SFC Licenceholders of Founder Securities (Hong Kong) Limited 方正證券(香港)有限公司
- compliance@hkfoundersc.com
- Website
- www.hkfoundersc.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Amy 陳安薇 | RO | 1 | 24 May 2019 | 10 March 2020 |
| CHAN Amy 陳安薇 | RE | 1 | 30 November 2018 | 24 May 2019 |
| CHAN Kai Yun 陳佳潤 | RE | 1 | 15 April 2019 | 17 September 2019 |
| CHAN Kei Yin 陳紀賢 | RE | 1 | 11 February 2019 | 14 August 2019 |
| CHAN Kiu Kwong 陳喬光 | RE | 1 | 10 April 2018 | 10 November 2018 |
| CHAN Kwong Hoi 陳廣海 | RE | 1 | 07 December 2015 | 17 September 2017 |
| CHAN Siu Chun 陳少春 | RE | 1 | 25 April 2019 | 04 July 2019 |
| CHAN Wai Chung 陳偉聰 | RE | 1 | 06 November 2015 | 25 September 2019 |
| CHAN Wing Sum 陳永森 | RE | 1 | 11 September 2019 | 02 August 2020 |
| CHAN Wing Sum 陳永森 | RE | 4 | 15 April 2020 | 02 August 2020 |
| CHAN Yiu Man 陳耀文 | RE | 1 | 27 December 2018 | 13 July 2019 |
| CHAN Yuen Yee 陳婉兒 | RE | 4 | 29 September 2022 | |
| CHAN Yuen Yee 陳婉兒 | RE | 1 | 16 November 2020 | |
| CHEN Han 陳涵 | RE | 1 | 15 March 2019 | 07 September 2019 |
| CHEN Yingzhen 陳穎臻 | RE | 1 | 07 February 2018 | 20 March 2018 |
| CHEN Zhe 陈哲 | RE | 1 | 01 June 2022 | |
| CHENG Chi Keung 鄭志強 | RE | 1 | 28 September 2016 | 04 February 2017 |
| CHENG Kai-Jen 鄭凱仁 | RE | 1 | 03 April 2018 | 01 December 2018 |
| CHENG Tak Choi 鄭德財 | RE | 1 | 16 April 2019 | 30 November 2020 |
| CHEUNG Wai Hung 張衛紅 | RO | 1 | 07 January 2019 | 01 April 2019 |
| CHEUNG Wai Hung 張衛紅 | RE | 1 | 05 November 2018 | 07 January 2019 |
| CHOI Ho Yin, Coey 蔡可然 | RE | 1 | 17 May 2016 | 27 May 2016 |
| CHOW Chui In 周翠妍 | RE | 1 | 06 September 2018 | 11 March 2019 |
| CHOW Kwun Hung 周冠雄 | RO | 1 | 19 December 2014 | 13 April 2017 |
| CHU Mei Fong 朱美芳 | RE | 1 | 26 July 2017 | 26 October 2019 |
| DENG Xixin 鄧熙昕 | RE | 4 | 30 November 2023 | |
| DENG Xixin 鄧熙昕 | RE | 1 | 09 May 2019 | |
| DING Lin 丁琳 | RE | 4 | 22 April 2020 | 27 September 2020 |
| DING Lin 丁琳 | RE | 1 | 22 April 2020 | 27 September 2020 |
| DING Mao 丁茂 | RE | 1 | 04 November 2015 | 15 September 2017 |
| DU Yiwei 杜一唯 | RE | 1 | 21 December 2016 | 23 December 2016 |
| GAO Fang 高放 | RE | 1 | 26 June 2019 | 24 September 2019 |
| GAO Fang 高放 | RE | 4 | 26 June 2019 | 01 April 2020 |
| GAO Fang 高放 | RO | 1 | 24 September 2019 | 01 April 2020 |
| GAO Shunan 高樹南 | RE | 1 | 11 April 2018 | 08 November 2018 |
| GAO Yang 高陽 | RE | 1 | 11 August 2023 | 23 November 2023 |
| GENG Wei 耿偉 | RE | 1 | 19 August 2016 | 14 August 2019 |
| HE Yagang 何亞剛 | RO | 1 | 24 February 2015 | 20 February 2018 |
| HENG Mui Gek | RE | 1 | 10 October 2017 | 21 September 2018 |
| HO Ka Chun 何家駿 | RE | 1 | 22 September 2017 | 15 November 2020 |
| HO Ryan Kai Yan M. 何啟仁 | RE | 1 | 21 August 2019 | 14 September 2019 |
| HSIEH Ming-Hung 謝明宏 | RO | 1 | 30 May 2016 | 01 September 2018 |
| HSIEH Ming-Hung 謝明宏 | RE | 1 | 15 May 2015 | 30 May 2016 |
| HSU Shu-Hui 許淑惠 | RE | 1 | 26 June 2018 | 01 December 2018 |
| HU Jiachen 胡嘉晨 | RE | 1 | 29 September 2017 | 19 May 2018 |
| HU Zewei 胡澤巍 | RE | 1 | 27 November 2017 | 14 September 2022 |
| HU Zeyu 胡澤宇 | RE | 1 | 08 August 2017 | 15 August 2017 |
| HUANG Chao 黃超 | RE | 1 | 16 July 2019 | 11 November 2020 |
| HUANG Chao 黃超 | RE | 4 | 16 July 2019 | 11 November 2020 |
| HUANG Xin 黃鑫 | RE | 4 | 04 July 2022 | 28 December 2023 |
| HUANG Xin 黃鑫 | RE | 1 | 04 July 2022 | 28 December 2023 |
| HUANG Yue Yumi 黃越 | RE | 1 | 08 March 2019 | 18 July 2019 |
| HUI Chuk Kwan 許祝君 | RE | 4 | 08 January 2019 | 01 May 2019 |
| HUI Chuk Kwan 許祝君 | RE | 1 | 28 November 2018 | 01 May 2019 |
| HUI King Ngai 許景毅 | RE | 1 | 18 April 2018 | 08 September 2018 |
| HUNG Chiu Loi 洪超來 | RE | 4 | 08 January 2019 | 01 May 2019 |
| HUNG Chiu Loi 洪超來 | RE | 1 | 29 November 2018 | 01 May 2019 |
| HUNG Jung-Tsung 洪榮聰 | RO | 4 | 21 November 2018 | 31 January 2019 |
| HUNG Jung-Tsung 洪榮聰 | RO | 1 | 19 December 2014 | 31 January 2019 |
| IP Hon Tak 葉漢德 | RO | 4 | 19 May 2020 | 13 October 2020 |
| IP Hon Tak 葉漢德 | RO | 1 | 19 May 2020 | 13 October 2020 |
| IP Hon Tak 葉漢德 | RE | 4 | 07 April 2020 | 19 May 2020 |
| IP Hon Tak 葉漢德 | RE | 1 | 07 April 2020 | 19 May 2020 |
| IP Siu Yan 葉小欣 | RE | 1 | 07 August 2019 | 09 November 2019 |
| JIANG Yun 蒋鋆 | RE | 1 | 27 February 2023 | 30 June 2023 |
| KING Tat Hung, Alex 金達鴻 | RE | 1 | 27 November 2018 | 25 January 2019 |
| KING Tat Hung, Alex 金達鴻 | RO | 1 | 25 January 2019 | 16 September 2019 |
| KING Tat Hung, Alex 金達鴻 | RO | 4 | 01 February 2019 | 16 September 2019 |
| KONG Min 孔敏 | RE | 1 | 08 January 2018 | 10 March 2018 |
| KWAN Kiu Fung 關翹峰 | RE | 1 | 30 May 2019 | 01 September 2019 |
| KWAN Wai Man 關惠文 | RO | 1 | 26 April 2016 | 06 October 2016 |
| KWAN Wai Man 關惠文 | RE | 1 | 23 March 2016 | 26 April 2016 |
| KWOK Chi Wai 郭志偉 | RO | 1 | 06 April 2016 | 30 September 2016 |
| KWOK Chi Wai 郭志偉 | RE | 1 | 13 August 2015 | 06 April 2016 |
| KWOK Chun Kong 郭振江 | RE | 1 | 02 October 2018 | 04 March 2019 |
| KWOK Chun Sing 郭振聲 | RE | 1 | 04 December 2017 | 18 August 2018 |
| KWOK Hom 郭含 | RE | 1 | 11 June 2015 | 05 April 2016 |
| KWOK Wing Sze Fanny 郭詠思 | RE | 1 | 27 December 2018 | 13 July 2019 |
| KWOK Yui Fai 郭睿輝 | RE | 1 | 23 March 2017 | 03 February 2018 |
| LAM KWOK WA 林國華 | RE | 1 | 22 March 2016 | 19 May 2017 |
| LAM Tsz Chun 林子俊 | RO | 4 | 21 November 2018 | 19 October 2019 |
| LAM Tsz Chun 林子俊 | RO | 1 | 27 June 2018 | 19 October 2019 |
| LAM Tsz Chun 林子俊 | RE | 1 | 07 February 2018 | 27 June 2018 |
| LAM Tsz Chun 林子俊 | RE | 1 | 10 May 2016 | 19 May 2017 |
| LAN Chen-yu 藍晨妤 | RE | 1 | 17 December 2015 | 09 January 2020 |
| LAU Francis David Zesheng 劉澤生 | RE | 1 | 28 July 2017 | 25 June 2019 |
| LAW Pui Chung, Simon 羅珮璁 | RE | 1 | 21 August 2015 | 31 March 2017 |
| LEE Wai Sum 李瑋琛 | RO | 1 | 21 August 2018 | 17 August 2019 |
| LEE Wai Sum 李瑋琛 | RE | 1 | 14 May 2018 | 21 August 2018 |
| LEI Jinghui 雷婧暉 | RE | 1 | 15 August 2018 | 11 September 2019 |
| LEUNG Tsz Kin 梁子鍵 | RE | 1 | 10 May 2018 | 11 November 2019 |
| LI Man Fai, Raymond 李文輝 | RE | 1 | 29 November 2017 | 12 December 2019 |
| LI Wen 李文 | RE | 1 | 29 February 2016 | 15 December 2017 |
| LI Xiaocen 李曉岑 | RE | 1 | 29 September 2016 | 30 November 2017 |
| LI Xunming 李迅明 | RE | 1 | 12 December 2017 | 05 April 2018 |
| LIAO Lei 廖磊 | RO | 1 | 05 October 2020 | 28 February 2021 |
| LIAO Lei 廖磊 | RE | 1 | 07 June 2017 | 05 October 2020 |
| LIN Shih Wei 林世緯 | RE | 1 | 31 December 2015 | 31 March 2016 |
| LIU Haoyu 劉皓宇 | RO | 4 | 06 July 2022 | |
| LIU Haoyu 劉皓宇 | RO | 1 | 06 July 2022 | |
| LIU Su-Hui 劉素惠 | RE | 1 | 21 December 2015 | 01 October 2019 |
| LIU Tsan Pui 廖燦培 | RE | 1 | 03 February 2016 | 31 October 2016 |
| LIU Wei 劉偉 | RO | 4 | 31 January 2024 | |
| LIU Wei 劉偉 | RO | 1 | 08 November 2019 | |
| LIU Wei 劉偉 | RE | 1 | 10 May 2019 | 08 November 2019 |
| LIU Xing 劉星 | RE | 1 | 19 August 2016 | 31 December 2017 |
| LONG Weili 龍偉力 | RE | 1 | 01 June 2020 | 12 May 2021 |
| LONG Weili 龍偉力 | RO | 1 | 12 May 2021 | 15 August 2021 |
| LONG Weili 龍偉力 | RE | 1 | 03 January 2017 | 31 May 2018 |
| LUK Tan 陸丹 | RE | 1 | 03 August 2017 | 27 September 2017 |
| MA Ding 馬丁 | RE | 1 | 07 May 2018 | 01 September 2018 |
| MA Shuting 馬姝婷 | RE | 1 | 10 December 2019 | 28 March 2020 |
| MAN Ngai Hang 文毅恒 | RE | 1 | 24 May 2019 | 17 August 2019 |
| MO Li 莫莉 | RE | 1 | 11 December 2017 | 27 October 2018 |
| MO Xianjue 莫先觉 | RE | 1 | 01 June 2022 | 28 December 2023 |
| NG Kwok Ming 吳國明 | RE | 1 | 29 October 2019 | 17 January 2020 |
| NG Wai Sze 吳惠詩 | RE | 1 | 20 November 2019 | 19 April 2023 |
| NIP Yiu Chuen 聶耀泉 | RO | 4 | 25 February 2021 | |
| NIP Yiu Chuen 聶耀泉 | RO | 1 | 25 February 2021 | |
| OUYANG Chang 歐陽昌 | RO | 4 | 04 August 2022 | 14 January 2024 |
| OUYANG Chang 歐陽昌 | RO | 1 | 04 August 2022 | 14 January 2024 |
| OUYANG Chang 歐陽昌 | RE | 4 | 22 April 2022 | 04 August 2022 |
| OUYANG Chang 歐陽昌 | RE | 1 | 22 April 2022 | 04 August 2022 |
| POON Yik Ki 潘奕祺 | RE | 1 | 08 December 2017 | 17 August 2019 |
| PUN Tze Miu 潘子苗 | RO | 4 | 14 October 2022 | |
| PUN Tze Miu 潘子苗 | RE | 1 | 03 April 2019 | 30 May 2019 |
| PUN Tze Miu 潘子苗 | RO | 1 | 30 May 2019 | |
| SHAN Shuang 單雙 | RE | 1 | 01 June 2016 | 28 September 2018 |
| SHAO Yanxia 邵豔霞 | RE | 1 | 07 April 2016 | 19 September 2019 |
| SHI Chenrong 史晨榕 | RE | 1 | 20 November 2019 | 10 July 2020 |
| SUEN Wai Kin 孫暐健 | RE | 4 | 18 March 2020 | 08 May 2020 |
| SUEN Wai Kin 孫暐健 | RO | 1 | 15 October 2019 | 08 May 2020 |
| SUEN Wai Kin 孫暐健 | RE | 1 | 08 May 2020 | 08 May 2020 |
| SUEN Wai Kin 孫暐健 | RE | 1 | 13 September 2018 | 01 March 2019 |
| SUN Yicheng 孫亦承 | RE | 1 | 21 September 2017 | 03 December 2018 |
| SZE Tak Kai 施得啟 | RE | 1 | 28 July 2015 | 02 September 2015 |
| TAM Siu Ling 譚少玲 | RE | 1 | 09 April 2021 | 22 October 2021 |
| TAN Hui Hua 陳慧華 | RE | 1 | 03 September 2019 | 10 March 2020 |
| TONG Chun Kwan 湯鎮坤 | RE | 1 | 07 April 2016 | 21 March 2020 |
| TSANG Chung Wah 曾仲華 | RE | 1 | 10 February 2017 | 12 August 2017 |
| TSANG Heung Hung 曾香紅 | RE | 1 | 20 December 2019 | 05 March 2021 |
| TSANG Kwong Hing 曾廣慶 | RE | 1 | 28 June 2016 | 18 June 2017 |
| TSOI Tsz Wan Vivian 蔡芷韻 | RE | 1 | 17 December 2015 | 15 September 2016 |
| WAN Juexi 萬珏希 | RE | 1 | 23 February 2018 | 31 August 2018 |
| WAN Sin Ching 溫倩晴 | RE | 1 | 22 August 2018 | 30 November 2019 |
| WANG Cong 王聰 | RE | 1 | 18 May 2018 | 21 December 2018 |
| WANG Jundi 王俊迪 | RE | 4 | 27 April 2020 | 16 October 2020 |
| WANG Jundi 王俊迪 | RE | 1 | 27 April 2020 | 16 October 2020 |
| WANG Rui 王睿 | RE | 1 | 03 June 2020 | 15 January 2021 |
| WANG Rui 王睿 | RE | 4 | 19 March 2020 | 15 January 2021 |
| WANG Shiyuan 王詩苑 | RE | 1 | 27 September 2016 | 24 March 2018 |
| WANG Shuai 王帥 | RE | 4 | 02 January 2020 | 31 July 2020 |
| WANG Shuai 王帥 | RE | 1 | 22 June 2018 | 01 December 2018 |
| WANG Shuo 王爍 | RE | 1 | 31 March 2017 | 20 November 2017 |
| WANG Xiao 汪霄 | RE | 1 | 29 August 2017 | 31 December 2020 |
| WEN bin 文斌 | RE | 4 | 22 July 2019 | 19 September 2019 |
| WEN bin 文斌 | RO | 4 | 19 September 2019 | 07 May 2021 |
| WONG Chi Ching 黃智清 | RO | 1 | 02 November 2017 | 07 July 2018 |
| WONG Chi Ching 黃智清 | RE | 1 | 26 May 2017 | 02 November 2017 |
| WONG Chi Ming 黃志明 | RE | 1 | 02 May 2018 | 12 December 2018 |
| WONG Chi Ming 黃志明 | RE | 4 | 07 January 2019 | 13 September 2019 |
| WONG Chun Yu 王振宇 | RE | 1 | 14 September 2018 | 26 May 2019 |
| WONG Chun Yu 王振宇 | RE | 1 | 22 August 2017 | 03 January 2018 |
| WONG Ka Ho 王家豪 | RO | 1 | 29 August 2019 | 29 August 2020 |
| WONG Ka Ho 王家豪 | RE | 1 | 30 May 2019 | 29 August 2019 |
| WONG Si Si, Connie 王思思 | RE | 1 | 08 March 2019 | 22 June 2019 |
| WONG Wai Kin 黃偉健 | RE | 1 | 16 April 2018 | 21 December 2018 |
| WONG Wai Kin 黃偉健 | RE | 4 | 11 January 2019 | 11 April 2021 |
| WU Hiu Lui 胡曉磊 | RE | 1 | 19 October 2017 | 01 June 2018 |
| WU Xiao 吳筱 | RO | 1 | 28 November 2019 | 25 January 2021 |
| WU Xiao 吳筱 | RO | 4 | 28 November 2019 | 25 January 2021 |
| XIA Xue 夏雪 | RE | 1 | 05 June 2018 | 21 June 2019 |
| XIE Jinchao 謝錦超 | RE | 1 | 24 March 2017 | 08 November 2018 |
| XU Aijia 許艾嘉 | RE | 1 | 28 November 2018 | 17 August 2019 |
| XU Aijia 許艾嘉 | RE | 4 | 08 January 2019 | 17 August 2019 |
| XU Wei 徐偉 | RE | 1 | 23 February 2018 | 01 March 2019 |
| XUE Qian 薛倩 | RE | 1 | 13 September 2018 | 12 April 2019 |
| YANG Wan-Hsiang 楊婠翔 | RE | 1 | 20 October 2015 | 24 November 2018 |
| YEUNG Chi Wai 楊志瑋 | RE | 1 | 09 July 2019 | 20 August 2019 |
| YEUNG Sze Ho 楊思豪 | RE | 1 | 30 August 2019 | 15 May 2020 |
| YI Allan Wei Han 尹維瀚 | RE | 1 | 12 May 2017 | 21 December 2018 |
| YIP Hoi Yin, Eva 葉海燕 | RO | 4 | 29 August 2019 | 26 December 2023 |
| YIP Kin 葉堅 | RE | 1 | 12 December 2018 | 10 April 2020 |
| YUAN Wei 袁巍 | RE | 1 | 14 February 2022 | |
| YUAN Wei 袁巍 | RE | 4 | 14 February 2022 | |
| ZENG Lingzi 曾令梓 | RE | 1 | 08 October 2018 | 21 December 2018 |
| ZENG Xiankui 曾宪奎 | RE | 1 | 03 October 2016 | 13 May 2018 |
| ZHANG Qun 張群 | RE | 1 | 03 September 2019 | 30 October 2019 |
| ZHANG Qun 張群 | RE | 4 | 03 September 2019 | 30 October 2019 |
| ZHANG Ran 張然 | RE | 1 | 12 January 2016 | 01 September 2019 |
| ZHANG Yufan 張雨璠 | RE | 4 | 17 October 2019 | 22 June 2020 |
| ZHANG Yufan 張雨璠 | RE | 1 | 17 October 2019 | 22 June 2020 |
| ZHAO Xiaolu 趙曉路 | RE | 1 | 05 October 2015 | 01 March 2016 |
| ZHUANG Wei 庄偉 | RE | 1 | 06 April 2020 | 07 May 2020 |
| ZHUANG Wei 庄偉 | RE | 4 | 06 April 2020 | 22 June 2020 |
| ZHUANG Wei 庄偉 | RO | 1 | 07 May 2020 | 22 June 2020 |