SFC Licenceholders of Shanxi Securities International Asset Management Limited 山證國際資產管理有限公司
- compliance@ssif.com.hk
- Website
- www.ssif.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHEN Chao 陳超 | RE | 9 | 19 May 2020 | |
| CHEN Chao 陳超 | RE | 4 | 19 May 2020 | |
| CHEN Chao 陳超 | RE | 5 | 19 May 2020 | |
| CHEN Yu 陳裕 | RO | 4 | 21 March 2017 | 19 November 2017 |
| CHEN Yu 陳裕 | RO | 5 | 21 March 2017 | 19 November 2017 |
| CHEN Yu 陳裕 | RO | 9 | 02 November 2016 | 19 November 2017 |
| CHEN Yu 陳裕 | RE | 4 | 03 October 2016 | 21 March 2017 |
| CHEN Yu 陳裕 | RE | 9 | 03 October 2016 | 02 November 2016 |
| CHENG Yueyang 程越洋 | RE | 4 | 10 May 2021 | 06 August 2021 |
| CHENG Yueyang 程越洋 | RE | 9 | 10 May 2021 | 06 August 2021 |
| CHENG Yueyang 程越洋 | RE | 5 | 10 May 2021 | 06 August 2021 |
| CHIU On Sang 丘安生 | RE | 4 | 20 May 2019 | 31 March 2020 |
| FONG Kam Cheung, Patrick 方錦章 | RO | 4 | 19 June 2015 | 08 April 2016 |
| FONG Kam Cheung, Patrick 方錦章 | RO | 9 | 19 June 2015 | 08 April 2016 |
| FONG Kam Cheung, Patrick 方錦章 | RO | 5 | 19 June 2015 | 08 April 2016 |
| GUO Biao 郭彪 | RO | 5 | 24 April 2023 | |
| GUO Biao 郭彪 | RO | 9 | 15 January 2019 | |
| GUO Biao 郭彪 | RO | 4 | 15 January 2019 | |
| HUI Lam Chiu 許林釗 | RO | 9 | 19 June 2015 | 11 December 2018 |
| HUI Lam Chiu 許林釗 | RO | 5 | 19 June 2015 | 11 December 2018 |
| HUI Lam Chiu 許林釗 | RO | 4 | 19 June 2015 | 11 December 2018 |
| IP Shing Chung 葉承宗 | RE | 9 | 14 January 2020 | 02 May 2022 |
| JIANG Guihong 蔣桂紅 | RE | 9 | 20 June 2019 | 20 November 2019 |
| KO King Tung 高景東 | RE | 4 | 12 July 2019 | |
| LAM Chun Yim 林駿棪 | RE | 9 | 14 February 2019 | 03 April 2020 |
| LEE Sing Yu 李星宇 | RE | 5 | 14 December 2021 | 02 June 2022 |
| LEE Sing Yu 李星宇 | RE | 9 | 24 February 2020 | 02 June 2022 |
| LEE Sing Yu 李星宇 | RE | 4 | 24 February 2020 | 02 June 2022 |
| LI Xiaoran 李曉然 | RE | 9 | 02 August 2022 | 12 July 2023 |
| LI Xiaoran 李曉然 | RE | 5 | 02 August 2022 | 12 July 2023 |
| LI Xiaoran 李曉然 | RE | 4 | 02 August 2022 | 12 July 2023 |
| LIN Yanling 林燕玲 | RE | 5 | 09 October 2015 | 22 May 2019 |
| LIN Yanling 林燕玲 | RE | 4 | 09 October 2015 | 22 May 2019 |
| LIN Yanling 林燕玲 | RE | 9 | 09 October 2015 | 22 May 2019 |
| LIU Ka Fai 廖家輝 | RE | 9 | 19 June 2019 | 17 March 2021 |
| LO Pak Lam 羅柏林 | RE | 4 | 22 July 2020 | 12 October 2021 |
| LO Pak Lam 羅柏林 | RE | 5 | 22 July 2020 | 12 October 2021 |
| LO Pak Lam 羅柏林 | RE | 9 | 22 July 2020 | 12 October 2021 |
| LUK Siu Yeung 陸兆揚 | RE | 4 | 28 July 2017 | 14 November 2018 |
| LUK Siu Yeung 陸兆揚 | RE | 5 | 28 July 2017 | 14 November 2018 |
| LUK Siu Yeung 陸兆揚 | RE | 9 | 28 July 2017 | 14 November 2018 |
| NG Wang To 吳宏圖 | RE | 9 | 16 March 2016 | 31 March 2016 |
| NG Wang To 吳宏圖 | RE | 5 | 16 March 2016 | 31 March 2016 |
| NG Wang To 吳宏圖 | RE | 4 | 16 March 2016 | 31 March 2016 |
| QIAO Junfeng 喬俊峰 | RO | 5 | 26 August 2022 | |
| QIAO Junfeng 喬俊峰 | RO | 4 | 26 August 2022 | |
| QIAO Junfeng 喬俊峰 | RO | 9 | 21 April 2022 | |
| QIAO Junfeng 喬俊峰 | RO | 5 | 04 June 2018 | 04 December 2018 |
| QIAO Junfeng 喬俊峰 | RO | 9 | 04 June 2018 | 04 December 2018 |
| QIAO Junfeng 喬俊峰 | RO | 4 | 04 June 2018 | 04 December 2018 |
| RONG Yu 戎瑀 | RE | 4 | 01 November 2022 | 16 February 2024 |
| RONG Yu 戎瑀 | RE | 5 | 01 November 2022 | 16 February 2024 |
| RONG Yu 戎瑀 | RE | 9 | 01 November 2022 | 16 February 2024 |
| SONG Qihu 宋启虎 | RO | 5 | 19 August 2016 | |
| SONG Qihu 宋启虎 | RO | 4 | 19 August 2016 | |
| SONG Qihu 宋启虎 | RO | 9 | 19 August 2016 | |
| SU Xiqiang 蘇細強 | RE | 4 | 04 June 2020 | 01 June 2021 |
| SU Xiqiang 蘇細強 | RE | 5 | 04 June 2020 | 01 June 2021 |
| TAM Ying Ho, Chester 譚英豪 | RE | 9 | 07 April 2020 | |
| TSE Sheung Lai, Sunny 謝尚禮 | RE | 4 | 04 December 2018 | 23 January 2019 |
| TSE Sheung Lai, Sunny 謝尚禮 | RO | 4 | 23 January 2019 | 21 February 2022 |
| TSE Sheung Lai, Sunny 謝尚禮 | RO | 5 | 23 January 2019 | 21 February 2022 |
| TSE Sheung Lai, Sunny 謝尚禮 | RO | 9 | 23 January 2019 | 21 February 2022 |
| TSUI Chi Kuen, Abe 徐志權 | RO | 4 | 15 July 2022 | |
| TSUI Chi Kuen, Abe 徐志權 | RE | 4 | 20 May 2022 | 15 July 2022 |
| WANG Jingwei 王經緯 | RE | 9 | 19 April 2022 | |
| WANG Jingwei 王經緯 | RE | 5 | 19 April 2022 | |
| WANG Jingwei 王經緯 | RE | 4 | 30 March 2022 | |
| WONG Chi Hung, Philip 王智雄 | RO | 4 | 03 April 2019 | 19 August 2022 |
| WONG Chi Hung, Philip 王智雄 | RO | 5 | 03 April 2019 | 19 August 2022 |
| WONG Chi Hung, Philip 王智雄 | RO | 9 | 03 April 2019 | 19 August 2022 |
| WONG Wai Wai 黃瑋瑋 | RE | 4 | 05 December 2018 | |
| WONG Wai Wai 黃瑋瑋 | RE | 5 | 05 December 2018 | |
| WONG Wai Wai 黃瑋瑋 | RE | 9 | 05 December 2018 | |
| XIAO lingzi 肖翎子 | RE | 9 | 25 November 2015 | 16 May 2016 |
| XIAO lingzi 肖翎子 | RE | 5 | 25 November 2015 | 16 May 2016 |
| XIAO lingzi 肖翎子 | RE | 4 | 25 November 2015 | 16 May 2016 |
| XIE Feng 謝峰 | RE | 9 | 23 July 2015 | 20 May 2017 |
| XIE Feng 謝峰 | RE | 5 | 23 July 2015 | 20 May 2017 |
| XIE Feng 謝峰 | RE | 4 | 23 July 2015 | 20 May 2017 |
| XU Yiyi 徐宜宜 | RE | 9 | 23 October 2019 | |
| XU Yiyi 徐宜宜 | RE | 5 | 23 October 2019 | |
| XU Yiyi 徐宜宜 | RE | 4 | 23 October 2019 | |
| XUE Yonghong 薛永红 | RE | 9 | 19 June 2019 | 19 August 2019 |
| XUE Yonghong 薛永红 | RE | 4 | 19 June 2019 | 19 August 2019 |
| XUE Yonghong 薛永红 | RE | 5 | 19 June 2019 | 19 August 2019 |
| XUE Yonghong 薛永红 | RO | 9 | 19 August 2019 | |
| XUE Yonghong 薛永红 | RO | 5 | 19 August 2019 | |
| XUE Yonghong 薛永红 | RO | 4 | 19 August 2019 | |
| YANG Xin 楊昕 | RE | 4 | 17 July 2019 | |
| YANG Xin 楊昕 | RE | 9 | 17 July 2019 | |
| YANG Xin 楊昕 | RE | 5 | 17 July 2019 | |
| YANG Xu 楊旭 | RO | 9 | 26 May 2020 | |
| YEUNG Chui Yu 楊翠俞 | RE | 4 | 14 September 2018 | 28 September 2018 |
| YEUNG Chui Yu 楊翠俞 | RE | 5 | 14 September 2018 | 28 September 2018 |
| YEUNG Chui Yu 楊翠俞 | RE | 9 | 14 September 2018 | 28 September 2018 |
| YIP Leung Fai 葉良暉 | RE | 9 | 28 March 2022 | |
| YIP Leung Fai 葉良暉 | RE | 5 | 28 March 2022 | |
| YIP Leung Fai 葉良暉 | RE | 4 | 28 March 2022 | |
| YIU Yi Shing 姚懿成 | RE | 4 | 11 September 2017 | 05 August 2018 |
| YIU Yi Shing 姚懿成 | RE | 5 | 11 September 2017 | 05 August 2018 |
| YIU Yi Shing 姚懿成 | RE | 9 | 11 September 2017 | 05 August 2018 |
| YU Dalin 于大林 | RO | 9 | 17 May 2018 | 15 October 2018 |
| YU Dalin 于大林 | RO | 5 | 17 May 2018 | 15 October 2018 |
| YU Dalin 于大林 | RO | 4 | 17 May 2018 | 15 October 2018 |
| YU Dalin 于大林 | RE | 9 | 21 December 2017 | 17 May 2018 |
| YU Dalin 于大林 | RE | 4 | 21 December 2017 | 17 May 2018 |
| YU Rui 余睿 | RE | 4 | 04 December 2019 | 15 January 2020 |
| YU Rui 余睿 | RE | 9 | 04 December 2019 | 15 January 2020 |
| ZHANG Chunbing 張春兵 | RO | 4 | 12 August 2019 | 17 November 2023 |
| ZHANG Chunbing 張春兵 | RO | 9 | 12 August 2019 | 17 November 2023 |
| ZHANG Chunbing 張春兵 | RE | 9 | 13 June 2019 | 12 August 2019 |
| ZHANG Chunbing 張春兵 | RE | 4 | 13 June 2019 | 12 August 2019 |
| ZHANG Haimo 章海默 | RO | 4 | 26 August 2019 | |
| ZHANG Haimo 章海默 | RO | 5 | 26 August 2019 | |
| ZHANG Haimo 章海默 | RO | 9 | 26 August 2019 | |
| ZHANG Haimo 章海默 | RE | 5 | 26 August 2019 | 26 August 2019 |
| ZHANG Haimo 章海默 | RE | 9 | 26 August 2019 | 26 August 2019 |
| ZHANG Haimo 章海默 | RE | 4 | 26 August 2019 | 26 August 2019 |
| ZHANG Xinming 張新明 | RE | 9 | 04 January 2019 | 15 September 2023 |
| ZHOU Lyu 周律 | RO | 9 | 02 June 2020 | 30 April 2021 |