SFC Licenceholders of SR Wealth Securities Limited 中富證券有限公司
- cs@srw.com.hk
- Website
- www.srw.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Jinge 蔡金戈 | RE | 9 | 11 August 2022 | |
| CAI Jinge 蔡金戈 | RO | 4 | 11 February 2022 | |
| CAI Jinge 蔡金戈 | RO | 1 | 11 February 2022 | |
| CAI Jinge 蔡金戈 | RE | 2 | 28 January 2022 | |
| CAI Jinge 蔡金戈 | RE | 4 | 10 July 2019 | 11 February 2022 |
| CAI Jinge 蔡金戈 | RE | 1 | 10 July 2019 | 11 February 2022 |
| CAI Jinge 蔡金戈 | RE | 1 | 18 November 2016 | 04 August 2017 |
| CAI Tsz Yeung 蔡梓洋 | RE | 1 | 13 February 2019 | 18 March 2019 |
| CHAN Ting Ting Anffany 陳婷婷 | RE | 4 | 06 June 2019 | |
| CHAN Ting Ting Anffany 陳婷婷 | RE | 1 | 09 October 2017 | |
| CHEUNG Yun Tim 張潤添 | RO | 4 | 27 June 2019 | 23 September 2019 |
| CHEUNG Yun Tim 張潤添 | RO | 1 | 29 May 2019 | 23 September 2019 |
| CHEUNG Yun Tim 張潤添 | RE | 1 | 02 May 2019 | 29 May 2019 |
| HOU Yanni 侯燕妮 | RE | 4 | 27 May 2019 | 25 October 2019 |
| HOU Yanni 侯燕妮 | RE | 1 | 27 May 2019 | 25 October 2019 |
| HUI Cheung Kui 許祥駒 | RO | 9 | 20 May 2022 | 28 February 2024 |
| HUI Cheung Kui 許祥駒 | RO | 2 | 18 November 2021 | 28 February 2024 |
| HUI Cheung Kui 許祥駒 | RO | 1 | 18 February 2020 | 28 February 2024 |
| HUI Cheung Kui 許祥駒 | RE | 4 | 23 December 2019 | 18 February 2020 |
| HUI Cheung Kui 許祥駒 | RE | 1 | 23 December 2019 | 18 February 2020 |
| HUI Cheung Kui 許祥駒 | RO | 4 | 18 February 2020 | 28 February 2024 |
| HUNG Cho Yan 洪祖恩 | RO | 1 | 25 August 2016 | 02 January 2019 |
| LAM Ting Yu 林鼎宇 | RO | 4 | 17 April 2019 | 31 May 2019 |
| LAM Ting Yu 林鼎宇 | RO | 1 | 03 January 2019 | 31 May 2019 |
| LUNG Tak Wing 龍德榮 | RO | 4 | 17 April 2019 | 28 January 2020 |
| LUNG Tak Wing 龍德榮 | RO | 1 | 19 November 2018 | 28 January 2020 |
| MOU Shuk Han 繆淑嫻 | RO | 1 | 25 August 2016 | 11 November 2018 |
| POON Chi Wai 潘智威 | RE | 9 | 13 March 2024 | |
| POON Chi Wai 潘智威 | RE | 4 | 13 March 2024 | |
| POON Chi Wai 潘智威 | RE | 2 | 13 March 2024 | |
| POON Chi Wai 潘智威 | RE | 1 | 13 March 2024 | |
| TANG Qin 湯勤 | RE | 4 | 16 June 2021 | 03 September 2021 |
| TANG Qin 湯勤 | RE | 1 | 16 June 2021 | 03 September 2021 |
| TSOI Chung Wo 蔡宗和 | RE | 1 | 30 January 2019 | 20 March 2019 |
| WONG Lok Him, Howard 王諾謙 | RO | 9 | 20 May 2022 | |
| WONG Lok Him, Howard 王諾謙 | RO | 2 | 18 November 2021 | |
| WONG Lok Him, Howard 王諾謙 | RO | 4 | 19 November 2019 | |
| WONG Lok Him, Howard 王諾謙 | RO | 1 | 19 November 2019 | |
| WONG Lok Him, Howard 王諾謙 | RE | 4 | 12 November 2019 | 19 November 2019 |
| WONG Lok Him, Howard 王諾謙 | RE | 1 | 12 November 2019 | 19 November 2019 |
| YAM Chung Wai 任仲為 | RE | 1 | 05 September 2017 | 01 February 2018 |
| YE Xiaojun 叶校均 | RE | 4 | 06 June 2019 | 21 July 2020 |
| YE Xiaojun 叶校均 | RE | 1 | 16 October 2017 | 21 July 2020 |
| ZENG YanLing 曾燕玲 | RE | 4 | 12 December 2019 | 11 December 2020 |
| ZENG YanLing 曾燕玲 | RE | 1 | 12 December 2019 | 11 December 2020 |