SFC Licenceholders of Cathaysia Securities Limited 華夏證券有限公司

Email
cs@cathaysiasecurities.hk
Website
https://www.cathaysiasecurities.hk

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholders Role Licences Start date End date
CHAN Sheung Yin Jobi 陳尚言 RE 1 24 September 2020 31 October 2022
CHAN Siu Kei, Ken 陳兆基 RE 1 02 November 2018 31 January 2019
CHEUNG Fan 張帆 RO 4 28 April 2022 01 December 2022
CHEUNG Fan 張帆 RO 1 20 December 2017 01 December 2022
CHEUNG Fan 張帆 RE 1 07 March 2017 20 December 2017
CHEUNG Kam Shan 張金山 RE 1 26 May 2017
CHOI Wing Sun 蔡永燊 RE 1 14 May 2018 30 October 2018
FU Wang Kit 傅宏傑 RO 4 01 June 2022 31 March 2023
FU Wang Kit 傅宏傑 RO 1 01 June 2022 31 March 2023
FU Wang Kit 傅宏傑 RO 1 29 November 2019 04 September 2020
FU Wang Kit 傅宏傑 RE 1 11 September 2019 29 November 2019
KONG Chui Yee 鄺翠兒 RE 1 05 June 2018
LAM Chi Fu 林志富 RO 1 14 February 2017 31 December 2018
LAM Wing Chi 林穎芝 RE 1 27 February 2018 11 February 2022
LAU Fung Ngor, Swan 劉鳳娥 RO 4 28 April 2022 29 July 2022
LAU Fung Ngor, Swan 劉鳳娥 RO 1 31 August 2017 29 July 2022
LAU Fung Ngor, Swan 劉鳳娥 RE 1 07 March 2017 31 August 2017
LEUNG Yat Shing 梁溢成 RE 1 04 April 2018
LIU Kwan Wai 廖君瑋 RE 1 20 March 2017 18 October 2018
LUK Chi Fung Dennis 陸智鋒 RE 1 27 March 2019
MA Fung Chiu 馬逢昭 RE 1 05 May 2017 01 June 2018
MA Kit Man, Maria 馬潔文 RO 4 03 November 2021 10 February 2022
MA Kit Man, Maria 馬潔文 RO 1 28 October 2020 10 February 2022
MAK Shu Fan 麥樹勳 RE 1 02 May 2017 17 March 2021
NGAI Ching Yau 魏靖悠 RE 1 12 September 2018 11 February 2022
PAK Chi Wing 白志頴 RO 1 10 May 2019 30 August 2019
PAK Chi Wing 白志頴 RE 1 08 March 2019 10 May 2019
PAN Hong 潘红 RO 4 14 December 2023
PAN Hong 潘红 RO 1 14 December 2023
PAN Hong 潘红 RE 1 31 July 2023 14 December 2023
TONG Siu Cheung 湯紹彰 RO 1 16 November 2022
TONG Siu Cheung 湯紹彰 RO 4 03 November 2021
TONG Siu Cheung 湯紹彰 RE 1 31 March 2017 16 November 2022
TSOI Kai Ki 蔡佳琪 RE 1 02 November 2018 10 October 2019
WAN Lui, Wendy 溫蕾 RO 1 14 February 2017 12 February 2018
WONG Benny 黃華健 RE 1 01 June 2017 01 June 2017
WONG Wing Kwan 王榮昆 RO 4 21 February 2023
WONG Wing Kwan 王榮昆 RO 1 21 February 2023
WONG Wing Kwan 王榮昆 RE 4 22 April 2022 21 February 2023
WONG Wing Kwan 王榮昆 RE 1 13 July 2020 21 February 2023
ZENG Fanjie 曾繁杰 RE 1 06 October 2017 17 September 2018
ZHANG Zhibin 張志濱 RE 1 21 April 2017 31 October 2018
ZHENG Xiruo 郑汐若 RE 4 22 December 2023
ZHENG Xiruo 郑汐若 RE 1 22 December 2023