操琦 | RO | 6 | 03 May 2022 | 27 June 2023 |
| CAO Qi 操琦 | RE | 6 | 12 January 2022 | 03 May 2022 |
| CHAK Wai Nga 翟偉雅 | RE | 6 | 09 December 2019 | 07 April 2021 |
| CHAN Lap Hang Nicholas 陳立行 | RE | 6 | 27 May 2019 | 04 September 2022 |
| CHAN Ying Wai 陳英偉 | RE | 6 | 02 May 2019 | 10 June 2019 |
| CHAN Ying Wai 陳英偉 | RO | 6 | 10 June 2019 | 17 April 2023 |
| CHEN Peijie 陳佩婕 | RE | 6 | 11 June 2019 | 19 May 2022 |
| CHEN Yunhui 陳云暉 | RE | 6 | 17 June 2016 | 30 June 2018 |
| CHENG Chun Fai, Hudson 鄭俊輝 | RO | 6 | 13 November 2019 | 08 October 2021 |
| CHENG Chun Fai, Hudson 鄭俊輝 | RE | 6 | 20 August 2019 | 13 November 2019 |
| CHENG Kim Pong 鄭劍邦 | RE | 6 | 11 August 2014 | 31 August 2017 |
| CHENG Tak Him, Terence 鄭德謙 | RO | 6 | 17 September 2019 | 19 April 2022 |
| CHENG Tak Him, Terence 鄭德謙 | RE | 6 | 12 June 2019 | 17 September 2019 |
| CHIANG Ka Chun 蔣嘉駿 | RE | 6 | 12 February 2019 | 24 July 2021 |
| CHIU Yan Kit 趙仁傑 | RO | 6 | 31 October 2017 | 25 October 2018 |
| CHIU Yan Kit 趙仁傑 | RE | 6 | 30 August 2017 | 31 October 2017 |
| CHIU Yan Kit 趙仁傑 | RO | 6 | 16 April 2015 | 29 April 2017 |
| CHIU Yan Kit 趙仁傑 | RE | 6 | 22 August 2013 | 16 April 2015 |
| CHOI Ho Yi, Phyllis 蔡可兒 | RO | 6 | 09 December 2015 | 08 June 2017 |
| CHOI Ho Yi, Phyllis 蔡可兒 | RE | 6 | 26 October 2015 | 09 December 2015 |
| DU Juan 杜鵑 | RE | 6 | 10 September 2021 | 06 October 2023 |
| GAO Mengyang 高夢洋 | RE | 6 | 28 July 2022 | |
| HO Kin Fun, Philip 何建勳 | RE | 6 | 10 May 2021 | 18 August 2021 |
| HO Kin Fun, Philip 何建勳 | RO | 6 | 18 August 2021 | 28 December 2021 |
| HUANG Sike 黃斯軻 | RE | 6 | 21 July 2017 | 11 November 2018 |
| HUANG Yun Tong 黃蘊彤 | RE | 6 | 12 February 2019 | 08 August 2021 |
| JIN Lumeng 金露萌 | RE | 6 | 04 September 2019 | 16 October 2020 |
| LAM Tsz Wai, Jacqueline 林梓蕙 | RE | 6 | 29 July 2013 | 18 March 2014 |
| LEE Chun Pang 李振鵬 | RO | 6 | 27 June 2022 | |
| LEE Chun Pang 李振鵬 | RE | 6 | 24 January 2022 | 27 June 2022 |
| LI Chen 李宸 | RE | 6 | 11 February 2015 | 24 September 2016 |
| LI Junyi 李俊儀 | RE | 6 | 13 February 2019 | 07 April 2021 |
| LI Wenxin 李文昕 | RE | 6 | 08 December 2021 | 17 December 2021 |
| LI Xinwei 李昕維 | RE | 6 | 02 December 2013 | 27 June 2014 |
| LIU Chang 劉暢 | RE | 6 | 26 January 2016 | 10 December 2016 |
| LIU Hui 劉輝 | RO | 6 | 21 October 2022 | 20 April 2023 |
| LIU Yihe 劉一賀 | RE | 6 | 08 April 2022 | 26 June 2023 |
| LUO Yi 羅毅 | RO | 6 | 11 June 2019 | 07 September 2021 |
| LUO Yi 羅毅 | RE | 6 | 02 May 2019 | 11 June 2019 |
| MAK Kwok Kei 麥國基 | RO | 6 | 04 July 2019 | 30 July 2021 |
| MAK Kwok Kei 麥國基 | RE | 6 | 14 May 2019 | 04 July 2019 |
| NING Le 寧樂 | RE | 6 | 08 November 2017 | 28 February 2019 |
| PANG Chi Chung 彭置聰 | RE | 6 | 16 May 2019 | 08 August 2021 |
| PENG Zuncheng 彭遵丞 | RE | 6 | 31 August 2023 | |
| SO Nga Ting, Bernadette 蘇雅婷 | RE | 6 | 27 May 2019 | |
| TIAN Mengning 田夢寧 | RE | 6 | 20 October 2022 | 28 January 2024 |
| TSE Kin Lung 謝建龍 | RE | 6 | 26 October 2016 | 06 July 2017 |
| TSE Tsz Kwan 謝子鈞 | RE | 6 | 02 March 2018 | 16 November 2018 |
| TSUI Chun 徐雋 | RE | 6 | 10 January 2017 | 24 December 2018 |
| WANG Lin 王麟 | RE | 6 | 10 January 2014 | 15 January 2015 |
| WONG Tung Yuen 王東源 | RE | 6 | 07 September 2020 | 22 March 2021 |
| WU Benjamin Wen Jing 吳文京 | RO | 6 | 24 May 2016 | 30 November 2018 |
| WU Qingbo 鄔清波 | RO | 6 | 27 June 2018 | 25 June 2019 |
| WU Yinong 吳亦農 | RO | 6 | 19 July 2013 | 14 December 2018 |
| XU Jingyi 徐競怡 | RO | 6 | 19 April 2022 | |
| XU Jingyi 徐競怡 | RE | 6 | 21 September 2021 | 19 April 2022 |
| XU Minruijun 徐敏銳君 | RE | 6 | 26 October 2023 | |
| YANG Lingbin 楊靈彬 | RE | 6 | 20 August 2018 | 28 October 2018 |
| YE Weilong 叶偉龍 | RE | 6 | 09 May 2019 | 28 September 2022 |
| YIN Xiaoyuan 殷晓媛 | RE | 6 | 07 August 2023 | |
| YIP Kwok Kwan 葉國均 | RO | 6 | 24 August 2015 | 01 May 2016 |
| YIP Po Ching 葉寶貞 | RO | 6 | 19 July 2013 | 14 August 2015 |
| ZHANG Huimin, Amy 章慧敏 | RE | 6 | 16 March 2021 | 06 February 2022 |
| ZHANG Tingting 張婷婷 | RE | 6 | 17 December 2015 | 17 November 2017 |
| ZHONG Tianfan 钟天帆 | RE | 6 | 29 July 2013 | 31 August 2018 |