SFC Licenceholders of AXA Investment Managers Chorus Limited
- hkcompliance@axa-im.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BARRAU Thomas Benjamin | RE | 9 | 19 March 2021 | 31 March 2023 |
| BARRAU Thomas Benjamin | RE | 4 | 19 March 2021 | 31 March 2023 |
| BARRAU Thomas Benjamin | RE | 5 | 19 March 2021 | 31 March 2023 |
| BILARD Laurent Bernard Michel | RE | 9 | 12 April 2017 | 23 September 2021 |
| BROCHARD Jerome Andre Jean Louis | RO | 1 | 02 March 2017 | 25 July 2019 |
| BROCHARD Jerome Andre Jean Louis | RO | 9 | 02 March 2017 | 25 July 2019 |
| BROCHARD Jerome Andre Jean Louis | RO | 5 | 02 March 2017 | 25 July 2019 |
| BROCHARD Jerome Andre Jean Louis | RO | 4 | 02 March 2017 | 25 July 2019 |
| CHAN Hector 陳凱圖 | RO | 1 | 02 March 2017 | 06 June 2023 |
| CHAN Hector 陳凱圖 | RO | 4 | 02 March 2017 | 06 June 2023 |
| CHAN Hector 陳凱圖 | RO | 5 | 02 March 2017 | 06 June 2023 |
| CHAN Hector 陳凱圖 | RO | 9 | 02 March 2017 | 06 June 2023 |
| CHAU Sze Wan, Devan 鄒思韻 | RE | 9 | 12 April 2017 | 16 February 2022 |
| CHEN Xinquan 陳鑫泉 | RE | 9 | 13 August 2019 | 09 April 2021 |
| CHEN Xinquan 陳鑫泉 | RE | 5 | 13 August 2019 | 09 April 2021 |
| CHEN Xinquan 陳鑫泉 | RE | 4 | 13 August 2019 | 09 April 2021 |
| DE GEIS DE GUYON DE PAMPELONNE Ludovic Regis Marie | RE | 9 | 24 August 2017 | 07 June 2019 |
| DE GEIS DE GUYON DE PAMPELONNE Ludovic Regis Marie | RE | 5 | 24 August 2017 | 07 June 2019 |
| DE GEIS DE GUYON DE PAMPELONNE Ludovic Regis Marie | RE | 4 | 24 August 2017 | 07 June 2019 |
| DE JAILLON Julien Pierre Jeremie | RE | 9 | 01 June 2017 | 06 October 2021 |
| GARECHE Ahcene Saadi | RE | 1 | 02 June 2017 | 29 May 2020 |
| GARECHE Ahcene Saadi | RE | 4 | 02 June 2017 | 29 May 2020 |
| GARECHE Ahcene Saadi | RE | 5 | 02 June 2017 | 29 May 2020 |
| GARECHE Ahcene Saadi | RE | 9 | 02 June 2017 | 29 May 2020 |
| JUILLARD Pierre-Emmanuel Yves | RO | 5 | 02 March 2017 | 14 July 2023 |
| JUILLARD Pierre-Emmanuel Yves | RO | 4 | 02 March 2017 | 14 July 2023 |
| JUILLARD Pierre-Emmanuel Yves | RO | 1 | 02 March 2017 | 14 July 2023 |
| JUILLARD Pierre-Emmanuel Yves | RO | 9 | 02 March 2017 | 14 July 2023 |
| KHOO Xin Ping, Inez 邱心平 | RE | 1 | 18 July 2017 | 30 September 2019 |
| KHOO Xin Ping, Inez 邱心平 | RE | 4 | 18 July 2017 | 30 September 2019 |
| KHOO Xin Ping, Inez 邱心平 | RE | 5 | 18 July 2017 | 30 September 2019 |
| KHOO Xin Ping, Inez 邱心平 | RE | 9 | 18 July 2017 | 30 September 2019 |
| LANDIER Jean-Augustin | RE | 1 | 05 June 2017 | 06 April 2023 |
| LANDIER Jean-Augustin | RE | 5 | 05 June 2017 | 06 April 2023 |
| LANDIER Jean-Augustin | RE | 9 | 05 June 2017 | 06 April 2023 |
| LANDIER Jean-Augustin | RE | 4 | 05 June 2017 | 06 April 2023 |
| LIN Qi 林琦 | RE | 9 | 18 July 2017 | 30 September 2022 |
| LIN Qi 林琦 | RE | 5 | 18 July 2017 | 30 September 2022 |
| LIN Qi 林琦 | RE | 4 | 18 July 2017 | 30 September 2022 |
| METHAJARUNON Kasidit | RE | 9 | 05 June 2017 | 13 February 2019 |
| METHAJARUNON Kasidit | RE | 5 | 05 June 2017 | 13 February 2019 |
| METHAJARUNON Kasidit | RE | 4 | 05 June 2017 | 13 February 2019 |
| NGAI Ying Tim 倪英添 | RE | 9 | 04 June 2019 | 09 July 2021 |
| NGAI Ying Tim 倪英添 | RE | 5 | 04 June 2019 | 09 July 2021 |
| NGAI Ying Tim 倪英添 | RE | 4 | 04 June 2019 | 09 July 2021 |
| SONG Yunpeng 宋云鵬 | RE | 9 | 12 August 2020 | 05 May 2023 |
| SONG Yunpeng 宋云鵬 | RE | 5 | 12 August 2020 | 05 May 2023 |
| SONG Yunpeng 宋云鵬 | RE | 4 | 12 August 2020 | 05 May 2023 |
| SUN Xiaofei 孫曉飛 | RE | 9 | 02 June 2017 | 17 September 2020 |
| SUN Xiaofei 孫曉飛 | RE | 5 | 02 June 2017 | 17 September 2020 |
| SUN Xiaofei 孫曉飛 | RE | 4 | 02 June 2017 | 17 September 2020 |
| TAN Xiaoxiong | RE | 9 | 07 September 2018 | 27 June 2022 |
| TAN Xiaoxiong | RE | 1 | 23 August 2018 | 27 June 2022 |
| TAN Xiaoxiong | RE | 4 | 07 September 2018 | 27 June 2022 |
| TAN Xiaoxiong | RE | 5 | 07 September 2018 | 27 June 2022 |
| TENG Wai Li 鄧偉立 | RE | 5 | 04 August 2022 | 17 March 2023 |
| TENG Wai Li 鄧偉立 | RE | 4 | 04 August 2022 | 17 March 2023 |
| TENG Wai Li 鄧偉立 | RE | 9 | 15 July 2022 | 17 March 2023 |
| TOERNKVIST Tomas Gunnar | RE | 4 | 31 January 2018 | 29 August 2018 |
| TOERNKVIST Tomas Gunnar | RE | 5 | 31 January 2018 | 29 August 2018 |
| TOERNKVIST Tomas Gunnar | RE | 9 | 31 January 2018 | 29 August 2018 |
| WANG Yonglei 王永磊 | RE | 4 | 02 June 2017 | 31 October 2022 |
| WANG Yonglei 王永磊 | RE | 5 | 02 June 2017 | 31 October 2022 |
| WANG Yonglei 王永磊 | RE | 9 | 02 June 2017 | 31 October 2022 |
| YANG Shuo 楊碩 | RE | 4 | 28 March 2022 | 11 May 2022 |
| YANG Shuo 楊碩 | RE | 5 | 28 March 2022 | 11 May 2022 |
| YANG Shuo 楊碩 | RE | 9 | 28 March 2022 | 11 May 2022 |
| ZHANG Yu 張娛 | RE | 4 | 11 November 2019 | 20 April 2020 |
| ZHANG Yu 張娛 | RE | 5 | 11 November 2019 | 20 April 2020 |
| ZHANG Yu 張娛 | RE | 9 | 11 November 2019 | 20 April 2020 |