SFC Licenceholders of Afflux Securities Limited 上高證券有限公司
- ro@affluxsec.com
- Website
- www.affluxsec.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Wenjun 蔡文君 | RE | 2 | 03 July 2019 | 03 April 2023 |
| CAI Wenjun 蔡文君 | RE | 4 | 03 July 2019 | |
| CAI Wenjun 蔡文君 | RE | 9 | 03 July 2019 | |
| CAI Wenjun 蔡文君 | RE | 1 | 03 July 2019 | |
| CHAN Kar Wah 陳家驊 | RO | 2 | 17 May 2018 | 30 September 2018 |
| CHAN Kar Wah 陳家驊 | RE | 1 | 01 March 2018 | 30 September 2018 |
| CHAN Man Yuen 陳文源 | RE | 9 | 21 September 2020 | 10 January 2021 |
| CHAN Man Yuen 陳文源 | RE | 4 | 21 September 2020 | 10 January 2021 |
| CHAN Man Yuen 陳文源 | RE | 1 | 21 September 2020 | 10 January 2021 |
| CHAN Yau Kit, Eric 陳有傑 | RO | 9 | 20 March 2019 | 31 January 2023 |
| CHAN Yau Kit, Eric 陳有傑 | RO | 4 | 20 March 2019 | 31 January 2023 |
| CHAN Yau Kit, Eric 陳有傑 | RO | 2 | 17 May 2018 | 31 January 2023 |
| CHAN Yau Kit, Eric 陳有傑 | RO | 1 | 27 April 2017 | 31 January 2023 |
| CHEN Xiaofang 陳曉芳 | RO | 9 | 20 March 2019 | |
| CHEN Xiaofang 陳曉芳 | RO | 4 | 20 March 2019 | |
| CHEN Xiaofang 陳曉芳 | RO | 1 | 28 November 2017 | |
| FU Ting Ting 傅婷婷 | RE | 1 | 18 July 2017 | 31 July 2018 |
| HUANG Kenian 黃可年 | RE | 9 | 07 June 2021 | 31 May 2022 |
| HUANG Kenian 黃可年 | RE | 4 | 07 June 2021 | 31 May 2022 |
| LEUNG Wai Wa, Terry 梁偉華 | RO | 1 | 27 April 2017 | 29 December 2017 |
| PAK Tsz Hin 白子軒 | RO | 9 | 10 October 2022 | |
| PAK Tsz Hin 白子軒 | RO | 4 | 10 October 2022 | |
| PAK Tsz Hin 白子軒 | RO | 2 | 29 October 2019 | 03 April 2023 |
| PAK Tsz Hin 白子軒 | RO | 1 | 29 October 2019 | |
| PAK Tsz Hin 白子軒 | RE | 9 | 14 October 2019 | 10 October 2022 |
| PAK Tsz Hin 白子軒 | RE | 4 | 14 October 2019 | 10 October 2022 |
| PAK Tsz Hin 白子軒 | RE | 2 | 14 October 2019 | 29 October 2019 |
| PAK Tsz Hin 白子軒 | RE | 1 | 14 October 2019 | 29 October 2019 |
| TAM Kwok Wai, Jack 譚國偉 | RO | 2 | 14 November 2018 | 15 October 2019 |
| TAM Kwok Wai, Jack 譚國偉 | RO | 1 | 14 November 2018 | 15 October 2019 |
| WU Yanpeng 吴艳鹏 | RE | 9 | 25 January 2021 | 31 May 2021 |
| WU Yanpeng 吴艳鹏 | RE | 4 | 25 January 2021 | 31 May 2021 |
| WU Yanpeng 吴艳鹏 | RE | 1 | 25 January 2021 | 31 May 2021 |
| ZHU Yuxiu 朱玉秀 | RE | 1 | 27 November 2017 | 14 November 2018 |