SFC Licenceholders of Ballas Capital Limited 博思融資有限公司
- compliance@ballascapital.com
- Website
- www.ballascapital.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU Shun Hang 區信鏗 | RE | 6 | 25 September 2017 | 30 June 2019 |
| AU Shun Hang 區信鏗 | RE | 1 | 25 September 2017 | 30 June 2019 |
| CHAN Lucas Leung-bong 陳亮邦 | RE | 6 | 10 April 2017 | 30 September 2021 |
| CHAN Lucas Leung-bong 陳亮邦 | RE | 1 | 10 April 2017 | 30 September 2021 |
| CHENG Mun Wah, Heidi 鄭敏華 | RO | 6 | 21 February 2017 | |
| CHENG Mun Wah, Heidi 鄭敏華 | RO | 1 | 21 February 2017 | |
| CHIU Tsz Hong | RE | 1 | 21 March 2023 | 21 April 2023 |
| CHIU Tsz Hong | RE | 6 | 21 March 2023 | 21 April 2023 |
| HUI Hiu Yan 許曉欣 | RE | 6 | 04 August 2017 | 11 May 2018 |
| HUI Hiu Yan 許曉欣 | RE | 1 | 04 August 2017 | 11 May 2018 |
| KO Aaron Tze Hin 高子軒 | RE | 6 | 14 March 2017 | 31 December 2019 |
| KO Aaron Tze Hin 高子軒 | RE | 1 | 14 March 2017 | 31 December 2019 |
| LAI Chung Hang, Angel 黎仲行 | RE | 1 | 13 November 2017 | 28 February 2020 |
| LAI Chung Hang, Angel 黎仲行 | RE | 6 | 13 November 2017 | 28 February 2020 |
| LAM Chun Hang 林晋行 | RE | 6 | 17 May 2018 | 19 March 2021 |
| LAM Chun Hang 林晋行 | RE | 1 | 17 May 2018 | 19 March 2021 |
| LAM Man 林敏 | RO | 6 | 28 November 2022 | 17 February 2023 |
| LAM Man 林敏 | RO | 1 | 28 November 2022 | 17 February 2023 |
| LAM Man 林敏 | RE | 6 | 03 October 2022 | 28 November 2022 |
| LAM Man 林敏 | RE | 1 | 03 October 2022 | 28 November 2022 |
| LAU Chi Wah Alex 劉志華 | RO | 6 | 21 February 2017 | |
| LAU Chi Wah Alex 劉志華 | RO | 1 | 21 February 2017 | |
| LEE Colin Pak Hei 李柏熙 | RE | 6 | 06 March 2020 | 19 September 2023 |
| LEE Colin Pak Hei 李柏熙 | RE | 1 | 06 March 2020 | 19 September 2023 |
| LEE Colin Pak Hei 李柏熙 | RE | 6 | 03 March 2017 | 30 April 2018 |
| LEE Colin Pak Hei 李柏熙 | RE | 1 | 03 March 2017 | 30 April 2018 |
| LEE Jonathan 李曉鐫 | RE | 6 | 16 September 2021 | 08 July 2022 |
| LEE Jonathan 李曉鐫 | RE | 1 | 16 September 2021 | 08 July 2022 |
| LEUNG Wai Ying 梁慧盈 | RO | 6 | 15 November 2019 | |
| LEUNG Wai Ying 梁慧盈 | RO | 1 | 15 November 2019 | |
| LEUNG Wai Ying 梁慧盈 | RE | 6 | 03 March 2017 | 15 November 2019 |
| LEUNG Wai Ying 梁慧盈 | RE | 1 | 03 March 2017 | 15 November 2019 |
| LI LOK WA | RE | 6 | 06 November 2023 | |
| LI LOK WA | RE | 1 | 06 November 2023 | |
| LIN Ka Man 連嘉雯 | RE | 6 | 13 March 2017 | 01 January 2022 |
| LIN Ka Man 連嘉雯 | RE | 1 | 13 March 2017 | 01 January 2022 |
| LIU Christy Chi Yan 廖梓恩 | RE | 6 | 15 October 2021 | 08 March 2023 |
| LIU Christy Chi Yan 廖梓恩 | RE | 1 | 15 October 2021 | 08 March 2023 |
| LO Ka Yan 盧嘉恩 | RE | 1 | 09 August 2022 | 28 June 2024 |
| LO Ka Yan 盧嘉恩 | RE | 6 | 18 July 2022 | 28 June 2024 |
| MO Tin Sang 毛天生 | RE | 6 | 03 July 2023 | 01 September 2023 |
| MO Tin Sang 毛天生 | RE | 1 | 03 July 2023 | 01 September 2023 |
| NG Chun Lok 吳雋諾 | RE | 6 | 15 July 2019 | 26 May 2021 |
| NG Chun Lok 吳雋諾 | RE | 1 | 15 July 2019 | 26 May 2021 |
| TSE Wing Lam, Michelle 謝穎霖 | RE | 6 | 05 October 2022 | |
| TSE Wing Lam, Michelle 謝穎霖 | RE | 1 | 05 October 2022 | |
| TSE Yuen Cheung 謝源章 | RO | 6 | 21 November 2022 | |
| TSE Yuen Cheung 謝源章 | RO | 1 | 21 November 2022 | |
| TSE Yuen Cheung 謝源章 | RE | 6 | 28 September 2022 | 21 November 2022 |
| TSE Yuen Cheung 謝源章 | RE | 1 | 28 September 2022 | 21 November 2022 |
| TSUI Alvin Chun Ming 徐浚銘 | RO | 6 | 15 July 2024 | |
| TSUI Alvin Chun Ming 徐浚銘 | RE | 6 | 11 June 2024 | 15 July 2024 |
| TSUI Jennifer Hoi Shan 徐凱姍 | RE | 6 | 02 September 2024 | |
| TSUI Jennifer Hoi Shan 徐凱姍 | RE | 1 | 02 September 2024 | |
| TZE Kan Fat 謝勤發 | RO | 6 | 05 October 2022 | 28 February 2023 |
| TZE Kan Fat 謝勤發 | RE | 6 | 13 May 2022 | 05 October 2022 |
| WONG Cheong Lok 黃昌樂 | RE | 1 | 10 January 2019 | 09 July 2021 |
| WONG Cheong Lok 黃昌樂 | RE | 6 | 10 January 2019 | 09 July 2021 |