SFC Licenceholders of SDG Asset Management (HK) Limited 山金資產管理(香港)有限公司
- am-compliance@sd-gold.hk
- Website
- www.sdgam.sd-gold.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BAI Yun 白云 | RE | 9 | 28 March 2017 | 18 June 2021 |
| BAI Yun 白云 | RE | 4 | 28 March 2017 | 18 June 2021 |
| CHEN Yixiang 陳翼翔 | RE | 9 | 16 November 2017 | |
| CHEN Yixiang 陳翼翔 | RE | 4 | 16 November 2017 | |
| FAN Yang 范陽 | RO | 9 | 10 November 2022 | |
| FAN Yang 范陽 | RO | 4 | 10 November 2022 | |
| FAN Yang 范陽 | RE | 9 | 15 March 2017 | 10 November 2022 |
| FAN Yang 范陽 | RE | 4 | 15 March 2017 | 10 November 2022 |
| FEI Xiang 費翔 | RO | 9 | 12 October 2016 | 04 October 2023 |
| FEI Xiang 費翔 | RO | 4 | 12 October 2016 | 04 October 2023 |
| HAN Zhixu 韓質栩 | RE | 9 | 24 May 2021 | 16 November 2023 |
| HAN Zhixu 韓質栩 | RE | 4 | 24 May 2021 | 16 November 2023 |
| HOU Ke 侯可 | RE | 4 | 22 March 2024 | |
| HOU Ke 侯可 | RE | 9 | 22 March 2024 | |
| HUANG Tao 黃轁 | RO | 9 | 12 October 2016 | 19 January 2017 |
| HUANG Tao 黃轁 | RO | 4 | 12 October 2016 | 19 January 2017 |
| HUNG Pak Yung 洪柏榕 | RO | 9 | 10 November 2022 | 19 February 2024 |
| HUNG Pak Yung 洪柏榕 | RO | 4 | 10 November 2022 | 19 February 2024 |
| HUNG Pak Yung 洪柏榕 | RE | 9 | 22 January 2021 | 10 November 2022 |
| HUNG Pak Yung 洪柏榕 | RE | 4 | 22 January 2021 | 10 November 2022 |
| IP Yung Ping 叶勇平 | RO | 9 | 10 November 2022 | |
| IP Yung Ping 叶勇平 | RO | 4 | 10 November 2022 | |
| IP Yung Ping 叶勇平 | RE | 9 | 01 December 2016 | 10 November 2022 |
| IP Yung Ping 叶勇平 | RE | 4 | 01 December 2016 | 10 November 2022 |
| LEUNG Chi Kin 梁智健 | RE | 9 | 13 December 2023 | |
| LEUNG Chi Kin 梁智健 | RE | 4 | 13 December 2023 | |
| LEUNG Lai Hong 梁禮康 | RE | 4 | 12 October 2021 | 20 June 2022 |
| LEUNG Lai Hong 梁禮康 | RE | 9 | 12 October 2021 | 20 June 2022 |
| LI Yong 李勇 | RO | 4 | 21 February 2022 | 31 December 2023 |
| LI Yong 李勇 | RE | 4 | 07 February 2022 | 21 February 2022 |
| LI Yong 李勇 | RE | 9 | 21 February 2022 | 31 December 2023 |
| LI Yong 李勇 | RE | 9 | 01 December 2016 | 01 January 2019 |
| LI Yong 李勇 | RE | 4 | 01 December 2016 | 01 January 2019 |
| LI Zhonggui 李中桂 | RE | 9 | 09 May 2018 | 01 November 2018 |
| LI Zhonggui 李中桂 | RE | 4 | 09 May 2018 | 01 November 2018 |
| LI Zhuo 李卓 | RE | 9 | 15 March 2017 | 21 May 2023 |
| LI Zhuo 李卓 | RE | 4 | 15 March 2017 | 21 May 2023 |
| LIU Liang 劉亮 | RO | 9 | 05 December 2023 | |
| LIU Liang 劉亮 | RO | 4 | 05 December 2023 | |
| LIU Mengran 劉梦冉 | RE | 9 | 29 March 2021 | 31 December 2021 |
| LIU Mengran 劉梦冉 | RE | 4 | 29 March 2021 | 31 December 2021 |
| LIU Po Wen 劉博文 | RE | 9 | 07 August 2017 | 09 November 2017 |
| LIU Po Wen 劉博文 | RE | 4 | 07 August 2017 | 09 November 2017 |
| LYU Chaoyi 呂超逸 | RE | 9 | 17 March 2020 | 31 December 2021 |
| LYU Chaoyi 呂超逸 | RE | 4 | 17 March 2020 | 31 December 2021 |
| PENG Haoxiang 彭皓翔 | RE | 9 | 30 August 2021 | 16 December 2021 |
| PENG Haoxiang 彭皓翔 | RE | 4 | 30 August 2021 | 16 December 2021 |
| SEN Tung Ning 神東寧 | RO | 9 | 31 July 2020 | 13 June 2022 |
| SEN Tung Ning 神東寧 | RO | 4 | 31 July 2020 | 13 June 2022 |
| SEN Tung Ning 神東寧 | RE | 9 | 06 July 2020 | 31 July 2020 |
| SEN Tung Ning 神東寧 | RE | 4 | 06 July 2020 | 31 July 2020 |
| TONG Chung Sze 湯頌詩 | RE | 4 | 14 September 2022 | |
| TONG Chung Sze 湯頌詩 | RE | 9 | 14 September 2022 | |
| TSUI Fung, Jack 徐鋒 | RO | 9 | 12 October 2016 | 16 November 2023 |
| TSUI Fung, Jack 徐鋒 | RO | 4 | 12 October 2016 | 16 November 2023 |
| WAN Di 万柢 | RE | 9 | 21 June 2021 | 02 March 2022 |
| WAN Di 万柢 | RE | 4 | 21 June 2021 | 02 March 2022 |
| YAN Han 嚴涵 | RE | 9 | 07 February 2022 | 08 November 2023 |
| YAN Han 嚴涵 | RE | 4 | 07 February 2022 | 08 November 2023 |
| YE Zhiyuan 叶志遠 | RE | 9 | 07 February 2022 | 16 January 2024 |
| YE Zhiyuan 叶志遠 | RE | 4 | 07 February 2022 | 16 January 2024 |
| YIN Yanhang 尹雁航 | RE | 9 | 05 October 2022 | 17 November 2023 |
| YIN Yanhang 尹雁航 | RE | 4 | 05 October 2022 | 17 November 2023 |
| ZHANG Bing 張冰 | RO | 9 | 13 May 2021 | 31 December 2021 |
| ZHANG Bing 張冰 | RO | 4 | 13 May 2021 | 31 December 2021 |
| ZHANG Bing 張冰 | RE | 9 | 14 January 2021 | 13 May 2021 |
| ZHANG Bing 張冰 | RE | 4 | 14 January 2021 | 13 May 2021 |
| ZHANG Fan 張帆 | RO | 4 | 28 February 2023 | 16 January 2024 |
| ZHANG Fan 張帆 | RO | 9 | 28 February 2023 | 16 January 2024 |
| ZHANG Fan 張帆 | RE | 9 | 28 March 2018 | 28 February 2023 |
| ZHANG Fan 張帆 | RE | 4 | 28 March 2018 | 28 February 2023 |
| ZHANG Wenwen 張聞文 | RE | 9 | 10 August 2022 | 09 January 2024 |