SFC Licenceholders of SBI Securities (Hong Kong) Limited 思佰益證券(香港)有限公司
- info@sbisec.com.hk
- Website
- www.sbisec.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BISTRITEANU Mihai-Florin | RO | 1 | 07 August 2018 | 28 February 2019 |
| BOUVARD Caroline Marie Eugenie Renee | RO | 1 | 27 February 2019 | 14 January 2022 |
| BOUVARD Caroline Marie Eugenie Renee | RE | 4 | 22 October 2018 | 14 January 2022 |
| BOUVARD Caroline Marie Eugenie Renee | RE | 1 | 22 October 2018 | 27 February 2019 |
| BUNN Malcolm | RE | 1 | 16 July 2019 | |
| BUNN Malcolm | RE | 4 | 16 July 2019 | |
| CHAU Yiu Man, Kenneth 周耀文 | RO | 4 | 12 September 2018 | |
| CHAU Yiu Man, Kenneth 周耀文 | RO | 1 | 21 March 2016 | |
| CHAU Yiu Man, Kenneth 周耀文 | RE | 1 | 18 January 2016 | 21 March 2016 |
| DAI Shuting 戴树婷 | RE | 1 | 28 June 2019 | 20 August 2020 |
| DAI Shuting 戴树婷 | RE | 4 | 28 June 2019 | 20 August 2020 |
| HATADA Makoto | RE | 4 | 25 July 2019 | |
| HATADA Makoto | RE | 1 | 25 July 2019 | |
| IMAIZUMI Reimi 今泉玲美 | RE | 4 | 27 December 2023 | |
| IMAIZUMI Reimi 今泉玲美 | RE | 1 | 27 December 2023 | |
| IZUMI Yoshiharu | RE | 1 | 12 July 2019 | 15 January 2024 |
| IZUMI Yoshiharu | RE | 4 | 12 July 2019 | 15 January 2024 |
| KANNOO Hiroshi 神尾 博 | RO | 1 | 13 November 2015 | 28 December 2016 |
| KEIDA Shunichi | RO | 4 | 12 September 2018 | 15 February 2019 |
| KEIDA Shunichi | RO | 1 | 23 December 2016 | 15 February 2019 |
| KERRIGAN Daniel Burke | RO | 4 | 09 January 2019 | 30 June 2020 |
| KERRIGAN Daniel Burke | RO | 1 | 16 August 2018 | 30 June 2020 |
| KOBAYASHI Tetsuya | RO | 1 | 21 March 2016 | 15 March 2018 |
| KUSANO Jun 草野潤 | RO | 1 | 02 July 2020 | |
| KUSANO Jun 草野潤 | RO | 4 | 02 July 2020 | |
| LAI Shenhua 賴甡華 | RE | 4 | 20 December 2021 | |
| LAI Shenhua 賴甡華 | RE | 1 | 20 December 2021 | |
| LAI Shenhua 賴甡華 | RE | 1 | 12 December 2018 | 06 January 2020 |
| LIN Long 林龍 | RE | 4 | 20 December 2021 | 05 October 2022 |
| LIN Long 林龍 | RE | 1 | 20 December 2021 | 05 October 2022 |
| LO Cho Ying 盧礎瑩 | RE | 4 | 17 June 2022 | |
| LO Cho Ying 盧礎瑩 | RE | 1 | 17 June 2022 | |
| MATSUOKA Mikihiro | RE | 4 | 12 July 2019 | |
| MATSUOKA Mikihiro | RE | 1 | 12 July 2019 | |
| MIYAUCHI Yuko | RE | 1 | 16 December 2019 | 04 June 2020 |
| MIYAUCHI Yuko | RE | 4 | 16 December 2019 | 04 June 2020 |
| MIYAUCHI Yuko | RO | 1 | 04 June 2020 | 30 July 2021 |
| MIYAUCHI Yuko | RO | 4 | 04 June 2020 | 30 July 2021 |
| MOROTA Toshiharu | RE | 4 | 26 August 2019 | 30 June 2021 |
| MOROTA Toshiharu | RE | 1 | 26 August 2019 | 30 June 2021 |
| NAGATA Takuya | RE | 1 | 14 February 2019 | |
| NAGATA Takuya | RE | 4 | 14 February 2019 | |
| OHASHI Kenzo 大橋謙藏 | RE | 1 | 27 August 2018 | 10 November 2023 |
| OHTA Tomoko | RE | 4 | 14 November 2022 | 30 September 2023 |
| OHTA Tomoko | RE | 1 | 14 November 2022 | 30 September 2023 |
| OKITA Kazuki | RE | 4 | 11 July 2019 | |
| OKITA Kazuki | RE | 1 | 11 July 2019 | |
| ONG Chin Aisling | RE | 1 | 20 February 2019 | 09 June 2019 |
| ONG Chin Aisling | RE | 4 | 20 February 2019 | 09 June 2019 |
| ONG Eugene Hanwee 王瀚瑋 | RO | 1 | 13 November 2015 | 31 March 2016 |
| PAIN Matthew Henry | RE | 4 | 03 July 2019 | |
| PAIN Matthew Henry | RE | 1 | 03 July 2019 | |
| POON Chung Keung 潘宗強 | RO | 1 | 12 April 2021 | |
| POON Chung Keung 潘宗強 | RE | 1 | 19 September 2017 | 12 April 2021 |
| RAMEAU Benjamin Thor | RE | 1 | 01 December 2017 | 11 May 2018 |
| REEDER Benjamin Lee | RO | 1 | 08 May 2017 | 07 February 2021 |
| REEDER Benjamin Lee | RE | 1 | 03 March 2017 | 08 May 2017 |
| SAMESHIMA Toyoki | RE | 1 | 12 July 2019 | |
| SAMESHIMA Toyoki | RE | 4 | 12 July 2019 | |
| TAKADA Junko | RE | 1 | 07 March 2018 | 09 March 2018 |
| TAKAYA Masanori | RE | 4 | 03 May 2019 | 04 August 2020 |
| TAKAYA Masanori | RE | 1 | 03 May 2019 | 04 August 2020 |
| TANAKA Shun | RE | 4 | 26 August 2019 | |
| TANAKA Shun | RE | 1 | 26 August 2019 | |
| UDAGAWA Hiroshi | RE | 4 | 23 April 2019 | 31 July 2020 |
| UDAGAWA Hiroshi | RE | 1 | 23 April 2019 | 31 July 2020 |
| VAN VLIET Nicolas Rudolf | RE | 4 | 23 August 2022 | |
| VAN VLIET Nicolas Rudolf | RE | 1 | 23 August 2022 | |
| VAN VLIET Nicolas Rudolf | RO | 4 | 07 February 2022 | 23 August 2022 |
| VAN VLIET Nicolas Rudolf | RO | 1 | 07 February 2022 | 23 August 2022 |
| VAN VLIET Nicolas Rudolf | RE | 1 | 18 September 2019 | 07 February 2022 |
| VAN VLIET Nicolas Rudolf | RE | 4 | 18 September 2019 | 07 February 2022 |
| YAMADA Daisuke 山田大裕 | RO | 1 | 13 November 2015 | 31 March 2016 |
| ZHANG Senyan 張森焱 | RE | 1 | 10 October 2017 | 10 September 2018 |