SFC Licenceholders of China Finance KAB Asset Management Limited 中金三甲資產管理有限公司
- admin@cfkab.com
- Website
- www.cfkab.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Kin Cheung 陳健祥 | RE | 9 | 17 May 2019 | |
| CHAN Kin Cheung 陳健祥 | RE | 4 | 17 May 2019 | |
| CHAN Kin Cheung 陳健祥 | RO | 9 | 07 January 2014 | 17 May 2019 |
| CHAN Kin Cheung 陳健祥 | RO | 4 | 07 January 2014 | 17 May 2019 |
| FUNG Hiu Lap, Lawrence 馮曉立 | RO | 9 | 13 May 2020 | |
| FUNG Hiu Lap, Lawrence 馮曉立 | RO | 4 | 13 May 2020 | |
| FUNG Hiu Lap, Lawrence 馮曉立 | RE | 9 | 19 February 2016 | 13 May 2020 |
| KAM Lam, Gordon 甘霖 | RE | 9 | 30 June 2017 | 31 July 2018 |
| KAM Lam, Gordon 甘霖 | RE | 4 | 30 June 2017 | 31 July 2018 |
| KWOK Ka Chun, Tom 郭家駿 | RO | 9 | 25 November 2019 | |
| KWOK Ka Chun, Tom 郭家駿 | RO | 4 | 25 November 2019 | |
| KWOK Ka Chun, Tom 郭家駿 | RE | 9 | 13 April 2016 | 25 November 2019 |
| KWOK Ka Chun, Tom 郭家駿 | RE | 4 | 13 April 2016 | 25 November 2019 |
| LAM Ying Kit 林英傑 | RO | 9 | 24 January 2018 | |
| LAM Yu On 林裕安 | RO | 9 | 05 May 2016 | 31 May 2017 |
| LAM Yu On 林裕安 | RO | 4 | 05 May 2016 | 31 May 2017 |
| LEE Cheong Wing 李昌榮 | RO | 9 | 07 January 2014 | 28 August 2015 |
| LEE Cheong Wing 李昌榮 | RO | 4 | 07 January 2014 | 28 August 2015 |
| LI Wai Kwan 李偉君 | RE | 9 | 26 September 2016 | 30 September 2017 |
| LI Wai Kwan 李偉君 | RE | 4 | 26 September 2016 | 30 September 2017 |
| LIU Ka Ho Kenny 廖家豪 | RE | 9 | 09 June 2017 | 07 January 2019 |
| LIU Ka Ho Kenny 廖家豪 | RE | 4 | 09 June 2017 | 07 January 2019 |
| NG Wing Yip, Raymond 吳永業 | RO | 9 | 18 September 2018 | |
| NG Wing Yip, Raymond 吳永業 | RO | 4 | 31 May 2017 | |
| TANG Wai Kee 鄧偉基 | RO | 4 | 26 August 2015 | 05 May 2016 |
| TANG Wai Kee 鄧偉基 | RO | 9 | 28 July 2015 | 05 May 2016 |
| WAN Kwok Fung 溫國峰 | RO | 4 | 06 August 2018 | 31 May 2023 |
| WAN Kwok Fung 溫國峰 | RO | 9 | 21 March 2017 | 31 May 2023 |
| WANG Yunjun 王韵珺 | RE | 9 | 01 April 2015 | 10 July 2018 |
| WANG Yunjun 王韵珺 | RE | 4 | 01 April 2015 | 10 July 2018 |
| XIN Tao King 鑫濤 | RE | 9 | 11 May 2015 | 13 August 2015 |
| XIN Tao King 鑫濤 | RE | 4 | 11 May 2015 | 13 August 2015 |
| ZENG YanLing 曾燕玲 | RE | 4 | 01 April 2015 | 10 July 2018 |
| ZENG YanLing 曾燕玲 | RE | 9 | 01 April 2015 | 10 July 2018 |