SFC Licenceholders of uSmart Securities Limited 盈立證券有限公司
- cs@usmarthk.com
- Website
- usmartsecurities.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CAI Yu 蔡雨 | RE | 9 | 24 February 2023 | |
| CAI Yu 蔡雨 | RE | 4 | 24 February 2023 | |
| CHAK King Hang 翟景恆 | RE | 9 | 27 April 2022 | 14 December 2023 |
| CHAK King Hang 翟景恆 | RE | 1 | 27 April 2022 | 14 December 2023 |
| CHAK King Hang 翟景恆 | RE | 4 | 27 April 2022 | 14 December 2023 |
| CHAN Ka Kin 陳家建 | RE | 9 | 03 May 2021 | 02 June 2022 |
| CHAN Ka Kin 陳家建 | RE | 1 | 07 April 2021 | 02 June 2022 |
| CHAN Ka Kin 陳家建 | RE | 4 | 07 April 2021 | 02 June 2022 |
| CHAN Kei Yin 陳紀燃 | RE | 1 | 27 October 2023 | |
| CHAN Kwok Keung 陳國强 | RE | 9 | 05 January 2024 | |
| CHAN Kwok Keung 陳國强 | RE | 1 | 05 January 2024 | |
| CHAN Kwok Keung 陳國强 | RE | 4 | 05 January 2024 | |
| CHAN Wai Chung 陳偉聰 | RE | 9 | 11 October 2019 | 01 July 2022 |
| CHAN Wai Chung 陳偉聰 | RE | 1 | 11 October 2019 | 24 January 2020 |
| CHAN Wai Chung 陳偉聰 | RO | 1 | 24 January 2020 | 01 July 2022 |
| CHAN Wai Chung 陳偉聰 | RO | 4 | 24 January 2020 | 01 July 2022 |
| CHAN Wai Chung 陳偉聰 | RE | 4 | 11 October 2019 | 24 January 2020 |
| CHAN Wing Man 陳穎雯 | RE | 1 | 22 October 2021 | 09 August 2022 |
| CHAN Wing Man 陳穎雯 | RE | 4 | 22 October 2021 | 09 August 2022 |
| CHANG Che Hao 張哲豪 | RO | 4 | 14 February 2023 | |
| CHANG Che Hao 張哲豪 | RE | 1 | 07 December 2022 | 14 February 2023 |
| CHANG Che Hao 張哲豪 | RE | 4 | 07 December 2022 | 14 February 2023 |
| CHANG Che Hao 張哲豪 | RO | 1 | 14 February 2023 | |
| CHANG Che Hao 張哲豪 | RO | 9 | 28 November 2023 | |
| CHAU Chin Wang 周展宏 | RE | 1 | 22 February 2021 | 28 April 2022 |
| CHENG Chi Ho 鄭志豪 | RO | 4 | 17 June 2022 | 01 April 2024 |
| CHENG Chi Ho 鄭志豪 | RE | 9 | 01 April 2022 | 17 June 2022 |
| CHENG Chi Ho 鄭志豪 | RE | 4 | 01 April 2022 | 17 June 2022 |
| CHENG Chi Ho 鄭志豪 | RE | 1 | 01 April 2022 | 17 June 2022 |
| CHENG Chi Ho 鄭志豪 | RO | 1 | 17 June 2022 | 01 April 2024 |
| CHENG Chi Ho 鄭志豪 | RO | 9 | 17 June 2022 | 01 April 2024 |
| CHENG Chi Ho 鄭智浩 | RE | 4 | 07 December 2020 | 03 January 2021 |
| CHENG Chi Ho 鄭智浩 | RE | 9 | 07 December 2020 | 03 January 2021 |
| CHENG Nga Sze 鄭雅詩 | RE | 1 | 19 August 2020 | 28 August 2022 |
| CHENG Nga Sze 鄭雅詩 | RE | 4 | 02 July 2021 | 28 August 2022 |
| CHENG Yuen Chiu 鄭元超 | RE | 9 | 23 September 2019 | 13 July 2020 |
| CHENG Yuen Chiu 鄭元超 | RE | 1 | 06 August 2019 | 13 July 2020 |
| CHENG Yuen Chiu 鄭元超 | RE | 4 | 06 August 2019 | 13 July 2020 |
| CHEUNG Chi 張弛 | RE | 4 | 16 January 2024 | |
| CHEUNG Chi 張弛 | RE | 1 | 16 January 2024 | |
| CHEUNG Yan Ho 張殷豪 | RE | 9 | 21 January 2022 | 31 August 2022 |
| CHEUNG Yan Ho 張殷豪 | RE | 4 | 22 March 2021 | 31 August 2022 |
| CHEUNG Yan Ho 張殷豪 | RE | 1 | 22 March 2021 | 31 August 2022 |
| CHIN Hin Lik, Eric 陳顯歷 | RE | 9 | 29 May 2019 | 06 June 2019 |
| CHONG Chi Shing 莊治城 | RE | 9 | 08 April 2021 | 22 July 2022 |
| CHONG Chi Shing 莊治城 | RE | 4 | 08 April 2021 | 22 July 2022 |
| CHONG Chi Shing 莊治城 | RE | 1 | 08 April 2021 | 22 July 2022 |
| CHOW Mei Yee 周美儀 | RE | 4 | 02 July 2021 | 05 September 2021 |
| CHOW Mei Yee 周美儀 | RE | 1 | 16 December 2019 | 05 September 2021 |
| CHOY Lee Lee 蔡莉莉 | RE | 1 | 18 September 2019 | 12 July 2022 |
| CHUI Hattie 徐凱蒂 | RE | 1 | 07 August 2023 | |
| CHUI Hattie 徐凱蒂 | RE | 4 | 07 August 2023 | |
| CHUI Hattie 徐凱蒂 | RE | 9 | 07 August 2023 | |
| CHUI Lai Man 徐麗敏 | RE | 4 | 02 July 2021 | 03 August 2022 |
| CHUI Lai Man 徐麗敏 | RE | 1 | 05 May 2020 | 03 August 2022 |
| CUI Sunfeiyue 崔孫飛躍 | RE | 1 | 12 February 2020 | 22 September 2020 |
| DAN Yunlei 但芸蕾 | RE | 4 | 28 October 2022 | |
| DAN Yunlei 但芸蕾 | RE | 9 | 28 October 2022 | |
| DAN Yunlei 但芸蕾 | RE | 1 | 28 October 2022 | |
| DONG Tiantian 董天天 | RE | 4 | 15 February 2024 | |
| DONG Tiantian 董天天 | RE | 9 | 15 February 2024 | |
| DONG Tiantian 董天天 | RE | 1 | 15 February 2024 | |
| FONG Wai Ying, Vivian Catherine 方韋盈 | RE | 9 | 05 March 2021 | 09 July 2022 |
| FONG Wai Ying, Vivian Catherine 方韋盈 | RE | 4 | 05 March 2021 | 09 July 2022 |
| FONG Wai Ying, Vivian Catherine 方韋盈 | RE | 1 | 05 March 2021 | 09 July 2022 |
| FUNG Siu Hung 馮兆鴻 | RO | 9 | 13 July 2017 | 09 December 2018 |
| FUNG Siu Hung 馮兆鴻 | RO | 4 | 13 July 2017 | 09 December 2018 |
| FUNG Siu Hung 馮兆鴻 | RO | 1 | 13 July 2017 | 09 December 2018 |
| GAO Wei 高偉 | RE | 4 | 20 January 2023 | |
| GAO Wei 高偉 | RE | 1 | 20 January 2023 | |
| GAO Xuemei 高雪梅 | RE | 1 | 16 September 2021 | 19 January 2023 |
| GAO Xuemei 高雪梅 | RE | 4 | 16 September 2021 | 19 January 2023 |
| GONG Yuan 龔媛 | RE | 1 | 09 June 2021 | |
| GONG Yuan 龔媛 | RE | 9 | 27 April 2021 | |
| GONG Yuan 龔媛 | RE | 4 | 27 April 2021 | |
| GUO Cuiyun 郭翠云 | RE | 4 | 24 August 2023 | |
| GUO Cuiyun 郭翠云 | RE | 1 | 24 August 2023 | |
| HONG Taoli 洪桃李 | RO | 4 | 16 September 2019 | |
| HONG Taoli 洪桃李 | RO | 1 | 16 September 2019 | |
| HONG Taoli 洪桃李 | RO | 9 | 16 September 2019 | |
| HUANG Jianwen 黃鍵文 | RE | 1 | 11 January 2024 | |
| HUANG Jianwen 黃鍵文 | RE | 4 | 11 January 2024 | |
| HUANG Jianwen 黃鍵文 | RE | 9 | 11 January 2024 | |
| HUANG Jianwen 黃鍵文 | RE | 9 | 31 May 2023 | 20 December 2023 |
| HUANG Jianwen 黃鍵文 | RE | 1 | 31 May 2023 | 20 December 2023 |
| HUANG Jianwen 黃鍵文 | RE | 4 | 31 May 2023 | 20 December 2023 |
| HUNG Ka Wing, Jimson 洪嘉榮 | RE | 1 | 07 September 2023 | 12 September 2023 |
| HUNG Ka Wing, Jimson 洪嘉榮 | RO | 1 | 12 September 2023 | 14 February 2024 |
| IP Kong Fung 葉江峰 | RE | 1 | 06 August 2019 | |
| JIANG Xiong 蔣雄 | RE | 9 | 16 June 2023 | |
| JIANG Xiong 蔣雄 | RE | 4 | 16 June 2023 | |
| JIANG Xiong 蔣雄 | RE | 1 | 16 June 2023 | |
| KONG Oi Wa 江愛華 | RE | 1 | 25 January 2022 | 19 October 2022 |
| KONG Oi Wa 江愛華 | RE | 4 | 25 January 2022 | 19 October 2022 |
| KWAN Chi Sum 關智森 | RE | 1 | 06 October 2023 | |
| KWOK Kwai Ming Natalie 郭桂明 | RE | 1 | 05 November 2021 | 25 June 2023 |
| LAM Ka Chun 林嘉俊 | RE | 1 | 27 September 2019 | 07 April 2020 |
| LAM Ka Chun 林嘉俊 | RE | 9 | 27 September 2019 | 07 April 2020 |
| LAM Ka Chun 林嘉俊 | RE | 4 | 27 September 2019 | 07 April 2020 |
| LAM Man Kin 林文建 | RE | 1 | 04 November 2022 | 05 October 2023 |
| LAM Man Kin 林文建 | RE | 4 | 04 November 2022 | 05 October 2023 |
| LAM Man Kin 林文建 | RE | 9 | 04 November 2022 | 05 October 2023 |
| LAU Ching Man Yvonne 劉靜文 | RE | 1 | 16 November 2021 | 20 October 2022 |
| LAU Ching Man Yvonne 劉靜文 | RE | 4 | 16 November 2021 | 20 October 2022 |
| LAU Kwok Hei 劉國熙 | RO | 9 | 02 March 2021 | 15 June 2021 |
| LAU Kwok Hei 劉國熙 | RO | 4 | 02 March 2021 | 15 June 2021 |
| LAU Kwok Hei 劉國熙 | RO | 1 | 27 August 2019 | 15 June 2021 |
| LAU Kwok Hei 劉國熙 | RE | 1 | 09 July 2019 | 27 August 2019 |
| LEE Chien Han 李建翰 | RE | 1 | 18 January 2024 | |
| LEE Chien Han 李建翰 | RE | 4 | 18 January 2024 | |
| LEE Chien Han 李建翰 | RE | 9 | 18 January 2024 | |
| LEE Chun Yuen 李峻源 | RE | 1 | 10 February 2020 | 24 November 2020 |
| LEE Chung Yee 李宗儀 | RE | 1 | 19 August 2020 | 09 October 2020 |
| LEUNG Chun Shing 梁俊成 | RE | 4 | 17 December 2020 | 15 March 2021 |
| LEUNG Chun Shing 梁俊成 | RE | 9 | 17 December 2020 | 15 March 2021 |
| LEUNG Chun Shing 梁俊成 | RO | 4 | 15 March 2021 | 30 June 2023 |
| LEUNG Chun Shing 梁俊成 | RO | 9 | 15 March 2021 | 30 June 2023 |
| LEUNG Wai Chung 梁偉忠 | RO | 1 | 23 June 2022 | 04 August 2023 |
| LEUNG Wai Chung 梁偉忠 | RE | 1 | 26 August 2021 | 23 June 2022 |
| LEUNG Yun Bo 梁潤寶 | RE | 4 | 26 September 2022 | |
| LEUNG Yun Bo 梁潤寶 | RE | 1 | 26 September 2022 | |
| LEUNG Yun Tim 梁潤添 | RE | 1 | 01 August 2022 | |
| LI Ho Yin 李昊彥 | RE | 1 | 28 August 2019 | 22 January 2021 |
| LI Jiaqian 李佳倩 | RE | 4 | 05 February 2021 | 10 September 2021 |
| LI Jiaqian 李佳倩 | RE | 1 | 05 February 2021 | 10 September 2021 |
| LI Jixiang | RE | 4 | 19 May 2022 | 06 July 2022 |
| LI Jixiang | RE | 9 | 19 May 2022 | 06 July 2022 |
| LI Jixiang | RO | 1 | 06 July 2022 | 19 August 2022 |
| LI Jixiang | RE | 1 | 19 May 2022 | 06 July 2022 |
| LI Jixiang | RO | 4 | 06 July 2022 | 19 August 2022 |
| LI Jixiang | RO | 9 | 06 July 2022 | 19 August 2022 |
| LI Jixiang | RE | 9 | 19 August 2022 | 05 September 2022 |
| LI Jixiang | RE | 4 | 19 August 2022 | 05 September 2022 |
| LI Jixiang | RE | 1 | 19 August 2022 | 05 September 2022 |
| LI SiSi 李思思 | RE | 1 | 14 December 2022 | |
| LI SiSi 李思思 | RE | 4 | 14 December 2022 | |
| LI SiSi 李思思 | RE | 9 | 14 December 2022 | |
| LIN Chun Ting 練駿霆 | RE | 1 | 10 June 2022 | 24 September 2023 |
| LOCK Chun Wai 駱俊瑋 | RE | 1 | 14 July 2022 | |
| MA Tin Lok 馬天樂 | RE | 1 | 01 December 2021 | 09 July 2022 |
| MA Tin Lok 馬天樂 | RE | 4 | 01 December 2021 | 09 July 2022 |
| MOK Ka Ho 莫嘉豪 | RO | 9 | 04 July 2019 | 22 October 2019 |
| MOK Ka Ho 莫嘉豪 | RO | 4 | 04 July 2019 | 22 October 2019 |
| MOK Ka Ho 莫嘉豪 | RO | 1 | 04 July 2019 | 22 October 2019 |
| NG Wing Hoi 吳泳愷 | RE | 4 | 13 November 2020 | 29 June 2021 |
| NG Wing Hoi 吳泳愷 | RE | 9 | 13 November 2020 | 29 June 2021 |
| NG Wing Hoi 吳泳愷 | RE | 1 | 16 April 2019 | 06 August 2020 |
| NG Wing Hoi 吳泳愷 | RO | 1 | 06 August 2020 | 29 June 2021 |
| PAN Weixiong 潘偉雄 | RE | 1 | 29 September 2021 | 08 July 2022 |
| SHEK Chi Ying 石志瑩 | RE | 1 | 24 October 2019 | 08 January 2022 |
| SHIU Wing Yu 蕭詠雨 | RE | 1 | 19 December 2019 | 04 February 2020 |
| TAM Man Yi 談蔓誼 | RE | 4 | 10 September 2021 | 14 June 2023 |
| TAM Man Yi 談蔓誼 | RE | 1 | 10 September 2021 | 14 June 2023 |
| TAM Wing Kan 譚詠勤 | RE | 1 | 19 July 2021 | 30 September 2021 |
| TAN Dao Gyng 陳道烱 | RO | 9 | 13 July 2017 | 30 September 2019 |
| TAN Dao Gyng 陳道烱 | RO | 4 | 13 July 2017 | 30 September 2019 |
| TAN Dao Gyng 陳道烱 | RO | 1 | 13 July 2017 | 30 September 2019 |
| TANG Wing Him 鄧穎謙 | RE | 1 | 10 June 2021 | 03 August 2022 |
| TANG Wing Lun 鄧永麟 | RO | 1 | 26 July 2022 | |
| TANG Wing Lun 鄧永麟 | RE | 1 | 10 September 2019 | 26 July 2022 |
| TANG Wing Lun 鄧永麟 | RE | 4 | 02 July 2021 | |
| TANG Yick Shun 鄧奕迅 | RE | 1 | 06 April 2020 | 09 April 2020 |
| TING Wan Yam 丁尹音 | RE | 4 | 18 October 2023 | |
| TING Wan Yam 丁尹音 | RE | 1 | 18 October 2023 | |
| TSANG Carol Ching Tak 曾靜德 | RE | 4 | 13 July 2021 | 24 July 2023 |
| TSANG Carol Ching Tak 曾靜德 | RE | 1 | 24 January 2020 | 24 July 2023 |
| TSANG Ching Wa 曾青華 | RE | 4 | 02 July 2021 | 08 August 2022 |
| TSANG Ching Wa 曾青華 | RE | 1 | 09 March 2020 | 08 August 2022 |
| WANG Haichen 王海琛 | RE | 1 | 04 March 2020 | 30 September 2020 |
| WANG Haichen 王海琛 | RE | 4 | 04 March 2020 | 30 September 2020 |
| WANG Haichen 王海琛 | RE | 9 | 04 March 2020 | 30 September 2020 |
| WANG Rui 王瑞 | RE | 4 | 26 September 2022 | 17 September 2023 |
| WANG Rui 王瑞 | RE | 9 | 26 September 2022 | 17 September 2023 |
| WANG Rui 王瑞 | RE | 1 | 26 September 2022 | 17 September 2023 |
| WANG Xiao 汪霄 | RE | 1 | 18 March 2022 | 19 April 2022 |
| WEI Mingjun 韋明俊 | RE | 9 | 28 May 2021 | 30 September 2023 |
| WONG Cho Wai 黃祖衛 | RO | 1 | 27 February 2024 | |
| WONG Sze Ho 黃詩豪 | RE | 1 | 25 March 2022 | 26 June 2022 |
| WONG Wai Ki 黃煒棋 | RE | 1 | 03 February 2023 | 26 June 2023 |
| WONG Wai Ki 黃煒棋 | RE | 9 | 03 February 2023 | 26 June 2023 |
| WONG Wai Ki 黃煒棋 | RE | 4 | 03 February 2023 | 26 June 2023 |
| WONG Yui Ho 王銳豪 | RE | 9 | 08 May 2020 | 05 August 2020 |
| WU Peizhe 吳沛哲 | RE | 4 | 11 August 2020 | 04 October 2020 |
| WU Peizhe 吳沛哲 | RE | 1 | 11 August 2020 | 04 October 2020 |
| WUN Po Yu 溫寶如 | RE | 1 | 25 October 2021 | 18 April 2023 |
| XIN Hai 忻海 | RO | 9 | 21 January 2019 | 31 December 2021 |
| XIN Hai 忻海 | RO | 4 | 21 January 2019 | 31 December 2021 |
| XIN Hai 忻海 | RO | 1 | 21 January 2019 | 31 December 2021 |
| YANG Hong 楊鴻 | RE | 1 | 03 May 2023 | |
| YU Chun Kuei 余春葵 | RE | 9 | 25 March 2024 | |
| YU Chun Kuei 余春葵 | RE | 4 | 25 March 2024 | |
| YU Chun Kuei 余春葵 | RE | 1 | 25 March 2024 | |
| YU King Leung 余敬良 | RO | 4 | 27 April 2023 | |
| YU King Leung 余敬良 | RE | 9 | 27 April 2023 | |
| YU King Leung 余敬良 | RO | 1 | 27 April 2023 | |
| YU King Leung 余敬良 | RE | 4 | 29 October 2019 | 27 April 2023 |
| YU King Leung 余敬良 | RE | 1 | 29 October 2019 | 27 April 2023 |
| YU Man Ho 余文浩 | RO | 9 | 21 February 2024 | |
| YU Man Ho 余文浩 | RO | 4 | 21 February 2024 | |
| YU Nga Chi 余雅芝 | RE | 1 | 24 October 2019 | 03 January 2020 |
| YUEN Wing Kit 袁永傑 | RE | 1 | 10 September 2019 | 15 March 2021 |
| YUEN Wing Kit 袁永傑 | RO | 1 | 15 March 2021 | 29 April 2023 |
| YUEN Wing Kit 袁永傑 | RO | 4 | 15 March 2021 | 29 April 2023 |
| YUEN Wing Kit 袁永傑 | RE | 9 | 12 March 2021 | 29 April 2023 |
| YUEN Wing Kit 袁永傑 | RE | 4 | 23 November 2020 | 15 March 2021 |
| ZENG Deyue 曾德月 | RE | 9 | 07 March 2024 | |
| ZENG Deyue 曾德月 | RE | 4 | 07 March 2024 | |
| ZENG Deyue 曾德月 | RE | 1 | 07 March 2024 | |
| ZHANG Jiahao 張佳豪 | RE | 1 | 11 June 2021 | 15 December 2021 |
| ZHANG Jiahao 張佳豪 | RE | 4 | 11 June 2021 | 15 December 2021 |
| ZHANG Jiahao 張佳豪 | RE | 9 | 11 June 2021 | 15 December 2021 |
| ZHANG Peiyuan 張培遠 | RE | 9 | 09 September 2022 | 20 May 2023 |
| ZHANG Peiyuan 張培遠 | RE | 1 | 09 September 2022 | 20 May 2023 |
| ZHANG Peiyuan 張培遠 | RE | 4 | 09 September 2022 | 20 May 2023 |
| ZHANG Yi 張藝 | RE | 1 | 04 November 2022 | 12 July 2023 |
| ZHANG Yi 張藝 | RE | 4 | 04 November 2022 | 12 July 2023 |
| ZHANG Yi 張藝 | RE | 9 | 04 November 2022 | 12 July 2023 |
| ZHAO Ming 趙明 | RE | 1 | 12 March 2024 | |
| ZHAO Ming 趙明 | RE | 4 | 12 March 2024 | |
| ZHAO Ming 趙明 | RE | 9 | 12 March 2024 | |
| ZHAO Yunlong 趙云龍 | RE | 4 | 09 November 2022 | 09 November 2022 |
| ZHAO Yunlong 趙云龍 | RE | 9 | 09 November 2022 | 09 November 2022 |
| ZHAO Yunlong 趙云龍 | RE | 1 | 09 November 2022 | 09 November 2022 |
| ZHAO Zhiyuan 趙致遠 | RE | 4 | 03 October 2023 | |
| ZHAO Zhiyuan 趙致遠 | RE | 1 | 03 October 2023 | |
| ZHOU Yicheng 周易騁 | RE | 4 | 29 September 2021 | 21 November 2021 |
| ZHOU Yicheng 周易騁 | RE | 1 | 29 September 2021 | 21 November 2021 |