SFC Licenceholders of SM Investment Advisors Limited
- compliance@darkhorse-cap.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| ALI-REDA Mohammed M GH SH | RO | 9 | 03 June 2020 | |
| ALI-REDA Mohammed M GH SH | RE | 9 | 08 May 2020 | 03 June 2020 |
| LEE Hung Bun 李鴻斌 | RO | 9 | 30 December 2015 | 31 December 2019 |
| LEE Hung Bun 李鴻斌 | RE | 9 | 24 November 2015 | 30 December 2015 |
| LITHERLAND Benjamin Piers Algernon | RE | 9 | 07 April 2016 | 29 February 2020 |
| SALHA Jad | RE | 9 | 12 August 2021 | 12 August 2021 |
| SALHA Jad | RO | 9 | 12 August 2021 | |
| SEHGAL Anuj | RO | 9 | 03 December 2014 | 01 November 2021 |
| SHAH Hetalkumar Bipinchandra | RO | 9 | 03 December 2014 | 01 November 2021 |