SFC Licenceholders of NFH Securities and Futures Limited 新金控證券期貨有限公司

Email
stephen.ip@newfinancial.com
Website
www.newfinancial.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHENG Daryl 鄭堯名 RE 1 28 March 2019 13 August 2019
CHENG Teky 鄭嵐 RE 1 22 December 2017 21 May 2019
CHENG Wai Lam, James 鄭暐霖 RO 5 13 June 2017
CHENG Wai Lam, James 鄭暐霖 RO 2 13 June 2017
CHENG Wai Lam, James 鄭暐霖 RO 1 13 June 2017
FAN Kei Shun, Lester 范基信 RO 5 25 August 2016 31 January 2018
FAN Kei Shun, Lester 范基信 RO 2 25 August 2016 31 January 2018
FOK Ka Chun 霍嘉俊 RE 1 16 June 2017 19 October 2017
HO Shek Ming 何碩洺 RE 1 23 February 2018 03 October 2023
IP Hon Wah 葉漢華 RO 5 21 November 2016
IP Hon Wah 葉漢華 RO 2 21 November 2016
IP Hon Wah 葉漢華 RO 1 21 November 2016
LAU Chun Wai 劉振威 RE 1 11 July 2019 26 January 2021
LAW Siu Cheong 羅肇昌 RO 1 13 April 2023
LAW Siu Cheong 羅肇昌 RE 1 02 August 2017 13 April 2023
LAW Siu Cheong 羅肇昌 RE 5 02 August 2017
LAW Siu Cheong 羅肇昌 RE 2 02 August 2017
LEE Ho Yin 李浩然 RE 1 19 January 2024
LEE Hon Nam 李翰南 RE 1 25 August 2017 14 July 2021
LI Wai Kwan 李偉君 RE 1 29 November 2017 19 November 2018
LIM Ah Lay 林亞烈 RE 1 06 March 2023
LIU Yan 劉巘 RE 1 17 May 2017 06 September 2017
LO Kwok Loong, Sammy 羅國龍 RE 2 04 April 2023
LO Kwok Loong, Sammy 羅國龍 RE 1 04 April 2023
LOKE Wai Ming 陸偉明 RO 1 25 August 2016 15 March 2017
MA Kam Chuen 馬錦全 RO 5 25 August 2016 01 December 2016
MA Kam Chuen 馬錦全 RO 2 25 August 2016 01 December 2016
MA Kam Chuen 馬錦全 RO 1 25 August 2016 01 December 2016
PAN Zhigang 潘志剛 RO 1 04 June 2020 01 February 2021
YU Hiu To 余曉濤 RE 1 25 August 2016 01 February 2017