SFC Licenceholders of CMBC International Securities Limited 民銀國際證券有限公司
- compliance_dept@cmbccap.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Derrick 陳是誠 | RE | 4 | 01 December 2016 | 13 May 2017 |
| CHAN Derrick 陳是誠 | RE | 1 | 01 December 2016 | 13 May 2017 |
| CHAN Sze Ho 陳思浩 | RE | 4 | 03 December 2018 | 28 July 2020 |
| CHAN Sze Ho 陳思浩 | RE | 1 | 03 December 2018 | 28 July 2020 |
| CHEN Sixiao 陳思瀟 | RE | 1 | 24 December 2018 | 19 February 2020 |
| CHU Edmund Kinwin 朱建榮 | RE | 4 | 01 December 2016 | 10 December 2016 |
| CHU Edmund Kinwin 朱建榮 | RE | 1 | 01 December 2016 | 10 December 2016 |
| DAI Zhijie 戴智杰 | RE | 1 | 01 June 2017 | 12 June 2017 |
| DAI Zhijie 戴智杰 | RE | 4 | 01 June 2017 | 12 June 2017 |
| FENG Changli 馮昌黎 | RE | 4 | 03 April 2017 | 28 November 2023 |
| FENG Changli 馮昌黎 | RE | 1 | 03 April 2017 | 28 November 2023 |
| FONG Benny Fu Tsung 方富聰 | RO | 4 | 30 November 2016 | 14 August 2017 |
| FONG Benny Fu Tsung 方富聰 | RO | 1 | 30 November 2016 | 14 August 2017 |
| GONG Lulu 龔露璐 | RE | 1 | 24 December 2018 | 28 November 2023 |
| HUANG Yiran 黃屹然 | RE | 4 | 01 December 2016 | 03 September 2018 |
| HUANG Yiran 黃屹然 | RE | 1 | 01 December 2016 | 03 September 2018 |
| HUI John 許僑聲 | RO | 4 | 30 November 2016 | 06 January 2017 |
| HUI John 許僑聲 | RO | 1 | 30 November 2016 | 06 January 2017 |
| HUI Wai Man 許偉民 | RO | 1 | 20 October 2017 | 30 April 2019 |
| HUI Wai Man 許偉民 | RO | 4 | 20 October 2017 | 30 April 2019 |
| LI Jianyang 李建陽 | RE | 4 | 29 May 2017 | 12 June 2017 |
| LI Jianyang 李建陽 | RO | 4 | 13 December 2018 | |
| LI Jianyang 李建陽 | RO | 1 | 13 December 2018 | |
| LI Jianyang 李建陽 | RE | 1 | 29 May 2017 | 12 June 2017 |
| LI Jinze 李金澤 | RO | 4 | 03 January 2018 | 13 June 2022 |
| LI Jinze 李金澤 | RO | 1 | 03 January 2018 | 13 June 2022 |
| LIANG Yuan 梁苑 | RE | 4 | 03 December 2018 | 15 June 2020 |
| LIANG Yuan 梁苑 | RE | 1 | 03 December 2018 | 15 June 2020 |
| LOO Kwok Wing 盧國榮 | RO | 4 | 30 November 2016 | 02 May 2017 |
| LOO Kwok Wing 盧國榮 | RO | 1 | 30 November 2016 | 02 May 2017 |
| OUYANG Puxi 歐陽普晞 | RE | 1 | 20 January 2017 | 31 December 2021 |
| OUYANG Puxi 歐陽普晞 | RE | 4 | 20 January 2017 | 31 December 2021 |
| SHEK Yeung, Eric 石陽 | RE | 4 | 20 January 2017 | 12 June 2017 |
| SHEK Yeung, Eric 石陽 | RE | 1 | 20 January 2017 | 12 June 2017 |
| SUN Xiaoyu 孫曉宇 | RE | 1 | 03 December 2018 | 28 May 2021 |
| SUN Xiaoyu 孫曉宇 | RE | 4 | 03 December 2018 | 28 May 2021 |
| TSUI Chi Kuen, Abe 徐志權 | RO | 4 | 16 February 2017 | 31 July 2018 |
| TSUI Chi Kuen, Abe 徐志權 | RO | 1 | 16 February 2017 | 31 July 2018 |
| TSUI Chi Kuen, Abe 徐志權 | RE | 4 | 16 January 2017 | 16 February 2017 |
| TSUI Chi Kuen, Abe 徐志權 | RE | 1 | 16 January 2017 | 16 February 2017 |
| XIAO Bin 肖彬 | RO | 1 | 17 August 2017 | |
| XIAO Bin 肖彬 | RO | 4 | 10 September 2018 | |
| XIAO Bin 肖彬 | RE | 4 | 23 December 2016 | 10 September 2018 |
| XIAO Bin 肖彬 | RE | 1 | 23 December 2016 | 17 August 2017 |
| YAN Chi Kwan 顏志軍 | RO | 4 | 30 November 2016 | 25 April 2018 |
| YAN Chi Kwan 顏志軍 | RO | 1 | 30 November 2016 | 25 April 2018 |
| YIP Wing Sze, Venz 葉穎詩 | RE | 1 | 03 December 2018 | 29 May 2020 |
| YIP Wing Sze, Venz 葉穎詩 | RE | 4 | 03 December 2018 | 29 May 2020 |
| ZHAN Qi 戰琪 | RE | 4 | 13 January 2017 | 05 November 2021 |
| ZHAN Qi 戰琪 | RE | 1 | 13 January 2017 | 05 November 2021 |
| ZHAO Jun 趙軍 | RE | 4 | 03 December 2018 | 28 November 2023 |
| ZHAO Jun 趙軍 | RE | 1 | 03 December 2018 | 28 November 2023 |