SFC Licenceholders of Ninety One Hong Kong Limited 晉達資產管理香港有限公司
- compliancehk@ninetyone.com
- Website
- www.ninetyone.com/en/hong-kong
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAKER Graeme Robert | RE | 4 | 17 March 2023 | 24 March 2023 |
| BAKER Graeme Robert | RE | 4 | 29 March 2021 | 31 March 2021 |
| BORBORA Jason Chandra | RE | 4 | 15 January 2018 | 19 January 2018 |
| BOSWELL Jeffrey | RE | 4 | 09 June 2017 | 16 June 2017 |
| BOSWELL Jeffrey | RE | 4 | 21 November 2016 | 25 November 2016 |
| BRAZIER Simon Richard | RE | 4 | 11 April 2016 | 15 April 2016 |
| BREEDON Mark Herbert | RO | 1 | 12 January 2018 | 29 December 2023 |
| BREEDON Mark Herbert | RO | 4 | 12 January 2018 | 29 December 2023 |
| BREEDON Mark Herbert | RO | 9 | 12 January 2018 | 29 December 2023 |
| BREEDON Mark Herbert | RE | 4 | 23 June 2016 | 12 January 2018 |
| BREEDON Mark Herbert | RE | 4 | 03 November 2014 | 05 November 2014 |
| BREEDON Mark Herbert | RE | 4 | 19 October 2015 | 27 October 2015 |
| BREEDON Mark Herbert | RE | 4 | 15 February 2016 | 26 February 2016 |
| BREEDON Mark Herbert | RE | 1 | 23 June 2016 | 12 January 2018 |
| BREEDON Mark Herbert | RE | 9 | 23 June 2016 | 12 January 2018 |
| CAPPETTA John William | RE | 4 | 04 March 2024 | 08 March 2024 |
| CAPPETTA John William | RE | 4 | 25 September 2023 | 29 September 2023 |
| CAPPETTA John William | RE | 4 | 17 March 2023 | 24 March 2023 |
| CAPPETTA John William | RE | 1 | 04 March 2024 | 08 March 2024 |
| CAPPETTA John William | RE | 4 | 05 May 2021 | 07 May 2021 |
| CAPPETTA John William | RE | 4 | 23 August 2021 | 25 August 2021 |
| CHAN Adrian Ka Hin 陳家軒 | RE | 9 | 13 July 2021 | |
| CHAN Adrian Ka Hin 陳家軒 | RE | 4 | 13 July 2021 | |
| CHAN Adrian Ka Hin 陳家軒 | RE | 1 | 13 July 2021 | |
| CHANG Kai 張鍇 | RE | 2 | 26 September 2023 | |
| CHANG Kai 張鍇 | RE | 9 | 09 January 2019 | |
| CHANG Kai 張鍇 | RE | 4 | 09 January 2019 | |
| CHANG Kai 張鍇 | RE | 1 | 09 January 2019 | |
| CHENG Mei Shan 鄭媚珊 | RE | 1 | 31 May 2016 | 17 March 2023 |
| CHENG Mei Shan 鄭媚珊 | RE | 4 | 31 May 2016 | 17 March 2023 |
| CHEUNG Sheung Cheung 張常祥 | RE | 4 | 09 April 2014 | 20 October 2017 |
| CHEUNG Sheung Cheung 張常祥 | RE | 1 | 09 April 2014 | 20 October 2017 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 09 October 2019 | 11 October 2019 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 26 May 2021 | 28 May 2021 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 28 September 2020 | 28 September 2020 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 14 May 2019 | 17 May 2019 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 07 May 2018 | 11 May 2018 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 17 March 2015 | 20 March 2015 |
| CHEVELEY Richard George Castelfranc | RE | 4 | 21 November 2016 | 25 November 2016 |
| CHUI Suk Yee, Halina 徐淑儀 | RE | 4 | 21 November 2016 | 21 October 2018 |
| CHUI Suk Yee, Halina 徐淑儀 | RE | 1 | 21 November 2016 | 21 October 2018 |
| CHUNG Eva Ting Yan 鍾婷欣 | RE | 1 | 20 December 2017 | 14 June 2019 |
| CHUNG Eva Ting Yan 鍾婷欣 | RE | 4 | 20 December 2017 | 14 June 2019 |
| CHUNG Eva Ting Yan 鍾婷欣 | RE | 9 | 20 December 2017 | 14 June 2019 |
| CUNNINGHAM Iain Stewart | RE | 4 | 17 March 2023 | 24 March 2023 |
| CUNNINGHAM Iain Stewart | RE | 4 | 18 January 2024 | 20 January 2024 |
| CUNNINGHAM Iain Stewart | RE | 1 | 18 January 2024 | 20 January 2024 |
| DAI Di 代蒂 | RE | 1 | 11 August 2022 | |
| DAI Di 代蒂 | RE | 2 | 27 September 2023 | |
| DAI Di 代蒂 | RE | 4 | 05 October 2022 | |
| DUTTON Charles Keith Hawkins | RE | 4 | 18 November 2019 | 22 November 2019 |
| DUTTON Charles Keith Hawkins | RE | 4 | 27 May 2019 | 31 May 2019 |
| DUTTON Charles Keith Hawkins | RE | 4 | 26 November 2018 | 30 November 2018 |
| DUTTON Charles Keith Hawkins | RE | 4 | 07 May 2018 | 11 May 2018 |
| DUTTON Charles Keith Hawkins | RE | 4 | 06 November 2017 | 10 November 2017 |
| FU Wai Man 傅偉民 | RO | 2 | 13 September 2023 | |
| FU Wai Man 傅偉民 | RO | 9 | 14 May 2019 | |
| FU Wai Man 傅偉民 | RE | 4 | 01 November 2018 | 02 January 2019 |
| FU Wai Man 傅偉民 | RE | 1 | 01 November 2018 | 02 January 2019 |
| FU Wai Man 傅偉民 | RO | 4 | 02 January 2019 | |
| FU Wai Man 傅偉民 | RO | 1 | 02 January 2019 | |
| FUNG Chor Wai 馮楚惠 | RE | 9 | 25 April 2014 | |
| FUNG Chor Wai 馮楚惠 | RE | 4 | 25 April 2014 | |
| FUNG Chor Wai 馮楚惠 | RE | 1 | 25 April 2014 | |
| GIBSON Cathy | RO | 2 | 13 September 2023 | |
| GIBSON Cathy | RO | 1 | 16 November 2021 | |
| HARLING Victoria Louise | RE | 4 | 16 September 2014 | 17 September 2014 |
| HARLING Victoria Louise | RE | 4 | 21 November 2016 | 25 November 2016 |
| HARLING Victoria Louise | RE | 4 | 11 July 2016 | 15 July 2016 |
| HRIC Pearl 劉蓓兒 | RE | 1 | 07 May 2014 | 30 September 2016 |
| HRIC Pearl 劉蓓兒 | RE | 4 | 07 May 2014 | 30 September 2016 |
| HSIA Kenneth Yesom | RE | 4 | 19 April 2017 | 21 April 2017 |
| HSIA Kenneth Yesom | RE | 4 | 09 May 2017 | 12 May 2017 |
| HSIA Kenneth Yesom | RE | 4 | 11 May 2015 | 15 May 2015 |
| HSIAO Li-Pei 蕭立珮 | RE | 4 | 14 November 2016 | 07 January 2022 |
| HSIAO Li-Pei 蕭立珮 | RE | 1 | 14 November 2016 | 07 January 2022 |
| HUTCHINS Jamie Blake | RE | 4 | 21 November 2016 | 25 November 2016 |
| IBRAHIM Samuel | RE | 4 | 14 February 2020 | 30 April 2023 |
| IBRAHIM Samuel | RE | 9 | 14 February 2020 | 30 April 2023 |
| IBRAHIM Samuel | RE | 1 | 14 February 2020 | 30 April 2023 |
| KEUNG King Man 姜景文 | RE | 4 | 03 January 2017 | |
| KEUNG King Man 姜景文 | RE | 9 | 03 January 2017 | |
| KEUNG King Man 姜景文 | RE | 1 | 03 January 2017 | |
| KUHNERT Gregory John | RE | 1 | 15 January 2024 | 20 January 2024 |
| KUHNERT Gregory John | RE | 4 | 15 January 2024 | 20 January 2024 |
| KUHNERT Gregory John | RE | 4 | 23 June 2017 | 28 June 2017 |
| KUHNERT Gregory John | RE | 4 | 09 April 2018 | 11 April 2018 |
| KUHNERT Gregory John | RE | 4 | 12 January 2018 | 19 January 2018 |
| KUHNERT Gregory John | RE | 4 | 09 March 2015 | 13 March 2015 |
| KUHNERT Gregory John | RE | 4 | 21 November 2016 | 25 November 2016 |
| KUHNERT Gregory John | RE | 4 | 31 October 2014 | 31 October 2014 |
| KUHNERT Gregory John | RE | 4 | 16 June 2015 | 19 June 2015 |
| LAM Chak Shun, Jason 林澤信 | RE | 1 | 26 May 2022 | |
| LAM Chak Shun, Jason 林澤信 | RE | 4 | 26 May 2022 | |
| LAM Pui Yan 林貝欣 | RE | 1 | 17 August 2022 | |
| LAM Pui Yan 林貝欣 | RE | 4 | 17 August 2022 | |
| LAU Wing Chung 劉穎聰 | RE | 2 | 26 September 2023 | |
| LAU Wing Chung 劉穎聰 | RE | 4 | 09 April 2014 | |
| LAU Wing Chung 劉穎聰 | RE | 1 | 09 April 2014 | |
| LAU Wing Chung 劉穎聰 | RE | 9 | 09 April 2014 | |
| LEUNG Helen 梁浩雯 | RO | 9 | 09 April 2014 | 28 May 2021 |
| LEUNG Helen 梁浩雯 | RO | 4 | 09 April 2014 | 28 May 2021 |
| LEUNG Helen 梁浩雯 | RO | 1 | 09 April 2014 | 28 May 2021 |
| LEUNG I Lee 梁依莉 | RE | 1 | 13 October 2017 | 20 November 2023 |
| LEUNG I Lee 梁依莉 | RE | 4 | 13 October 2017 | 20 November 2023 |
| LEUNG Wai Ting Amy 梁煒婷 | RE | 1 | 26 July 2019 | 01 April 2023 |
| LEUNG Wai Ting Amy 梁煒婷 | RE | 4 | 26 July 2019 | 01 April 2023 |
| LEUNG Wai Ting Amy 梁煒婷 | RE | 9 | 19 August 2019 | 01 April 2023 |
| LIN Chi-Jung 林啓榮 | RE | 4 | 04 September 2017 | 08 September 2017 |
| LIN Chi-Jung 林啓榮 | RE | 1 | 16 October 2017 | 17 March 2023 |
| LIN Chi-Jung 林啓榮 | RE | 4 | 16 October 2017 | 17 March 2023 |
| LIN Chi-Jung 林啓榮 | RE | 4 | 21 November 2016 | 25 November 2016 |
| LIN Chi-Jung 林啓榮 | RE | 4 | 02 March 2015 | 20 March 2015 |
| LIN Huijuan 林慧娟 | RE | 4 | 30 December 2019 | 27 April 2022 |
| LIN Huijuan 林慧娟 | RE | 9 | 09 December 2019 | 27 April 2022 |
| LIN Huijuan 林慧娟 | RE | 1 | 09 December 2019 | 27 April 2022 |
| LIN Xiaohan 林晓晗 | RE | 4 | 11 April 2019 | 15 September 2023 |
| LIN Xiaohan 林晓晗 | RE | 9 | 18 April 2019 | 15 September 2023 |
| LIN Xiaohan 林晓晗 | RE | 1 | 11 April 2019 | 15 September 2023 |
| LINTON Charles Harold | RE | 4 | 18 February 2019 | 22 February 2019 |
| LINTON Charles Harold | RE | 4 | 04 September 2017 | 08 September 2017 |
| LIU Zandrew Chin Tao 廖展圖 | RE | 1 | 17 January 2018 | 30 June 2019 |
| LIU Zandrew Chin Tao 廖展圖 | RE | 4 | 17 January 2018 | 30 June 2019 |
| LIU Zandrew Chin Tao 廖展圖 | RE | 9 | 17 January 2018 | 30 June 2019 |
| LO King Chung 盧敬忠 | RE | 1 | 22 September 2014 | 08 September 2017 |
| LO King Chung 盧敬忠 | RE | 4 | 22 September 2014 | 08 September 2017 |
| LO Pik Yin 盧碧妍 | RE | 1 | 07 September 2022 | |
| LO Pik Yin 盧碧妍 | RE | 4 | 07 September 2022 | |
| MA Wenchang 馬文暢 | RO | 1 | 19 June 2023 | |
| MA Wenchang 馬文暢 | RO | 4 | 19 June 2023 | |
| MA Wenchang 馬文暢 | RO | 9 | 19 June 2023 | |
| MA Wenchang 馬文暢 | RE | 4 | 20 December 2016 | 19 June 2023 |
| MA Wenchang 馬文暢 | RE | 9 | 20 December 2016 | 19 June 2023 |
| MA Wenchang 馬文暢 | RE | 1 | 20 December 2016 | 19 June 2023 |
| MAN Ka Ming 文家明 | RE | 9 | 12 May 2015 | 14 March 2016 |
| MAN Ka Ming 文家明 | RE | 4 | 12 May 2015 | 14 March 2016 |
| MAN Ka Ming 文家明 | RE | 1 | 12 May 2015 | 14 March 2016 |
| NELSON Thomas Michael | RE | 4 | 27 March 2017 | 31 March 2017 |
| NELSON Thomas Michael | RE | 4 | 07 May 2018 | 11 May 2018 |
| NELSON Thomas Michael | RE | 4 | 05 March 2018 | 09 March 2018 |
| NELSON Thomas Michael | RE | 4 | 10 June 2016 | 16 June 2016 |
| NELSON Thomas Michael | RE | 4 | 06 October 2014 | 10 October 2014 |
| NG Ho Chi 吳浩池 | RE | 1 | 24 October 2019 | 11 March 2022 |
| NG Ho Chi 吳浩池 | RE | 4 | 24 October 2019 | 11 March 2022 |
| NG Ho Chi 吳浩池 | RE | 9 | 24 October 2019 | 11 March 2022 |
| NG Ming Ho 吳銘浩 | RE | 1 | 24 March 2016 | |
| NG Ming Ho 吳銘浩 | RE | 4 | 24 March 2016 | |
| PATEL Ruchir Bharatkumar | RE | 1 | 02 July 2015 | 24 July 2015 |
| ROSSOUW Clyde Stefan | RE | 4 | 20 August 2014 | 21 August 2014 |
| ROSSOUW Clyde Stefan | RE | 4 | 17 August 2015 | 21 August 2015 |
| ROSSOUW Hermanus Albertus | RE | 4 | 08 May 2017 | 12 May 2017 |
| ROUX Andre David | RE | 4 | 05 March 2018 | 09 March 2018 |
| SAMUELSON Mark Ivan | RO | 1 | 12 February 2018 | |
| SAMUELSON Mark Ivan | RO | 4 | 12 February 2018 | |
| SAMUELSON Mark Ivan | RO | 9 | 12 February 2018 | |
| SAUNDERS Philip Gordon Strode | RE | 4 | 25 February 2019 | 28 February 2019 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 07 May 2018 | 11 May 2018 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 13 November 2017 | 17 November 2017 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 26 November 2018 | 28 November 2018 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 12 January 2018 | 19 January 2018 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 09 January 2017 | 13 January 2017 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 14 January 2015 | 16 January 2015 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 16 November 2015 | 20 November 2015 |
| SAUNDERS Philip Gordon Strode | RE | 4 | 21 November 2016 | 25 November 2016 |
| SHUM Wing Yee, Jacqueline 沈詠怡 | RE | 1 | 09 April 2014 | 06 March 2015 |
| SHUM Wing Yee, Jacqueline 沈詠怡 | RE | 9 | 09 April 2014 | 06 March 2015 |
| SHUM Wing Yee, Jacqueline 沈詠怡 | RE | 4 | 09 April 2014 | 06 March 2015 |
| SIOW Kwan Pheng Alan | RE | 1 | 17 July 2020 | |
| SIOW Kwan Pheng Alan | RE | 4 | 17 July 2020 | |
| SIOW Kwan Pheng Alan | RE | 9 | 17 July 2020 | |
| SO King Pui 蘇敬培 | RE | 9 | 18 October 2022 | |
| SO King Pui 蘇敬培 | RE | 4 | 02 September 2022 | |
| SO King Pui 蘇敬培 | RE | 1 | 18 October 2022 | |
| SPINKS Michael Andrew | RE | 4 | 12 June 2023 | 16 June 2023 |
| SPINKS Michael Andrew | RE | 4 | 23 October 2014 | 23 October 2014 |
| STOPFORD Patrick John Richard | RE | 4 | 25 September 2023 | 29 September 2023 |
| STOPFORD Patrick John Richard | RE | 4 | 19 July 2019 | 26 July 2019 |
| STOPFORD Patrick John Richard | RE | 4 | 13 February 2017 | 17 February 2017 |
| STOPFORD Patrick John Richard | RE | 4 | 16 January 2017 | 20 January 2017 |
| STOPFORD Patrick John Richard | RE | 4 | 02 July 2015 | 03 July 2015 |
| STOPFORD Patrick John Richard | RE | 4 | 22 September 2014 | 23 September 2014 |
| STOPFORD Patrick John Richard | RE | 4 | 21 November 2016 | 25 November 2016 |
| SZE Lam Lam 施琳琳 | RE | 1 | 16 March 2015 | 24 August 2020 |
| SZE Lam Lam 施琳琳 | RE | 4 | 16 March 2015 | 24 August 2020 |
| SZE Lam Lam 施琳琳 | RE | 9 | 16 March 2015 | 24 August 2020 |
| TAI Kwok Shing 戴國盛 | RO | 9 | 09 April 2014 | 30 August 2019 |
| TAI Kwok Shing 戴國盛 | RO | 4 | 09 April 2014 | 30 August 2019 |
| TAI Kwok Shing 戴國盛 | RO | 1 | 09 April 2014 | 30 August 2019 |
| TAN Mei Lin 陳美琳 | RE | 4 | 08 May 2014 | 07 April 2017 |
| TAN Mei Lin 陳美琳 | RE | 1 | 08 May 2014 | 07 April 2017 |
| TANG Ka Nam 鄧嘉南 | RO | 1 | 30 October 2019 | |
| TANG Ka Nam 鄧嘉南 | RO | 4 | 30 October 2019 | |
| TANG Ka Nam 鄧嘉南 | RO | 9 | 30 October 2019 | |
| TANG Ka Nam 鄧嘉南 | RE | 4 | 13 November 2018 | 30 October 2019 |
| TANG Ka Nam 鄧嘉南 | RE | 1 | 13 November 2018 | 30 October 2019 |
| TANG Lai Ming 鄧麗明 | RE | 1 | 05 May 2017 | 09 July 2021 |
| TANG Lai Ming 鄧麗明 | RE | 4 | 05 May 2017 | 09 July 2021 |
| TSANG Phoebe 曾穎兒 | RE | 1 | 27 January 2022 | 06 May 2022 |
| TSANG Phoebe 曾穎兒 | RE | 4 | 27 January 2022 | 06 May 2022 |
| TSUI Pui Ki 徐佩麒 | RE | 1 | 29 August 2017 | |
| TSUI Pui Ki 徐佩麒 | RE | 4 | 29 August 2017 | |
| WANG Jiahuan 王佳歡 | RE | 9 | 14 November 2017 | 26 November 2021 |
| WANG Jiahuan 王佳歡 | RE | 4 | 14 November 2017 | 26 November 2021 |
| WANG Jiahuan 王佳歡 | RE | 1 | 14 November 2017 | 26 November 2021 |
| WEBSTER Grant Anthony | RE | 4 | 07 May 2018 | 11 May 2018 |
| WEBSTER Grant Anthony | RE | 4 | 11 August 2017 | 18 August 2017 |
| WEE Wilfred Zhi Zhong | RE | 4 | 18 November 2019 | 22 November 2019 |
| WEE Wilfred Zhi Zhong | RE | 4 | 04 June 2018 | 06 June 2018 |
| WEE Wilfred Zhi Zhong | RE | 4 | 04 September 2017 | 08 September 2017 |
| WEE Wilfred Zhi Zhong | RE | 4 | 07 May 2018 | 11 May 2018 |
| WEE Wilfred Zhi Zhong | RE | 4 | 15 January 2018 | 19 January 2018 |
| WEE Wilfred Zhi Zhong | RE | 4 | 21 November 2016 | 25 November 2016 |
| WILLIS Richard Andrew | RE | 1 | 06 September 2019 | 20 September 2019 |
| WONG Sui Ching 黃淬貞 | RE | 4 | 31 October 2017 | 14 March 2018 |
| WONG Sui Ching 黃淬貞 | RE | 1 | 31 October 2017 | 14 March 2018 |
| XIA Junhua 夏俊華 | RO | 4 | 13 December 2021 | |
| XIA Junhua 夏俊華 | RO | 1 | 13 December 2021 | |
| XIA Junhua 夏俊華 | RE | 1 | 24 June 2021 | 13 December 2021 |
| XIA Junhua 夏俊華 | RE | 4 | 24 June 2021 | 13 December 2021 |
| YANG Wai Ming, Joanna 楊惠明 | RE | 1 | 23 April 2018 | |
| YANG Wai Ming, Joanna 楊惠明 | RE | 9 | 20 February 2018 | |
| YANG Wai Ming, Joanna 楊惠明 | RE | 4 | 20 February 2018 | |
| YAO Wanyi 姚菀怡 | RE | 9 | 03 March 2015 | 15 December 2016 |
| YAO Wanyi 姚菀怡 | RE | 4 | 03 March 2015 | 15 December 2016 |
| YAO Wanyi 姚菀怡 | RE | 1 | 03 March 2015 | 15 December 2016 |
| YEUNG Kwok Kwong 楊國光 | RO | 9 | 09 April 2014 | 30 April 2014 |
| YEUNG Kwok Kwong 楊國光 | RO | 4 | 09 April 2014 | 30 April 2014 |
| YEUNG Kwok Kwong 楊國光 | RO | 1 | 09 April 2014 | 30 April 2014 |
| YIP Siu Kee 葉小琪 | RO | 1 | 09 April 2014 | 10 August 2018 |
| YIP Siu Kee 葉小琪 | RO | 4 | 09 April 2014 | 10 August 2018 |