SFC Licenceholders of CMBC International Capital Limited 民銀資本有限公司
- compliance_dept@cmbccap.com
- Website
- www.cmbccap.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Chun Sing 陳振聲 | RE | 6 | 15 May 2019 | 20 November 2022 |
| CHAN Chun Sing 陳振聲 | RO | 1 | 13 August 2019 | 20 November 2022 |
| CHENG Gong 程功 | RE | 6 | 31 May 2023 | |
| CHENG Gong 程功 | RE | 1 | 31 May 2023 | |
| CHENG Kim Pong 鄭劍邦 | RO | 6 | 06 March 2023 | |
| CHENG Kim Pong 鄭劍邦 | RE | 6 | 24 June 2019 | 06 March 2023 |
| CHENG Kim Pong 鄭劍邦 | RE | 1 | 04 September 2019 | |
| FENG Wen 馮文 | RE | 6 | 13 July 2020 | 04 December 2022 |
| FENG Wen 馮文 | RE | 1 | 13 July 2020 | 04 December 2022 |
| GUANG Ao 光驁 | RE | 6 | 14 March 2024 | |
| GUANG Ao 光驁 | RE | 1 | 14 March 2024 | |
| HO Chin Fei 何展飛 | RE | 6 | 03 August 2021 | |
| HO Chin Fei 何展飛 | RE | 1 | 03 August 2021 | |
| HUANG SIYI 黃駟熠 | RE | 6 | 04 December 2020 | |
| JIAO Jinjun 焦勁軍 | RE | 6 | 17 January 2023 | |
| KWOK Ka In 郭嘉賢 | RE | 1 | 18 January 2018 | 12 August 2021 |
| KWOK Ka In 郭嘉賢 | RE | 6 | 03 November 2017 | 07 December 2017 |
| KWOK Ka In 郭嘉賢 | RO | 6 | 07 December 2017 | 12 August 2021 |
| LAU Tat Wai 劉達威 | RE | 1 | 17 May 2018 | 20 August 2021 |
| LAU Tat Wai 劉達威 | RE | 6 | 17 May 2018 | 20 August 2021 |
| LI Shuonan 李碩楠 | RE | 6 | 01 June 2018 | 15 April 2019 |
| LI Shuonan 李碩楠 | RE | 1 | 10 May 2018 | 26 September 2018 |
| LI Sung Tat 李崇達 | RE | 1 | 11 June 2018 | 31 October 2018 |
| LI Sung Tat 李崇達 | RE | 6 | 11 June 2018 | 26 May 2019 |
| LI Sung Tat 李崇達 | RO | 1 | 31 October 2018 | 26 May 2019 |
| LI Xinya 李心雅 | RE | 6 | 31 May 2023 | |
| LI Xinya 李心雅 | RE | 1 | 31 May 2023 | |
| LIN Yue 林越 | RE | 6 | 05 November 2018 | 02 December 2020 |
| LIN Yue 林越 | RE | 1 | 05 November 2018 | 02 December 2020 |
| LIU Wenxi 劉文希 | RE | 6 | 15 April 2019 | 30 November 2022 |
| LUO Hao 羅浩 | RE | 6 | 18 February 2021 | |
| MA Jia 馬嘉 | RE | 6 | 12 January 2023 | |
| MA Jia 馬嘉 | RE | 1 | 12 January 2023 | |
| MAK Ho Lim 麥灝廉 | RO | 1 | 02 December 2022 | |
| MAK Ho Lim 麥灝廉 | RO | 6 | 21 January 2022 | |
| MAK Ho Lim 麥灝廉 | RE | 6 | 10 September 2021 | 21 January 2022 |
| MOU Zhengwen 牟正文 | RE | 6 | 12 April 2019 | 31 July 2020 |
| NG Hoi Kam 吳海淦 | RO | 1 | 20 December 2017 | |
| NG Hoi Kam 吳海淦 | RO | 6 | 13 September 2017 | |
| NG Hoi Kam 吳海淦 | RE | 6 | 04 September 2017 | 13 September 2017 |
| O' YANG Wiley 歐陽偉立 | RO | 6 | 17 March 2017 | 31 January 2018 |
| O' YANG Wiley 歐陽偉立 | RO | 1 | 17 March 2017 | 31 January 2018 |
| PAN Jiao 潘姣 | RE | 6 | 03 June 2021 | 16 July 2021 |
| PAN Jiao 潘姣 | RE | 1 | 03 June 2021 | 16 July 2021 |
| QIAO Yashuang 喬雅霜 | RE | 6 | 01 September 2020 | |
| QIAO Yashuang 喬雅霜 | RE | 1 | 09 October 2020 | |
| SZE Shun Fai 施純輝 | RO | 6 | 05 January 2023 | |
| SZE Shun Fai 施純輝 | RE | 6 | 13 March 2018 | 05 January 2023 |
| SZE Shun Fai 施純輝 | RE | 1 | 13 March 2018 | |
| TIAN Rui 田睿 | RE | 6 | 01 September 2021 | |
| TIAN Rui 田睿 | RE | 1 | 01 September 2021 | |
| WANG Duoduo 王多多 | RE | 1 | 14 September 2017 | 29 June 2018 |
| WANG Duoduo 王多多 | RE | 6 | 14 September 2017 | 29 June 2018 |
| WANG Shengnan 王盛男 | RO | 1 | 12 January 2023 | |
| WANG Shengnan 王盛男 | RE | 6 | 12 April 2021 | |
| WANG Shengnan 王盛男 | RE | 1 | 12 April 2021 | 12 January 2023 |
| WANG Su 王蘇 | RE | 1 | 27 July 2020 | 07 September 2020 |
| WANG Su 王蘇 | RE | 6 | 27 July 2020 | 07 September 2020 |
| WANG Yan 王妍 | RO | 6 | 10 July 2017 | 15 October 2018 |
| WANG Yan 王妍 | RO | 1 | 10 July 2017 | 15 October 2018 |
| WANG Yan 王妍 | RE | 6 | 01 June 2017 | 10 July 2017 |
| WANG Yan 王妍 | RE | 1 | 01 June 2017 | 10 July 2017 |
| WONG Ho Wai 黃浩瑋 | RE | 1 | 23 August 2021 | |
| WONG Ho Wai 黃浩瑋 | RE | 6 | 23 August 2021 | |
| WONG Stacey Martin 黃偉誠 | RO | 1 | 17 March 2017 | 07 November 2017 |
| WONG Stacey Martin 黃偉誠 | RO | 6 | 17 March 2017 | 07 November 2017 |
| WONG Yik Yin, Rick 王譯賢 | RO | 6 | 09 July 2018 | 24 November 2022 |
| WONG Yik Yin, Rick 王譯賢 | RE | 6 | 19 January 2018 | 09 July 2018 |
| WONG Yik Yin, Rick 王譯賢 | RE | 1 | 19 January 2018 | 24 November 2022 |
| WONG Yiu Ming, Simon 王耀明 | RE | 1 | 21 March 2017 | 21 September 2017 |
| WONG Yiu Ming, Simon 王耀明 | RE | 6 | 21 March 2017 | 21 September 2017 |
| XU Qing 許晴 | RE | 6 | 31 October 2017 | 23 August 2020 |
| XU Qing 許晴 | RE | 1 | 31 October 2017 | 23 August 2020 |
| XUE Zhong 薛重 | RO | 1 | 24 August 2023 | |
| XUE Zhong 薛重 | RE | 1 | 27 June 2023 | 24 August 2023 |
| XUE Zhong 薛重 | RE | 6 | 27 June 2023 | |
| YAN Yajing 顏雅靖 | RE | 1 | 20 March 2017 | 28 February 2018 |
| YAN Yajing 顏雅靖 | RE | 6 | 20 March 2017 | 28 February 2018 |
| YAO Xinchen 姚昕辰 | RE | 1 | 09 April 2020 | |
| YAO Xinchen 姚昕辰 | RE | 6 | 13 February 2020 | |
| YAU Hok Wai, Henry Clement 邱學煒 | RO | 1 | 17 March 2017 | 20 October 2017 |
| YAU Hok Wai, Henry Clement 邱學煒 | RO | 6 | 17 March 2017 | 20 October 2017 |
| YUAN Ye 袁野 | RE | 6 | 26 October 2017 | 27 June 2020 |
| YUAN Ye 袁野 | RE | 1 | 26 October 2017 | 27 June 2020 |
| ZHOU You 周游 | RE | 1 | 04 January 2021 | |
| ZHOU You 周游 | RE | 6 | 04 January 2021 | |
| ZHU Yahua 朱亞驊 | RE | 1 | 20 March 2017 | 11 July 2018 |
| ZHU Yahua 朱亞驊 | RE | 6 | 20 March 2017 | 11 July 2018 |