SFC Licenceholders of NBC Financial Markets Asia Limited 加拿大國家金融市場亞洲有限公司
- kennis.leung@nbc.ca
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Licenceholders | Role | Licences | Start date | End date |
---|---|---|---|---|
D'AVILA FERREIRA DI DONATO Lais | RE | 3 | 19 March 2024 | |
D'AVILA FERREIRA DI DONATO Lais | RE | 1 | 19 March 2024 | |
EMBREE Colin Ashley | RO | 3 | 31 May 2018 | |
EMBREE Colin Ashley | RE | 3 | 07 November 2017 | 31 May 2018 |
EMBREE Colin Ashley | RO | 1 | 09 March 2015 | |
EMBREE Colin Ashley | RE | 1 | 14 October 2014 | 09 March 2015 |
GAGNON Philippe | RO | 3 | 02 May 2023 | |
GAGNON Philippe | RO | 1 | 02 May 2023 | |
GAGNON Philippe | RE | 3 | 17 March 2020 | 02 May 2023 |
GAGNON Philippe | RE | 1 | 17 March 2020 | 02 May 2023 |
HOLBROW-WILSHAW George Vincent Jack | RE | 1 | 03 October 2023 | |
HOLBROW-WILSHAW George Vincent Jack | RE | 3 | 03 October 2023 | |
HUI Hu 許滸 | RE | 1 | 04 April 2022 | |
LE Xuan Hai Au | RE | 3 | 12 September 2018 | 22 April 2023 |
LE Xuan Hai Au | RE | 1 | 12 September 2018 | 22 April 2023 |
LEE Victor 李泳豪 | RE | 3 | 07 November 2017 | 04 July 2022 |
LEE Victor 李泳豪 | RE | 1 | 21 October 2014 | 04 July 2022 |
LEGAULT Martin | RO | 3 | 20 September 2017 | 15 June 2018 |
LEGAULT Martin | RO | 1 | 05 August 2014 | 15 June 2018 |
LEUNG Lai Lai 梁麗麗 | RO | 1 | 05 August 2014 | |
MAC MATHUNA Eoin Ciaran | RE | 1 | 28 April 2023 | |
MAC MATHUNA Eoin Ciaran | RE | 3 | 28 April 2023 | |
POWER Kevin | RE | 3 | 02 May 2023 | |
POWER Kevin | RE | 1 | 02 May 2023 | |
RIKU Tokunari 陸德成 | RO | 1 | 12 May 2021 | 26 October 2023 |
RIKU Tokunari 陸德成 | RO | 3 | 20 September 2017 | 26 October 2023 |
RIKU Tokunari 陸德成 | RE | 1 | 17 November 2015 | 12 May 2021 |
SATO Takashi 佐藤隆志 | RE | 3 | 19 August 2019 | |
SATO Takashi 佐藤隆志 | RE | 1 | 22 August 2018 |