SFC Licenceholders of Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司
- compliance@dxzq.com.hk
- Website
- www.dxzq.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Ching Wan 陳青雲 | RO | 9 | 19 August 2020 | 09 September 2020 |
| CHAN Ching Wan 陳青雲 | RE | 4 | 10 July 2020 | 19 August 2020 |
| CHAN Ching Wan 陳青雲 | RE | 9 | 10 July 2020 | 19 August 2020 |
| CHAN Ching Wan 陳青雲 | RO | 4 | 19 August 2020 | 09 September 2020 |
| CHEN Yu 陳昱 | RE | 4 | 13 July 2020 | 17 December 2021 |
| CHEN Yu 陳昱 | RE | 9 | 13 July 2020 | 17 December 2021 |
| CHENG Wenbin 程文彬 | RE | 9 | 09 June 2022 | 28 April 2023 |
| CHENG Wenbin 程文彬 | RE | 4 | 09 June 2022 | 28 April 2023 |
| GAO Xue 高雪 | RE | 9 | 25 February 2019 | 16 July 2019 |
| GUO Chaofeng 郭朝峰 | RO | 4 | 04 January 2021 | 07 May 2021 |
| GUO Chaofeng 郭朝峰 | RO | 9 | 04 January 2021 | 07 May 2021 |
| GUO Chaofeng 郭朝峰 | RE | 4 | 03 December 2020 | 04 January 2021 |
| GUO Chaofeng 郭朝峰 | RE | 9 | 03 December 2020 | 04 January 2021 |
| GUO Xinxin 過欣欣 | RE | 9 | 13 March 2017 | 18 October 2017 |
| GUO Xinxin 過欣欣 | RE | 4 | 13 March 2017 | 18 October 2017 |
| JIANG Feng 江峰 | RE | 9 | 24 February 2017 | 23 May 2017 |
| JIANG Feng 江峰 | RE | 4 | 24 February 2017 | 23 May 2017 |
| LAM King Kit 林敬傑 | RE | 4 | 06 March 2020 | 27 May 2020 |
| LAM King Kit 林敬傑 | RE | 9 | 06 March 2020 | 27 May 2020 |
| LAM King Kit 林敬傑 | RO | 4 | 27 May 2020 | 12 September 2021 |
| LAM King Kit 林敬傑 | RO | 9 | 27 May 2020 | 12 September 2021 |
| LAN Wen 蘭文 | RO | 9 | 06 March 2018 | 09 August 2022 |
| LAN Wen 蘭文 | RO | 4 | 06 March 2018 | 09 August 2022 |
| LAU Chak Sum 劉澤森 | RE | 4 | 15 September 2017 | 31 December 2018 |
| LAU Chak Sum 劉澤森 | RE | 9 | 15 September 2017 | 31 December 2018 |
| LEE Kwok Cheong 李國昌 | RO | 9 | 23 July 2019 | 09 September 2020 |
| LEE Kwok Cheong 李國昌 | RO | 4 | 23 July 2019 | 09 September 2020 |
| LEE Kwok Cheong 李國昌 | RE | 9 | 14 June 2019 | 23 July 2019 |
| LEE Kwok Cheong 李國昌 | RE | 4 | 14 June 2019 | 23 July 2019 |
| LI Jiajun 李家俊 | RE | 4 | 03 June 2020 | 21 November 2021 |
| LI Jiajun 李家俊 | RE | 9 | 03 June 2020 | 21 November 2021 |
| LI Ning 李宁 | RO | 9 | 10 July 2023 | |
| LI Ning 李宁 | RO | 4 | 10 July 2023 | |
| LI Ning 李宁 | RE | 4 | 06 July 2018 | 31 August 2019 |
| LI Ning 李宁 | RE | 9 | 06 July 2018 | 31 August 2019 |
| LI Xiannong 李獻農 | RO | 9 | 26 January 2022 | |
| LI Xiannong 李獻農 | RO | 4 | 26 January 2022 | |
| LI Xin 李昕 | RO | 9 | 08 February 2017 | 14 June 2021 |
| LI Xin 李昕 | RO | 4 | 08 February 2017 | 14 June 2021 |
| MA Jingjing 馬晶晶 | RE | 9 | 19 November 2019 | 14 February 2022 |
| MA Jingjing 馬晶晶 | RE | 4 | 19 November 2019 | 14 February 2022 |
| MA Jingxian 馬婧嫻 | RE | 9 | 15 September 2017 | 15 August 2023 |
| MA Jingxian 馬婧嫻 | RE | 4 | 15 September 2017 | 15 August 2023 |
| NG Wing Tai 吳永泰 | RE | 4 | 30 July 2020 | 30 September 2020 |
| SONG Weiguang 宋為光 | RE | 9 | 24 February 2017 | 23 May 2017 |
| SONG Weiguang 宋為光 | RE | 4 | 24 February 2017 | 23 May 2017 |
| SUN Jia 孫佳 | RE | 9 | 07 July 2021 | 26 October 2021 |
| SUN Jia 孫佳 | RE | 4 | 02 December 2020 | 26 October 2021 |
| SUN Shangtong 孙尚同 | RE | 9 | 08 November 2022 | |
| SUN Youjia 孫優佳 | RE | 4 | 17 April 2018 | 08 August 2021 |
| SUN Youjia 孫優佳 | RE | 9 | 17 April 2018 | 08 August 2021 |
| TSOI Ka Hung 蔡嘉鴻 | RO | 9 | 06 June 2023 | 30 April 2024 |
| TSOI Ka Hung 蔡嘉鴻 | RE | 9 | 01 June 2021 | 06 June 2023 |
| TSOI Ka Hung 蔡嘉鴻 | RE | 4 | 01 June 2021 | 30 April 2024 |
| WANG Guofan 王国帆 | RE | 4 | 30 July 2020 | 31 August 2022 |
| WANG Kaifan 王愷凡 | RE | 4 | 28 December 2020 | 28 December 2020 |
| WANG Kaifan 王愷凡 | RE | 9 | 28 December 2020 | 28 December 2020 |
| WANG Kaifan 王愷凡 | RO | 4 | 28 December 2020 | 07 August 2022 |
| WANG Kaifan 王愷凡 | RO | 9 | 28 December 2020 | 07 August 2022 |
| WANG Kaifan 王愷凡 | RO | 9 | 08 November 2019 | 08 September 2020 |
| WANG Kaifan 王愷凡 | RO | 4 | 08 November 2019 | 08 September 2020 |
| WANG Kaifan 王愷凡 | RE | 9 | 11 July 2019 | 16 July 2019 |
| WANG Kaifan 王愷凡 | RE | 4 | 11 July 2019 | 16 July 2019 |
| WANG Shuhua 汪樹華 | RE | 9 | 07 May 2019 | 19 February 2020 |
| WANG Shuhua 汪樹華 | RE | 4 | 07 May 2019 | 19 February 2020 |
| WANG Yan 王琰 | RE | 9 | 15 March 2017 | 22 June 2018 |
| WANG Yan 王琰 | RE | 4 | 15 March 2017 | 22 June 2018 |
| WANG Yilun 汪逸伦 | RE | 9 | 02 September 2024 | |
| WANG Yilun 汪逸伦 | RE | 4 | 02 September 2024 | |
| WU Linpeng 吳林鵬 | RE | 9 | 24 February 2017 | 27 April 2020 |
| WU Linpeng 吳林鵬 | RE | 4 | 24 February 2017 | 27 April 2020 |
| WU Miao 吳苗 | RE | 9 | 18 August 2017 | 01 December 2018 |
| WU Miao 吳苗 | RE | 4 | 18 August 2017 | 01 December 2018 |
| WU Rundong 鄔潤東 | RE | 4 | 18 January 2021 | 10 November 2021 |
| WU Rundong 鄔潤東 | RE | 9 | 18 January 2021 | 10 November 2021 |
| XIE Zhiming 謝志明 | RE | 9 | 30 July 2020 | 10 February 2021 |
| XIE Zhiming 謝志明 | RE | 4 | 30 July 2020 | 10 February 2021 |
| XU Bo 徐博 | RO | 9 | 11 August 2021 | 28 November 2023 |
| XU Bo 徐博 | RO | 4 | 19 August 2020 | 28 November 2023 |
| XU Bo 徐博 | RE | 4 | 10 July 2020 | 19 August 2020 |
| XU Renmin 許韌敏 | RE | 9 | 21 September 2017 | 20 November 2017 |
| XU Renmin 許韌敏 | RE | 4 | 21 September 2017 | 20 November 2017 |
| XU Renmin 許韌敏 | RO | 4 | 20 November 2017 | 21 December 2018 |
| XU Renmin 許韌敏 | RO | 9 | 20 November 2017 | 21 December 2018 |
| YANG Jiuwei 楊久蔚 | RE | 4 | 04 October 2021 | 15 August 2023 |
| YANG Jiuwei 楊久蔚 | RE | 9 | 04 October 2021 | 15 August 2023 |
| YEUNG Wai Fung 楊威風 | RO | 9 | 04 May 2017 | 28 December 2017 |
| YEUNG Wai Fung 楊威風 | RO | 4 | 04 May 2017 | 28 December 2017 |
| YEUNG Wai Fung 楊威風 | RE | 9 | 20 March 2017 | 04 May 2017 |
| YEUNG Wai Fung 楊威風 | RE | 4 | 20 March 2017 | 04 May 2017 |
| YUE Yi 岳藝 | RE | 9 | 29 August 2017 | 03 October 2018 |
| YUE Yi 岳藝 | RE | 4 | 29 August 2017 | 03 October 2018 |
| ZENG Dezheng 曾德政 | RE | 4 | 09 October 2017 | 28 August 2020 |
| ZENG Dezheng 曾德政 | RE | 9 | 09 October 2017 | 28 August 2020 |
| ZHANG Yun 張雲 | RO | 9 | 08 February 2017 | 29 July 2017 |
| ZHANG Yun 張雲 | RO | 4 | 08 February 2017 | 29 July 2017 |
| ZHAO Haozhe 赵浩哲 | RE | 9 | 02 May 2023 | |
| ZHAO Haozhe 赵浩哲 | RE | 4 | 02 May 2023 | |
| ZHAO Meiqi 趙美琪 | RE | 4 | 18 June 2021 | 21 July 2023 |
| ZHAO Meiqi 趙美琪 | RE | 9 | 18 June 2021 | 21 July 2023 |
| ZHAO Yifan 趙一帆 | RE | 4 | 08 February 2021 | 13 August 2022 |
| ZHAO Yifan 趙一帆 | RE | 9 | 08 February 2021 | 13 August 2022 |
| ZHENG Jingting 鄭京婷 | RE | 4 | 22 March 2019 | 17 July 2019 |
| ZHENG Jingting 鄭京婷 | RE | 9 | 22 March 2019 | 17 July 2019 |
| ZHONG Shan 鍾山 | RO | 4 | 29 November 2017 | 08 October 2019 |
| ZHONG Shan 鍾山 | RE | 9 | 26 June 2017 | 29 November 2017 |
| ZHONG Shan 鍾山 | RE | 4 | 26 June 2017 | 29 November 2017 |
| ZHONG Shan 鍾山 | RO | 9 | 29 November 2017 | 08 October 2019 |
| ZHOU Geng 周耿 | RO | 9 | 10 September 2019 | 08 October 2021 |
| ZHOU Geng 周耿 | RO | 4 | 10 September 2019 | 08 October 2021 |
| ZHOU Geng 周耿 | RE | 9 | 02 July 2019 | 10 September 2019 |
| ZHOU Geng 周耿 | RE | 4 | 02 July 2019 | 10 September 2019 |
| ZHOU Yifeng 周一楓 | RE | 9 | 26 June 2017 | 01 January 2018 |
| ZHOU Yifeng 周一楓 | RE | 4 | 26 June 2017 | 01 January 2018 |
| ZHOU Yuping 周鈺萍 | RE | 9 | 20 May 2020 | 22 August 2021 |
| ZHOU Yuping 周鈺萍 | RE | 4 | 20 May 2020 | 22 August 2021 |
| ZHU Haokang 朱皓康 | RE | 9 | 14 July 2020 | 13 October 2022 |
| ZHU Haokang 朱皓康 | RE | 4 | 12 June 2020 | 13 October 2022 |