SFC Licenceholders of Hao Tian Asset Management Limited 昊天資產管理有限公司
- compliance@haotianfin.com
- Website
- www.haotianfin.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Kin Hong, Dennis 區健康 | RO | 4 | 16 October 2018 | 22 November 2018 |
| AU Kin Hong, Dennis 區健康 | RO | 9 | 28 May 2018 | 22 November 2018 |
| AU Kwan Lok 歐君樂 | RE | 9 | 19 June 2019 | 05 July 2019 |
| AU Kwan Lok 歐君樂 | RE | 9 | 24 February 2020 | 16 April 2020 |
| AU Kwan Lok 歐君樂 | RE | 4 | 24 February 2020 | 16 April 2020 |
| AU Kwan Lok 歐君樂 | RO | 9 | 05 July 2019 | 24 February 2020 |
| AU Kwan Lok 歐君樂 | RO | 4 | 16 September 2019 | 24 February 2020 |
| CAI Yibo 蔡怡博 | RE | 9 | 06 October 2017 | 09 June 2018 |
| CHAN Hoi Cheung 陳愷章 | RE | 9 | 11 June 2018 | 26 February 2019 |
| CHAN Ping Ling 陳炳玲 | RO | 9 | 09 December 2016 | 01 June 2018 |
| CHAN Yan Wing, Andy 陳欣永 | RE | 9 | 11 May 2020 | 17 August 2021 |
| CHEN Xiao 陳曉 | RO | 9 | 06 December 2019 | 21 July 2021 |
| CHEN Xiao 陳曉 | RO | 4 | 06 December 2019 | 21 July 2021 |
| CHEN Xiaohua 陳曉樺 | RE | 9 | 03 October 2017 | 10 January 2018 |
| CHEN Yu 陳瑜 | RE | 9 | 07 July 2017 | 16 November 2017 |
| CHENG Chung Fan 鄭仲勳 | RE | 9 | 16 February 2017 | 08 August 2017 |
| CHEUNG Sze Ying, Skylar 張詩瑩 | RE | 9 | 27 March 2018 | 19 April 2018 |
| CHIANG Kam Wah 蔣錦華 | RE | 9 | 20 January 2017 | 17 March 2017 |
| CHIU Chi Yuen 趙志遠 | RE | 9 | 22 August 2019 | 01 July 2020 |
| CHIU Chi Yuen 趙志遠 | RE | 4 | 22 August 2019 | 01 July 2020 |
| CHOW Jesson Kwok Kit 周國杰 | RE | 9 | 13 January 2020 | 07 May 2020 |
| CHOW Jesson Kwok Kit 周國杰 | RE | 4 | 13 January 2020 | 07 May 2020 |
| CHUA Tsz Lan 蔡紫蘭 | RO | 9 | 02 September 2021 | 09 February 2022 |
| CHUA Tsz Lan 蔡紫蘭 | RO | 4 | 02 September 2021 | 09 February 2022 |
| FANG Wei 方煒 | RE | 9 | 11 September 2017 | 01 May 2018 |
| HO Wai Leung 何偉樑 | RE | 9 | 04 April 2018 | 08 November 2018 |
| HO-LEE Pui Sze, Doris 何珮詩 | RE | 9 | 17 July 2018 | 03 September 2019 |
| KWOK Chiu Ting 郭昭廷 | RE | 9 | 18 July 2019 | 23 December 2019 |
| LAI Wai Chung, Vincent 黎維頌 | RO | 9 | 03 April 2020 | 19 September 2021 |
| LAI Wai Chung, Vincent 黎維頌 | RO | 4 | 03 April 2020 | 19 September 2021 |
| LAM Chi Shing 林志成 | RO | 9 | 20 January 2022 | |
| LAM Chi Shing 林志成 | RO | 4 | 20 January 2022 | |
| LAM Sen Yong 林先雄 | RO | 9 | 22 March 2019 | 30 September 2019 |
| LAM Sen Yong 林先雄 | RE | 9 | 30 September 2019 | 31 July 2020 |
| LAM Sen Yong 林先雄 | RE | 4 | 30 September 2019 | 31 July 2020 |
| LAM Sen Yong 林先雄 | RO | 4 | 22 March 2019 | 30 September 2019 |
| LAM Sen Yong 林先雄 | RE | 9 | 08 October 2018 | 22 March 2019 |
| LAM Siu Mo 林少武 | RE | 4 | 19 September 2019 | 01 July 2020 |
| LAM Siu Mo 林少武 | RE | 9 | 19 September 2019 | 01 July 2020 |
| LAW Wai Hin 羅懷軒 | RE | 9 | 20 June 2019 | 30 January 2020 |
| LAW Wai Hin 羅懷軒 | RE | 4 | 20 June 2019 | 30 January 2020 |
| LI Kai Wang 李啟宏 | RE | 9 | 14 September 2017 | 09 November 2017 |
| MAN Kong Yui 文剛銳 | RO | 9 | 09 December 2016 | 15 June 2017 |
| MAR Jonathan Haoyan 馬浩然 | RE | 9 | 06 December 2018 | 30 May 2019 |
| MAR Jonathan Haoyan 馬浩然 | RE | 4 | 06 December 2018 | 30 May 2019 |
| NG Shui Cheong 吳瑞昌 | RE | 9 | 13 April 2017 | 11 July 2018 |
| NGAI Sing Lung 魏星龍 | RE | 9 | 04 April 2018 | 17 December 2018 |
| SHUM Kai Fung 岑啟豐 | RE | 9 | 31 July 2018 | 10 August 2019 |
| SIT Hau Yi 薛巧宜 | RE | 9 | 15 February 2017 | 27 May 2017 |
| SO Kin 蘇健 | RE | 9 | 19 June 2018 | 27 June 2018 |
| SO Kin 蘇健 | RO | 9 | 27 June 2018 | 03 April 2020 |
| SO Kin 蘇健 | RO | 4 | 16 October 2018 | 03 April 2020 |
| TAM Siu Po 譚肇波 | RE | 4 | 03 March 2021 | 12 March 2021 |
| TSE Yat Kei Teddy 謝日基 | RE | 9 | 04 April 2018 | 20 February 2019 |
| TSE Yat Kei Teddy 謝日基 | RO | 4 | 16 October 2018 | 20 February 2019 |
| WONG Anthony Way-choy 王匯材 | RE | 9 | 07 June 2017 | 07 September 2017 |
| WONG Tsz Wai 黃子偉 | RE | 9 | 21 February 2018 | 28 August 2020 |
| XU Yongjun 許擁軍 | RE | 9 | 11 July 2017 | 04 April 2018 |
| YAO Kuo Yi, Patterson 姚國儀 | RO | 9 | 13 June 2017 | 17 January 2018 |
| YAO Kuo Yi, Patterson 姚國儀 | RE | 9 | 23 May 2017 | 13 June 2017 |
| YEUNG Cheuk Ki 楊卓奇 | RE | 9 | 03 June 2019 | 23 January 2020 |
| YEUNG Cheuk Ki 楊卓奇 | RE | 4 | 03 June 2019 | 23 January 2020 |
| YIM Wing Yu 嚴穎瑜 | RE | 9 | 27 March 2018 | 29 March 2019 |
| ZHAI Yu 翟鈺 | RE | 9 | 01 August 2019 | 16 July 2020 |
| ZHAI Yu 翟鈺 | RE | 4 | 01 August 2019 | 16 July 2020 |
| ZHANG Jingkun 張靖坤 | RE | 9 | 15 February 2017 | 24 March 2018 |
| ZHENG Li 郑理 | RO | 9 | 27 March 2020 | 26 December 2020 |
| ZHOU Silong 周斯龍 | RO | 9 | 30 September 2021 | |
| ZHOU Silong 周斯龍 | RO | 4 | 30 September 2021 | |
| ZHOU Silong 周斯龍 | RE | 9 | 28 August 2019 | 30 September 2021 |
| ZHOU Silong 周斯龍 | RE | 4 | 19 May 2020 | 30 September 2021 |
| ZHOU Yong 周勇 | RO | 9 | 11 January 2018 | 06 August 2019 |
| ZHOU Yong 周勇 | RE | 9 | 20 November 2017 | 11 January 2018 |
| ZHUANG Yuewen 庄岳雯 | RE | 4 | 16 October 2019 | 29 November 2019 |