SFC Licenceholders of Cathaysia Securities Limited 華夏證券有限公司
- cs@cathaysiasecurities.hk
- Website
- https://www.cathaysiasecurities.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Sheung Yin Jobi 陳尚言 | RE | 1 | 24 September 2020 | 31 October 2022 |
| CHAN Siu Kei, Ken 陳兆基 | RE | 1 | 02 November 2018 | 31 January 2019 |
| CHEUNG Fan 張帆 | RO | 4 | 28 April 2022 | 01 December 2022 |
| CHEUNG Fan 張帆 | RO | 1 | 20 December 2017 | 01 December 2022 |
| CHEUNG Fan 張帆 | RE | 1 | 07 March 2017 | 20 December 2017 |
| CHEUNG Kam Shan 張金山 | RE | 1 | 26 May 2017 | |
| CHOI Wing Sun 蔡永燊 | RE | 1 | 14 May 2018 | 30 October 2018 |
| FU Wang Kit 傅宏傑 | RO | 4 | 01 June 2022 | 31 March 2023 |
| FU Wang Kit 傅宏傑 | RO | 1 | 01 June 2022 | 31 March 2023 |
| FU Wang Kit 傅宏傑 | RO | 1 | 29 November 2019 | 04 September 2020 |
| FU Wang Kit 傅宏傑 | RE | 1 | 11 September 2019 | 29 November 2019 |
| KONG Chui Yee 鄺翠兒 | RE | 1 | 05 June 2018 | |
| LAM Chi Fu 林志富 | RO | 1 | 14 February 2017 | 31 December 2018 |
| LAM Wing Chi 林穎芝 | RE | 1 | 27 February 2018 | 11 February 2022 |
| LAU Fung Ngor, Swan 劉鳳娥 | RO | 4 | 28 April 2022 | 29 July 2022 |
| LAU Fung Ngor, Swan 劉鳳娥 | RO | 1 | 31 August 2017 | 29 July 2022 |
| LAU Fung Ngor, Swan 劉鳳娥 | RE | 1 | 07 March 2017 | 31 August 2017 |
| LEUNG Yat Shing 梁溢成 | RE | 1 | 04 April 2018 | |
| LIU Kwan Wai 廖君瑋 | RE | 1 | 20 March 2017 | 18 October 2018 |
| LUK Chi Fung Dennis 陸智鋒 | RE | 1 | 27 March 2019 | |
| MA Fung Chiu 馬逢昭 | RE | 1 | 05 May 2017 | 01 June 2018 |
| MA Kit Man, Maria 馬潔文 | RO | 4 | 03 November 2021 | 10 February 2022 |
| MA Kit Man, Maria 馬潔文 | RO | 1 | 28 October 2020 | 10 February 2022 |
| MAK Shu Fan 麥樹勳 | RE | 1 | 02 May 2017 | 17 March 2021 |
| NGAI Ching Yau 魏靖悠 | RE | 1 | 12 September 2018 | 11 February 2022 |
| PAK Chi Wing 白志頴 | RO | 1 | 10 May 2019 | 30 August 2019 |
| PAK Chi Wing 白志頴 | RE | 1 | 08 March 2019 | 10 May 2019 |
| PAN Hong 潘红 | RO | 4 | 14 December 2023 | |
| PAN Hong 潘红 | RO | 1 | 14 December 2023 | |
| PAN Hong 潘红 | RE | 1 | 31 July 2023 | 14 December 2023 |
| TONG Siu Cheung 湯紹彰 | RO | 1 | 16 November 2022 | |
| TONG Siu Cheung 湯紹彰 | RO | 4 | 03 November 2021 | |
| TONG Siu Cheung 湯紹彰 | RE | 1 | 31 March 2017 | 16 November 2022 |
| TSOI Kai Ki 蔡佳琪 | RE | 1 | 02 November 2018 | 10 October 2019 |
| WAN Lui, Wendy 溫蕾 | RO | 1 | 14 February 2017 | 12 February 2018 |
| WONG Benny 黃華健 | RE | 1 | 01 June 2017 | 01 June 2017 |
| WONG Bun Lam 黃彬霖 | RO | 4 | 23 September 2024 | |
| WONG Bun Lam 黃彬霖 | RO | 1 | 23 September 2024 | |
| WONG Wing Kwan 王榮昆 | RO | 4 | 21 February 2023 | 26 July 2024 |
| WONG Wing Kwan 王榮昆 | RO | 1 | 21 February 2023 | 26 July 2024 |
| WONG Wing Kwan 王榮昆 | RE | 4 | 22 April 2022 | 21 February 2023 |
| WONG Wing Kwan 王榮昆 | RE | 1 | 13 July 2020 | 21 February 2023 |
| ZENG Fanjie 曾繁杰 | RE | 1 | 06 October 2017 | 17 September 2018 |
| ZHANG Zhibin 張志濱 | RE | 1 | 21 April 2017 | 31 October 2018 |
| ZHENG Xiruo 郑汐若 | RE | 4 | 22 December 2023 | |
| ZHENG Xiruo 郑汐若 | RE | 1 | 22 December 2023 | |
| ZHOU Fang 周芳 | RE | 4 | 09 May 2024 | |
| ZHOU Fang 周芳 | RE | 1 | 09 May 2024 |